Current Report Filing (8-k)
10 November 2022 - 10:10PM
Edgar (US Regulatory)
false000153197800015319782022-11-102022-11-10
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934
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Date of Report (Date of earliest event reported):
November 10, 2022
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Paragon 28, Inc.
(Exact name of Registrant as Specified in Its Charter)
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Delaware
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001-40902
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27-3170186
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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14445 Grasslands Drive
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Englewood,
Colorado
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80112
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s Telephone Number, Including Area Code:
(720)
912-1332
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(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
☐Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
☐Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.01 par value
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FNA
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The New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§ 230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02 Results of Operations and Financial Condition.
On November 10, 2022, Paragon 28, Inc. (the “Company”) issued a
press release announcing certain financial results for the third
quarter ended September 30, 2022. A copy of the Company’s press
release, titled “Paragon 28 Reports Third Quarter 2022 Financial
Results and Increases 2022 Net Revenue Guidance” is furnished
pursuant to Item 2.02 as Exhibit 99.1 hereto.
The information in Item 2.02 of this Current Report on Form 8-K,
including Exhibit 99.1, shall not be deemed to be “filed” for
purposes of Section 18 of the Securities Exchange Act of 1934, as
amended, or otherwise subject to the liabilities of that section or
Section 11 and 12(a)(2) of the Securities Act of 1933, as amended.
The information contained in Item 2.02 of this Current Report on
Form 8-K, including Exhibit 99.1, shall not be incorporated by
reference into any filing with the U.S. Securities and Exchange
Commission made by the Company, whether made before or after the
date hereof, regardless of any general incorporation language in
such filing, except as expressly set forth by specific reference in
such a filing.
Item 9.01 Financial Statements and Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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PARAGON 28, INC.
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Date: November 10, 2022
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By:
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/s/ Jonathan Friedman
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Jonathan Friedman
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General Counsel
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Paragon 28 (NYSE:FNA)
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