Initial Statement of Beneficial Ownership (3)
07 April 2022 - 11:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person *
Stewart Liam |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
3/28/2022
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3. Issuer Name and Ticker or Trading
Symbol DigitalBridge Group, Inc. [DBRG] |
(Last)
(First)
(Middle)
C/O DIGITALBRIDGE GROUP, INC.,, 750 PARK OF COMMERCE DRIVE,
SUITE 210 |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Chief Operating Officer / |
(Street)
BOCA
RATON, FL 33487
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Class A Common Stock |
518615 (1) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Includes the following
shares of restricted Class A Common Stock granted to the reporting
person by DigitalBridge Group, Inc. (the "Company"): (i) 262,468
shares which vest in two equal installments on September 14, 2022
and September 14, 2023, (ii) 13,205 shares which vest in two equal
installments on March 15, 2023 and March 15, 2024, and (iii)
165,517 shares which vest in three equal installments on March 15,
2023, March 15, 2024 and March 15, 2025. |
Remarks:
See Exhibit 24 - Power of Attorney |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Stewart Liam
C/O DIGITALBRIDGE GROUP, INC.,
750 PARK OF COMMERCE DRIVE, SUITE 210
BOCA RATON, FL 33487 |
|
|
Chief Operating Officer |
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Signatures
|
/s/ Blake Clardy, as
Attorney-in-fact |
|
4/7/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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