Current Report Filing (8-k)
14 November 2022 - 02:56PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) |
November 14, 2022 |
(Exact name of registrant as specified in its charter) |
Wisconsin |
001-31343 |
39-1098068 |
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
433 Main Street, Green Bay, Wisconsin |
54301 |
(Address of principal executive offices) |
(Zip code) |
Registrant’s telephone number, including area code |
(920) 491-7500 |
(Former
name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
| Trading
Symbol(s)
| Name of each exchange on which
registered
|
Common Stock, par value $0.01 per share
| ASB
| The New York Stock Exchange
|
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E
| ASB PrE
| The New York Stock Exchange
|
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625%
Non-Cum. Perp Pref Stock, Srs F | ASB PrF | The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405
of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2
of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of
the Exchange Act. ¨
| Item 7.01 | Regulation FD Disclosure. |
Associated Banc-Corp (the “Company”)
is furnishing herewith its Fall 2022 Shareholder Engagement presentation, attached as Exhibit 99.1 to this Current Report on Form 8-K.
The Company intends to use the presentation, in whole or in part, from time to time in one or more meetings with its shareholders and
other constituents.
The information furnished pursuant
to this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that Section and shall not be
deemed to be incorporated by reference into any filing by the Company under the Securities Act of 1933 or the Exchange Act.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| 104 | Cover Page Interactive Date File (embedded within the Inline
XBRL Document) |
SIGNATURES |
|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
|
|
Associated Banc-Corp |
|
(Registrant) |
|
|
|
|
Date: November 14, 2022 |
By: /s/ Randall
J. Erickson |
|
Randall J. Erickson |
|
Executive Vice President, General Counsel and Corporate Secretary |
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