Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
31 August 2022 - 8:53PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23476
NAME OF REGISTRANT: DoubleLine Yield Opportunities
Fund
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ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2002 N. Tampa St. Suite 200
Tampa, FL 33602
NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell
c/o DoubleLine Capital LP
2002 N. Tampa St. Suite 200
Tampa, FL 33602
REGISTRANT'S TELEPHONE NUMBER: 213-633-8200
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
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DoubleLine Yield Opportunities Fund
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AGNC INVESTMENT CORP. Agenda Number: 935560056
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Security: 00123Q104
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: AGNC
ISIN: US00123Q1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donna J. Blank Mgmt For For
1B. Election of Director: Morris A. Davis Mgmt For For
1C. Election of Director: Peter J. Federico Mgmt For For
1D. Election of Director: John D. Fisk Mgmt For For
1E. Election of Director: Andrew A. Johnson, Mgmt For For
Jr.
1F. Election of Director: Gary D. Kain Mgmt For For
1G. Election of Director: Prue B. Larocca Mgmt For For
1H. Election of Director: Paul E. Mullings Mgmt For For
1I. Election of Director: Frances R. Spark Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2022.
4A. Approve amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: amend
certain provisions of our Amended and
Restated Certificate of Incorporation.
4B. Approve amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: amend our
Fourth Amended and Restated Bylaws.
4C. Approve amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: remove
directors.
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ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548240
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Security: P1000TAA5
Meeting Type: Consent
Meeting Date: 09-Mar-2022
Ticker:
ISIN: USP1000TAA53
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT).
2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against
PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA
NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT,
AGAINST OR ABSTAIN = DO NOT OPT OUT)
3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against
X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR
ABSTAIN = DO NOT OPT OUT).
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ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548240
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Security: P1000TAB3
Meeting Type: Consent
Meeting Date: 09-Mar-2022
Ticker:
ISIN: USP1000TAB37
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT).
2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against
PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA
NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT,
AGAINST OR ABSTAIN = DO NOT OPT OUT)
3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against
X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR
ABSTAIN = DO NOT OPT OUT).
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ALPHA HOLDING S.A. DE C.V. Agenda Number: 935548252
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Security: 02074AAB0
Meeting Type: Consent
Meeting Date: 09-Mar-2022
Ticker:
ISIN: US02074AAB08
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT).
2. OPT-OUT: OPT OUT OF TRANSFERING ITS Mgmt Against
PRESERVED NOTEHOLDER CLAIMS TO THE ALPHA
NOTEHOLDER CLAIMS TRUST (FOR = OPT OUT,
AGAINST OR ABSTAIN = DO NOT OPT OUT).
3. OPT-OUT: OPT OUT OF THE RELEASES IN ARTICLE Mgmt Against
X.B OF THE PLAN (FOR = OPT OUT, AGAINST OR
ABSTAIN = DO NOT OPT OUT).
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CARLSON TRAVEL INC Agenda Number: 935504591
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Security: 14282LAF0
Meeting Type: Consent
Meeting Date: 01-Nov-2021
Ticker:
ISIN: US14282LAF04
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt Against
THE PLAN SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
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JPMORGAN TR II Agenda Number: 935492671
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Security: 4812C2270
Meeting Type: Special
Meeting Date: 23-Nov-2021
Ticker: MGMXX
ISIN: US4812C22704
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Finn Mgmt For For
Stephen P. Fisher Mgmt For For
Gary L. French Mgmt For For
Kathleen M. Gallagher Mgmt For For
Robert J. Grassi Mgmt For For
Frankie D. Hughes Mgmt For For
Raymond Kanner Mgmt For For
Thomas P. Lemke Mgmt For For
Lawrence Maffia Mgmt For For
Mary E. Martinez Mgmt For For
Marilyn McCoy Mgmt For For
Dr. Robert A. Oden, Jr. Mgmt For For
Marian U. Pardo Mgmt For For
Emily A. Youssouf Mgmt For For
Robert F. Deutsch Mgmt For For
Nina O. Shenker Mgmt For For
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MORGAN STANLEY INSTITUTIONAL LIQUIDITY Agenda Number: 935543391
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Security: 61747C707
Meeting Type: Special
Meeting Date: 31-Mar-2022
Ticker: MVRXX
ISIN: US61747C7074
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy C. Everett Mgmt For For
Jakki L. Haussler Mgmt For For
Patricia A. Maleski Mgmt For For
Frances L. Cashman Mgmt For For
Eddie A. Grier Mgmt For For
* Management position unknown
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DoubleLine Yield Opportunities Fund
By (Signature) /s/ Ronald R Redell
Name Ronald R Redell
Title President and Chief Executive Officer
Date 08/30/2022
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