Statement of Changes in Beneficial Ownership (4)
22 September 2021 - 11:26PM
Edgar (US Regulatory)
FORM 4
[X] Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instruction
1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * Yanai
Shlomo |
2. Issuer Name and Ticker or Trading
Symbol W R GRACE & CO [ GRA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O W. R. GRACE & CO., 7500 GRACE DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
9/22/2021
|
(Street)
COLUMBIA, MD 21044
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.01 per
share |
9/22/2021 |
|
D |
|
6973 |
D |
(1) |
0 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
This Form 4 reports
securities disposed of pursuant to the Agreement & Plan of
Merger (the "Merger Agreement"), dated April 26, 2021, among W. R.
Grace & Co. ("Company"), W. R. Grace Holdings LLC (fka
Gibraltar Acquisition Holdings LLC), a Delaware limited liability
company ("Parent"), and Gibraltar Merger Sub Inc., a Delaware
corporation and wholly owned subsidiary of Parent ("Merger Sub"),
filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC
on April 26, 2021, pursuant to which on Sept. 22, 2021, Merger Sub
merged with and into the Company (the "Merger") and pursuant to
which the Company survived the Merger as a wholly owned subsidiary
of Parent. At the effective time of the Merger (the "Effective
Time"), each issued & outstanding share of Company common stock
was cancelled and converted into the right to receive $70.00 in
cash (the "Merger Consideration") without interest, subject to
withholding taxes. |
Remarks:
This Form 4 reports securities disposed of pursuant to the
Agreement & Plan of Merger (the "Merger Agreement"), dated
April 26, 2021, among W. R. Grace & Co. ("Company"), W. R.
Grace Holdings LLC (fka Gibraltar Acquisition Holdings LLC), a
Delaware limited liability company ("Parent"), and Gibraltar Merger
Sub Inc., a Delaware corporation and wholly owned subsidiary of
Parent ("Merger Sub"), filed as Exhibit 2.1 to the Company's Form
8-K filed with the SEC on April 26, 2021, pursuant to which on
Sept. 22, 2021, Merger Sub merged with and into the Company (the
"Merger") and pursuant to which the Company survived the Merger as
a wholly owned subsidiary of Parent. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Yanai Shlomo
C/O W. R. GRACE & CO.
7500 GRACE DRIVE
COLUMBIA, MD 21044 |
X |
|
|
|
Signatures
|
/s/ Sean E. Dempsey,
Attorney-in-Fact |
|
9/22/2021 |
**Signature of
Reporting Person |
Date |
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