(d) and (e) During the past five years, none of the Reporting Persons has been (i) convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f) The citizenship with respect to a natural person or state of organization with respect to an entity, as applicable, of the Reporting Persons is as
follows:
(i) Amberjack Capital Fund II, L.P. Delaware
(ii) Innovex Co-Invest Fund II, L.P. Delaware
(iii) Innovex Co-Invest Fund, L.P. Delaware
(iv) Intervale Capital Fund II, L.P. Delaware
(v) Intervale Capital Fund II-A, L.P. Delaware
(vi) Intervale Capital Fund III, L.P. Delaware
(vii) Amberjack Capital GP II, L.P. Delaware
(viii) Innovex Co-Invest Fund II GP, L.P. Delaware
(ix) Innovex Co-Invest Fund GP, L.P. Delaware
(x) Intervale Capital GP II, L.P. Delaware
(xi) Intervale Capital GP III, L.P. Delaware
(xii) Amberjack Capital Associates II, LLC Delaware
(xiii) Innovex Co-Invest Associates, LLC Delaware
(xiv) Intervale Capital Associates II, LLC Delaware
(xv) Intervale Capital Associates III, LLC Delaware
(xvi) Amberjack Capital Partners Delaware
(xvii) Amberjack Management, LLC Delaware
(xviii) W. Patrick Connelly United States
(xiv) Jason Turowsky United States
Item 3. |
Source and Amount of Funds or Other Consideration |
The information in Item 4 is hereby incorporated by reference. The Funds used their working capital to acquire the securities converted into shares of Common
Stock and such acquisition was not financed.
Item 4. |
Purpose of Transaction |
On September 6, 2024 (the Closing Date), the Issuer consummated the business combination pursuant to that certain Agreement and Plan of Merger
(the Merger Agreement, and such business combination, together with the other agreements and transactions contemplated by the Merger Agreement, the Business Combination) with Innovex Downhole Solutions, Inc. (Innovex
Downhole). Pursuant to the terms of the Merger Agreement, (i) Ironman Merger Sub,