Statement of Changes in Beneficial Ownership (4)
21 Juni 2022 - 10:47PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Thomas Cherryl T |
2. Issuer Name and Ticker or Trading
Symbol ARMSTRONG WORLD INDUSTRIES INC [ AWI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O ARMSTRONG WORLD INDUSTRIES, INC., 2500 COLUMBIA
AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/17/2022
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(Street)
LANCASTER, PA 17603
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock (1) |
6/17/2022 |
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A |
|
1406 (2) |
A |
$0 |
12077 (3) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Restricted stock units
granted under the 2016 Directors Stock Unit Plan, as amended, and
as part of the Issuer's nonemployee Director Compensation Program.
The units vest (contingent upon the Director's continued service as
of such date) on the earlier of (i) the one-year anniversary of the
grant; (ii) the death or total and permanent disability of the
Director; or (iii) the date of any Change in Control Event (as
defined in the Plan). Vested units will be acquirable by the
Director, at the election of the Director: (i) at the vesting of
the units at the one-year anniversary of the grant or (ii) at the
time of the Director's termination of service. |
(2) |
Represents an annual grant
of restricted stock units as the equity portion of the Director's
retainer for Board service under the Issuer's nonemployee Director
Compensation Program. The grant date fair value of the units is
calculated under the Financial Accounting Standards Board's
Accounting Standards Codification Topic 718 using the closing stock
price of the Issuer's common shares on June 17, 2022, the first
business day following the Issuer's Annual Meeting of Shareholders,
which price was $74.70. |
(3) |
Includes vested and unvested
units as well as units not yet acquirable by the Director. Under
the terms of the 2016 Directors Stock Unit Plan, as amended (the
"2016 Plan"), vested units under the 2016 Plan are not acquirable
by the Director until, at the election of the Director: (i) the
vesting of the units at the one-year anniversary of the grant or
(ii) the time of the Director's termination of service. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Thomas Cherryl T
C/O ARMSTRONG WORLD INDUSTRIES, INC.
2500 COLUMBIA AVENUE
LANCASTER, PA 17603 |
X |
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Signatures
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/s/ Bryan Y.M. Tham,
Attorney-in-fact |
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6/21/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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