Current Report Filing (8-k)
11 Februar 2022 - 01:00PM
Edgar (US Regulatory)
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF
1934
Date of report (Date of earliest event reported): February 11,
2022
ATHENE HOLDING LTD.
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(Exact name of registrant as specified in its charter) |
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Bermuda |
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001-37963 |
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98-0630022 |
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(State or other jurisdiction of |
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(Commission file number) |
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(I.R.S. Employer |
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incorporation or organization) |
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Identification Number) |
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Second Floor, Washington House
16 Church Street
Hamilton, HM 11, Bermuda
(441) 279-8400
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(Address, including zip code, and telephone number, including area
code, of registrant’s principal executive offices) |
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Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions: |
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☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the
Act: |
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Title of each class |
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Trading Symbols |
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Name of each exchange on which registered |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.35% Fixed-to-Floating Rate
Perpetual Non-Cumulative Preference Share, Series
A
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ATHPrA |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 5.625% Fixed Rate Perpetual Non-Cumulative
Preference Share, Series B
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ATHPrB |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 6.375% Fixed-Rate Reset
Perpetual Non-Cumulative Preference Share, Series
C
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ATHPrC |
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New York Stock Exchange |
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Depositary Shares, each representing a 1/1,000th
interest in a 4.875% Fixed-Rate
Perpetual Non-Cumulative Preference Share, Series
D
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ATHPrD |
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New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02 Results
of Operations and Financial Condition
On February 11, 2022, Athene Holding Ltd. (the “Company”)
issued a press release to announce its financial results for the
fourth quarter and full year ended December 31, 2021. A copy of the
press release containing this information is furnished as Exhibit
99.1 hereto and is incorporated by reference in this Item 2.02. The
Company’s financial supplement for the fourth quarter 2021 is
furnished as Exhibit 99.2 hereto and is incorporated by reference
in this Item 2.02.
The foregoing information, including the Exhibits referenced in
this Item 2.02, is being furnished pursuant to this Item 2.02 and
shall not be deemed “filed” for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the “Exchange Act”),
or otherwise subject to the liabilities of that section, nor shall
it be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, regardless
of any general incorporation language in such filing, except as
shall be expressly set forth by specific reference in such
filing.
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Item 9.01 |
Financial Statements and Exhibits |
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(d) |
Exhibits |
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99.1 |
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99.2 |
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104 |
Cover Page Interactive Data File (embedded within the Inline XBRL
document). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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ATHENE HOLDING LTD. |
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Date: |
February 11, 2022 |
/s/ Martin P. Klein |
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Martin P. Klein |
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Executive Vice President and Chief Financial Officer |
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