Statement of Changes in Beneficial Ownership (4)
23 Dezember 2021 - 07:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
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|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Mucha
Zenia B. |
2. Issuer Name and Ticker or Trading
Symbol Walt Disney Co [ DIS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
SEVP & Chief Comms Officer |
|
(Last)
(First)
(Middle)
500 SOUTH BUENA VISTA STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/22/2021
|
|
(Street)
BURBANK, CA 91521
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Disney Common Stock |
12/22/2021 |
|
M |
|
68 (1) |
A |
(2) |
24614 |
D |
|
|
Disney Common Stock |
12/22/2021 |
|
F |
|
68 (3) |
D |
$151.035 |
24546 |
D |
|
|
Disney Common Stock |
12/22/2021 |
|
M |
|
167 (4) |
A |
(2) |
24713 |
D |
|
|
Disney Common Stock |
12/22/2021 |
|
F |
|
167 (5) |
D |
$151.035 |
24546 |
D |
|
|
Disney Common Stock |
12/22/2021 |
|
M |
|
55 (1) |
A |
(2) |
24601 |
D |
|
|
Disney Common Stock |
12/22/2021 |
|
F |
|
55 (6) |
D |
$151.035 |
24546 |
D |
|
|
Disney Common Stock |
|
|
|
|
|
|
|
2744.995 (7) |
I |
By 401(k) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Stock Unit |
(2) |
12/22/2021 |
|
M |
|
|
68 |
(1) |
12/17/2022 |
Disney Common Stock |
68.0 |
$0 |
0 |
D |
|
|
Restricted Stock Unit |
(2) |
12/22/2021 |
|
M |
|
|
167 |
(4) |
(4) |
Disney Common Stock |
167.0 |
$0 |
3516 |
D |
|
|
Restricted Stock Unit |
(2) |
12/22/2021 |
|
M |
|
|
55 |
(1) |
12/17/2023 |
Disney Common Stock |
55.0 |
$0 |
0 |
D |
|
| Explanation of
Responses: |
| (1) |
Vesting is limited to shares
necessary to cover withholding obligations related to future
vestings. |
| (2) |
Restricted stock units
convert into common stock at 1-for-1. |
| (3) |
The 68 shares reported as a
disposition represent an automatic reduction of shares issued to
the reporting person to discharge withholding tax obligations of
reporting person and do not constitute an actual sale or other
open-market transaction. |
| (4) |
Vesting is limited to shares
necessary to cover withholding obligations related to future
vestings. The remaining stock units vest as to 1,758 stock units on
each December 17 of 2022 and 2023. |
| (5) |
The 167 shares reported as a
disposition represent an automatic reduction of shares issued to
the reporting person to discharge withholding tax obligations of
reporting person and do not constitute an actual sale or other
open-market transaction. |
| (6) |
The 55 shares reported as a
disposition represent an automatic reduction of shares issued to
the reporting person to discharge withholding tax obligations of
reporting person and do not constitute an actual sale or other
open-market transaction. |
| (7) |
Shares held in The Walt
Disney Stock Fund as of December 21, 2021. The Fund is one
investment option in the 401(k) Plan and contains Company matching
contributions. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Mucha Zenia B.
500 SOUTH BUENA VISTA STREET
BURBANK, CA 91521 |
|
|
SEVP & Chief Comms Officer |
|
Signatures
|
|
/s/ Jolene E. Negre, as
attorney-in-fact |
|
12/23/2021 |
| **Signature of
Reporting Person |
Date |
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