Statement of Changes in Beneficial Ownership (4)
18 Mai 2022 - 10:19PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Gramm
Christopher |
2. Issuer Name and Ticker or Trading
Symbol AdvanSix Inc. [ ASIX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Controller |
(Last)
(First)
(Middle)
300 KIMBALL DRIVE, SUITE 101 |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/16/2022
|
(Street)
PARSIPPANY, NJ 07054
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value
$0.01 |
5/16/2022 |
|
S |
|
800 (1) |
D |
$46.24 (2) |
39965 |
D |
|
Common Stock, par value
$0.01 |
5/16/2022 |
|
S |
|
200 (1) |
D |
$46.86 (3) |
39765 |
D |
|
Common Stock, par value
$0.01 |
5/16/2022 |
|
M |
|
5186 (4) |
A |
$14.29 |
44951 |
D |
|
Common Stock, par value
$0.01 |
5/16/2022 |
|
S |
|
4306 (4) |
D |
$46.27 (5) |
40645 |
D |
|
Common Stock, par value
$0.01 |
5/16/2022 |
|
S |
|
880 (4) |
D |
$46.77 (6) |
39765 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy) |
$14.29 |
5/16/2022 |
|
M |
|
|
5186 (4) |
2/26/2021 (7) |
2/26/2030 |
Common Stock, par value
$0.01 |
5186.0 |
$0 |
10374 |
D |
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Explanation of
Responses: |
(1) |
The sale of shares reported
here was effected pursuant to a Rule 10b5-1 trading plan adopted by
the reporting person on February 24, 2022. |
(2) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $45.79 to $46.62, inclusive.
The reporting person undertakes to provide to the issuer, any
security holder of the issuer or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote to this Form 4. |
(3) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $46.80 to $46.91, inclusive.
The reporting person undertakes to provide to the issuer, any
security holder of the issuer or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote to this Form 4. |
(4) |
The exercise of options and
sale of the underlying shares reported here were effected pursuant
to a Rule 10b5-1 trading plan adopted by the reporting person on
February 24, 2022. |
(5) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $45.67 to $46.64, inclusive.
The reporting person undertakes to provide to the issuer, any
security holder of the issuer or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote to this Form 4. |
(6) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $46.67 to $46.91, inclusive.
The reporting person undertakes to provide to the issuer, any
security holder of the issuer or the staff of the Securities and
Exchange Commission, upon request, full information regarding the
number of shares sold at each separate price within the ranges set
forth in this footnote to this Form 4. |
(7) |
This option vests in
one-third increments on February 26, 2021, February 26, 2022 and
February 26, 2023. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Gramm Christopher
300 KIMBALL DRIVE, SUITE 101
PARSIPPANY, NJ 07054 |
|
|
Controller |
|
Signatures
|
/s/ Achilles B. Kintiroglou for Christopher
Gramm |
|
5/18/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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