Statement of Changes in Beneficial Ownership (4)
10 Dezember 2021 - 11:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person *
Couturier Christophe |
2. Issuer Name and Ticker or Trading
Symbol Avantor, Inc. [ AVTR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
EVP, AMEA |
|
(Last)
(First)
(Middle)
RADNOR CORPORATE CENTER, BUILDING ONE,, SUITE 200, 100
MATSONFORD ROAD |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/8/2021
|
|
(Street)
RADNOR, PA 19087
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
12/8/2021 |
|
M |
|
5828 |
A |
$17.67 |
116325 (1) |
D |
|
|
Common Stock |
12/8/2021 |
|
S(2) |
|
5828 |
D |
$40 (3) |
110497 |
D |
|
|
Common Stock |
12/9/2021 |
|
M |
|
7859 |
A |
$17.67 |
118356 |
D |
|
|
Common Stock |
12/9/2021 |
|
S(2) |
|
7859 |
D |
$40.24 (4) |
110497 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Stock Options (Right to
Buy) |
$17.67 |
12/8/2021 |
|
M |
|
|
5828 |
(5) |
2/21/2028 |
Common Stock |
5828.0 |
$0 |
48917 |
D |
|
|
Stock Options (Right to
Buy) |
$17.67 |
12/9/2021 |
|
M |
|
|
7859 |
(5) |
2/21/2028 |
Common Stock |
7859.0 |
$0 |
41058 |
D |
|
| Explanation of
Responses: |
| (1) |
Includes 420 shares acquired
under the Avantor Employee Stock Purchase Plan. |
| (2) |
The sales reported on this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
by the Reporting Person herein. |
| (3) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions ranging from $40.00 to $40.01, inclusive. The
Reporting Person undertakes to provide the Issuer, any security
holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each price within the range set forth
above. |
| (4) |
The price reported in Column
4 is a weighted average price. These shares were sold in multiple
transactions ranging from $40.05 to $40.42, inclusive. The
Reporting Person undertakes to provide the Issuer, any security
holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each price within the range set forth
above. |
| (5) |
Reflects an initial grant of
54,745 stock options that vest in four equal installments beginning
on February 21, 2021. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Couturier Christophe
RADNOR CORPORATE CENTER, BUILDING ONE,
SUITE 200, 100 MATSONFORD ROAD
RADNOR, PA 19087 |
|
|
EVP, AMEA |
|
Signatures
|
|
/s/ Scott Baker, as
Attorney-in-Fact |
|
12/10/2021 |
| **Signature of
Reporting Person |
Date |
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