Current Report Filing (8-k)
10 Juni 2022 - 11:00PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM 8-K
___________________________
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 10,
2022
___________________________
BLUE OWL CAPITAL INC.
(Exact name of
registrant
as specified in its charter)
___________________________
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Delaware |
001-39653 |
86-3906032 |
(State or other jurisdiction of
incorporation or organization) |
(Commission File Number) |
(I.R.S. Employer
Identification No.) |
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399 Park Avenue, |
New York, |
NY |
10022 |
(address of principal executive offices) |
(212)
419-3000
(Registrant’s
telephone number, including area code)
___________________________
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
☐ Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐ Pre-commencement communications pursuant
to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
___________________________
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading symbol(s) |
Name of each exchange on which registered |
Class A Shares |
OWL |
New York Stock Exchange |
Warrants to purchase Class A Shares |
OWL.WS |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company |
☐
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.07 Submission of Matters to a Vote of Security
Holders
Annual Meeting of Stockholders
On June 10, 2022, Blue Owl Capital Inc. (the “Company”) held its
first annual meeting of shareholders (the “Annual Meeting”). The
issued and outstanding shares of common stock of the Company
entitled to vote at the Annual Meeting consisted of the shares of
common stock outstanding on the record date, April 20, 2022 (the
“Record Date”), including: (a) 407,639,908 shares of Class A common
stock, par value $0.0001 per share (“Class A Shares”), representing
407,639,908 votes, (b) zero shares of Class B common stock, par
value $0.0001 per share, representing zero votes, (c) 670,147,025
shares of Class C common stock, par value $0.0001 per share (“Class
C Shares”), representing 670,147,025 votes and (d) 319,132,127
shares of Class D common stock, par value $0.0001 per share (“Class
D Shares”), representing 4,311,147,732 votes (or 80% of the total
votes). Holders of Class A Shares, Class C Shares and Class D
Shares voted as a single class on all matters presented at the
Annual Meeting. At the Annual Meeting, the Company’s shareholders
voted on the following proposals, each of which is described in
more detail in the Company’s definitive proxy statement filed on
April 21, 2022, and the Company’s inspector of election certified
the vote tabulations indicated below. Of the total 5,388,934,665
votes eligible to be cast at the Annual Meeting, shares entitled to
cast 5,274,546,790 votes were represented. The final results of the
stockholder vote are set forth below.
Proposal 1
The nominees listed below were elected as Class I directors of the
Company to serve for three-year terms expiring at the 2025 Annual
Meeting of Shareholders once their respective successors have been
duly elected and qualified or until their earlier resignation or
removal, based on the following votes:
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FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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Craig W. Packer
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5,135,060,587 |
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60,951,942 |
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49,768 |
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78,484,493 |
Sean Ward
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5,135,067,672 |
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60,944,663 |
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49,962 |
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78,484,493 |
Dana Weeks
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5,171,545,517 |
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24,467,367 |
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49,413 |
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78,484,493 |
Proposal 2
The proposal to ratify the appointment of KPMG LLP as the Company’s
independent registered public accounting firm for the Company’s
2022 fiscal year was approved based on the following
votes:
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FOR
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AGAINST
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ABSTAIN
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5,274,306,003 |
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197,762 |
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43,025 |
Proposal 3
The shareholders approved, on a non-binding advisory basis, the
executive compensation paid to the Company’s named executive
officers for the Company’s 2021 fiscal year (the “say-on-pay vote”)
based on the following votes:
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FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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5,130,244,279 |
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64,620,389 |
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1,197,629 |
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78,484,493 |
Proposal 4
The shareholders approved, on a non-binding advisory basis, a
3-year frequency of future advisory votes on the compensation paid
to the Company’s named executive officers (the “say-on-frequency
vote”) based on the following votes:
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1 YEAR
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2 YEARS
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3 YEARS
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ABSTAIN
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136,940,383 |
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27,540 |
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5,057,908,921 |
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1,185,453 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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BLUE OWL CAPITAL INC. |
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(registrant) |
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Date: June 10, 2022
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By: |
/s/ Neena A. Reddy |
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Neena A. Reddy |
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General Counsel and Secretary |
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