Current Report Filing (8-k)
10 Mai 2022 - 11:37PM
Edgar (US Regulatory)
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report (Date of earliest event reported): May 10,
2022
ATHENE HOLDING LTD.
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(Exact name of registrant as specified in its charter) |
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Bermuda |
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001-37963 |
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98-0630022 |
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(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
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incorporation or organization) |
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Identification Number) |
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Second Floor, Washington House
16 Church Street
Hamilton, HM 11, Bermuda
(441) 279-8400
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(Address, including zip code, and telephone number, including area
code, of registrant’s principal executive offices) |
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions: |
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the
Act: |
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of each class |
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Trading Symbols |
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Name of each exchange on which registered |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.35% Fixed-to-Floating Rate
Perpetual Non-Cumulative Preference Share, Series
A
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ATHPrA |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 5.625% Fixed Rate Perpetual Non-Cumulative
Preference Share, Series B
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ATHPrB |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.375% Fixed-Rate Reset
Perpetual Non-Cumulative Preference Share, Series
C
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ATHPrC |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 4.875% Fixed-Rate
Perpetual Non-Cumulative Preference Share, Series
D
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ATHPrD |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02. Results of Operations and
Financial Condition.
On May 10, 2022, Athene Holding Ltd. (the “Company”) made available
on its website the Company’s financial supplement for the first
quarter ended March 31, 2022, furnished as Exhibit 99.1 hereto and
incorporated by reference in this Item 2.02.
The foregoing information, including the Exhibit referenced in this
Item 2.02, is being furnished pursuant to this Item 2.02 and shall
not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, nor shall it be deemed
incorporated by reference in any filing or other document pursuant
to the Securities Act of 1933, as amended, or the Exchange Act,
regardless of any general incorporation language in such filing,
except as shall be expressly set forth by specific reference in
such a filing or document.
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Item 9.01. |
Financial Statements and Exhibits. |
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(d) |
Exhibits |
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99.1 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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ATHENE HOLDING LTD. |
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Date: |
May 10, 2022 |
/s/ Martin P. Klein |
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Martin P. Klein |
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Executive Vice President and Chief Financial Officer |
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