Statement of Changes in Beneficial Ownership (4)
14 Januar 2022 - 11:15PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person *
Kirshenbaum Alan |
2. Issuer Name and Ticker or Trading
Symbol BLUE OWL CAPITAL INC. [ OWL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Financial Officer |
(Last)
(First)
(Middle)
399 PARK AVENUE, 38TH FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/12/2022
|
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class D Shares (1)(2) |
1/12/2022 |
|
A |
|
1000000 |
A |
$0 |
6274085 |
I |
See Footnotes (3) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Blue Owl Operating Group Units (1) |
(2) |
1/12/2022 |
|
A |
|
1000000 |
|
(2) |
(2) |
Class B Shares |
1000000.0 |
$0 |
6274085 |
I |
See Footnotes (3) |
Explanation of
Responses: |
(1) |
Represents Class D common
stock of Blue Owl Capital Inc. ("Class D Shares") and Class P Units
of Blue Owl Management Vehicle LP, a Delaware limited partnership
("Blue Owl Management Vehicle") equal to the number of Incentive
Units (each of which consists of one Class P Unit of Blue Owl
Capital Carry LP, a Delaware limited partnership ("Blue Owl
Carry"), and one Class P Unit of Blue Owl Capital Holdings LP, a
Delaware limited partnership ("Blue Owl Holdings" and together with
Blue Owl Carry, the "Blue Owl Operating Partnerships")) issued or
to be issued by the Blue Owl Operating Partnerships pursuant to the
Blue Owl Capital Inc. 2021 Omnibus Equity Incentive Plan, as
amended from time to time, and held by Blue Owl Management Vehicle
on behalf of the Reporting Person. |
(2) |
The reported Incentive Units
vest in five equal installments on each of the first, second,
third, fourth and fifth anniversaries of December 15, 2021.
Incentive Units settle by delivery of an equal number of Common
Units of each of the Blue Owl Operating Partnerships (collectively,
"Blue Owl Operating Group Units") and Class D Shares. Upon the
cancellation of an equal number of Class D Shares, Blue Owl
Operating Group Units may be exchanged from time to time at the
request of the Reporting Person for an equal number of newly issued
shares of Blue Owl Capital Inc.'s Class B common stock (or at the
election of an exchange committee of the general partner of the
Blue Owl Operating Partnerships a cash payment equal to the
five-day volume weighted average price of shares of Class A common
stock immediately prior to the applicable exchange date). Blue Owl
Operating Group Units do not expire. |
(3) |
Consists of an aggregate of
1,100,000 Class D Shares and an equal number of Blue Owl Operating
Group Units held directly by, or to be issued and held by, Blue Owl
Management Vehicle on behalf of Mr. Kirshenbaum and 5,174,085 Class
D Shares and an equal number of Blue Owl Operating Group Units held
or to be held directly by Owl Rock Capital Feeder LLC ("Owl Rock
Feeder"), 1.69% of which is held on behalf of Mr. Kirshenbaum;
50.85% of which are held on behalf of Alan Kirshenbaum 2015 Family
Trust over which Mr. Kirshenbaum has sole investment and voting
power; and 47.46% of which are held on behalf of Kirshenbaum 2019
Family Trust over which Mr. Kirshenbaum has sole investment and
voting power. Mr. Kirshenbaum expressly disclaims beneficial
ownership of the securities held by Blue Owl Management Vehicle and
Owl Rock Feeder except to the extent of his pecuniary interest
therein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Kirshenbaum Alan
399 PARK AVENUE
38TH FLOOR
NEW YORK, NY 10022 |
|
|
Chief Financial Officer |
|
Signatures
|
/s/ Neena A. Reddy, as
Attorney-in-Fact |
|
1/14/2022 |
**Signature of
Reporting Person |
Date |
Altimar Acquisition (NYSE:ATAC)
Historical Stock Chart
Von Apr 2022 bis Mai 2022
Altimar Acquisition (NYSE:ATAC)
Historical Stock Chart
Von Mai 2021 bis Mai 2022