Statement of Changes in Beneficial Ownership (4)
01 August 2022 - 10:13PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Collins John Alec |
2. Issuer Name and Ticker or Trading Symbol
Hayward Holdings, Inc.
[
HAYW
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) SVP Chief Supply Chain Officer |
(Last)
(First)
(Middle)
C/O HAYWARD HOLDINGS, INC., 1415 VANTAGE PARK DRIVE, SUITE 400 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/29/2022 |
(Street)
CHARLOTTE, NC 28203
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/29/2022 | | A | | 9426 (1) | A | $0 | 9702 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | $11.67 | 7/29/2022 | | A | | 62044 (2) | | (3) | 7/29/2032 | Common Stock | 62044.0 | $0 | 62044 | D | |
Explanation of Responses: |
(1) | Represents restricted stock units granted to the Reporting Person under the Hayward Holdings, Inc. 2021 Equity Incentive Plan (the "2021 Plan"). Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The restricted stock units vest in three equal installments, on each of July 29, 2023, July 29, 2024, and July 29, 2025; provided generally that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date. |
(2) | Represents options to purchase Common Stock granted to the Reporting Person under the 2021 Plan. |
(3) | This option vests in three equal installments, on each of July 29, 2023, July 29, 2024, and July 29, 2025; provided generally that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Collins John Alec C/O HAYWARD HOLDINGS, INC. 1415 VANTAGE PARK DRIVE, SUITE 400 CHARLOTTE, NC 28203 |
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| SVP Chief Supply Chain Officer |
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Signatures
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/s/ Susan Canning, attorney-in-fact
Name: Susan Canning
Title: Senior Vice President, Chief Legal Officer and Corporate Secretary | | 8/1/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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