Initial Statement of Beneficial Ownership (3)
03 Mai 2022 - 01:49AM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Lee
Jeannie |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
4/22/2022
|
3. Issuer Name and Ticker or Trading
Symbol DIGITAL REALTY TRUST, INC. [DLR] |
|
(Last)
(First)
(Middle)
5707 SOUTHWEST PARKWAY, BUILDING 1, SUITE 275 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
EVP, General Counsel / |
|
(Street)
AUSTIN, TX 78735
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Common Stock |
11241 (1) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Long-Term Incentive Units (2) |
(3) |
(4) |
Common Stock |
6893 |
(2) |
D |
|
|
Long-Term Incentive Units (2) |
(5) |
(4) |
Common Stock |
2261 |
(2) |
D |
|
|
Long-Term Incentive Units (2) |
(6) |
(4) |
Common Stock |
1795 |
(2) |
D |
|
| Explanation of
Responses: |
| (1) |
Includes 3,080 restricted
stock units subject to time-based vesting in accordance with the
applicable award, each of which represents a contingent right to
receive one share of the Issuer's common stock. |
| (2) |
Long-Term Incentive Units
are profits interest units in Digital Realty Trust, L.P.
("Operating Partnership"), of which the Issuer is the general
partner. Profits interest units may initially not have full parity
with common limited partnership units of Operating Partnership
("Common Units") with respect to liquidating distributions; however
upon the occurrence of specified events, profits interest units may
achieve full parity with Common Units for all purposes. Vested
profits interest units that have achieved full parity with Common
Units may be converted into an equal number of Common Units on a
1-for-1 basis at any time. Common Units are redeemable for cash
based on the FMV of an equivalent number of shares of common stock
of the Issuer, or, at the election of the Issuer, for an equal
number of shares of the Issuer's common stock, subject to
adjustment in the event of stock splits, stock dividends, issuance
of stock rights, specified extraordinary distributions or similar
events. |
| (3) |
These units will vest in two
equal annual installments beginning on October 1, 2022. |
| (4) |
N/A |
| (5) |
The units will vest in four
equal annual installments beginning on February 25,
2023. |
| (6) |
The units will vest in two
annual installments beginning on March 4, 2023. |
Remarks:
This initial statement of beneficial ownership of securities ("Form
3") of the Issuer is filed to report information that is also being
reported concurrently on a Form 3 for Digital Realty Trust, L.P .,
a Maryland limited partnership (the "Operating Partnership") of
which the Issuer is the general partner. The information reported
on this Form 3 for the Issuer is the same information reported in
the Form 3 for the Operating Partnership. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Lee Jeannie
5707 SOUTHWEST PARKWAY
BUILDING 1, SUITE 275
AUSTIN, TX 78735 |
|
|
EVP, General Counsel |
|
Signatures
|
|
/s/ Salini Nandipati,
Attorney-in-Fact |
|
5/2/2022 |
| **Signature of Reporting
Person |
Date |
|
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
| * |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
| ** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
|
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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