Specialized Disclosure Report (sd)
27 Mai 2022 - 11:09PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM SD
SPECIALIZED DISCLOSURE REPORT
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The AZEK Company Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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001-39322
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90-1017663
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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1330 W. Fulton Street 350
Chicago, Illinois
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60607
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(Address of Principal Executive Offices)
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(Zip Code)
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Paul Kardish
Senior Vice President, Chief Legal Officer and Secretary
(877) 275-2935
(Name and telephone number, including area code, of the
person to contact in connection with this report.)
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Check the appropriate box to indicate the rule pursuant to which
this form is being filed, and provide the period to which the
information in this form applies:
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x
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Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for
the reporting period from January 1 to December 31, 2021.
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Section 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict
Minerals Disclosure and Report
Conflict Minerals
Disclosure
The AZEK Company Inc. (the “Company”) is an industry-leading
manufacturer of beautiful,
low-maintenance and environmentally sustainable residential and
commercial building products. The Company’s products include
decking, railing, trim, porch, moulding, siding, pergolas, bathroom
and locker systems, as well as extruded plastic sheet products and
other non-fabricated products for special applications in
industrial markets.
This Form SD disclosure is presented to comply with Rule 13p-1
under the Securities Exchange Act of 1934, as amended (“Rule
13p-1”). Pursuant to Rule 13p-1, the Company undertook to determine
whether the products it manufactured or contracted to manufacture
during the year ended December 31, 2021 contained conflict minerals
necessary to the functionality or production of such products.
“Conflict minerals” are defined as cassiterite,
columbite-tantalite, gold, wolframite and their derivatives, which
are limited to tin, tantalum, tungsten and gold (“3TG”).
The Company evaluated its products to determine which of its
products may contain 3TG. Based on this review, the Company
determined tin is necessary to the functionality or production of
certain of its products. The Company’s product categories that may
contain tin are: (i) polyvinyl chloride (“PVC”) products, including
PVC decking, decking accessories, railing, trim, siding and certain
commercial and industrial PVC products and (ii) certain lighting
products. The Company conducted a reasonable country of origin
inquiry to determine whether any of the 3TG contained in its
products originated in the Democratic Republic of the Congo,
Angola, Burundi, Central African Republic, the Republic of the
Congo, Rwanda, South Sudan, Tanzania, Uganda, and Zambia (together,
the “Covered Countries”) or from recycled or scrap sources. The
Company’s primary means of determining the country of origin of the
3TG contained in its products was conducting a supply-chain inquiry
using the Conflict Minerals Reporting Template developed by the
Responsible Minerals Initiative with the Company’s direct suppliers
representing 100% of the Company’s spend on these products in 2021,
eliciting, as applicable, information regarding (i) the presence of
3TG contained in materials supplied to the Company, (ii) the
refiner or smelter of the 3TG, (iii) the country of origin of the
3TG, (iv) whether the 3TG came from scrap or recycled sources, and
(v) other relevant information regarding the supplier’s (or its
suppliers’) practices concerning 3TG. The Company received survey
responses from 100% of the suppliers solicited. The Company
reviewed and evaluated each response received from this inquiry. In
addition, the Company maintains vertically integrated recycling
operations that recycle scrap materials prior to their inclusion in
the Company’s products.
Based on the reasonable country of origin inquiry described above,
the Company has in good faith concluded that it has no reason to believe that
the Conflict Minerals used in products manufactured or contracted
to be manufactured by the Company and necessary to their
functionality or production may have originated in the Covered
Countries.
In accordance with the requirements under Rule 13p-1, the above
disclosure is also available on the Company’s website at
investors.azekco.com.
Item 1.02 -
Exhibit
Not applicable.
Section 2 – Resource Extraction Issuer Disclosure
Item 2.01 - Resource
Extraction Issuer Disclosure
Not applicable.
Section 3 – Exhibits
Item 3.01 -
Exhibits
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the duly authorized undersigned.
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The AZEK Company Inc.
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Date: May 27, 2022
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By:
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/s/ Paul Kardish
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Paul Kardish
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Senior Vice President and Chief Legal Officer
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