Fidelity Bond Filed Pursuant to Rule 17g-1(g)(1) of the Investment Company Act of 1940 (40-17g)
29 Oktober 2021 - 04:39PM
Edgar (US Regulatory)
ASA Gold
and Precious Metals Limited
VIA EDGAR
Securities and Exchange Commission
100 F Street, N.E.
Washington, DC 20549
Re: ASA Gold and Precious Metals Limited (“Registrant”) (File
No. 811-21650)
Ladies and Gentlemen:
Pursuant to Rule 17g-1(g) under the Investment Company Act of
1940, we are filing herewith the attached materials in connection
with Registrant’s currently effective Fidelity bond:
1)
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a copy of the executed Fidelity bond, and
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2)
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a copy of the resolutions of the Board of Directors, including
a majority of directors who are not “interested persons” of the
Registrant, approving the amount, type, form and coverage of the
Fidelity bond.
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The premium for the attached Fidelity bond has been paid for
the period September 30, 2021 to September 30, 2022.
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Sincerely,
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/s/Jack Huntington
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Jack Huntington
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Chief Compliance Officer
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ASA Gold and Precious Metals Limited
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See attached PDF
Copy
of the Resolutions Approved at the September 23, 2021 Meeting of
the Board of Directors of ASA Gold and Precious Metals
Limited
ASA
GOLD AND PRECIOUS METALS LIMITED
APPROVAL OF FIDELITY BOND
RESOLVED, that having considered
all relevant factors, including, but not limited to, the value of
the assets of the Company to which an employee of the Company may
have access, the type and terms of the arrangements made for the
custody and safekeeping of such assets, the financial controls and
procedures of the Company, and the nature of the portfolio
securities of the Company, the Board of Directors, including a
majority of the Directors of the Company who are not interested
persons of the Company, has determined that fidelity bond
(“Fidelity Bond”) issued by the Continental Insurance Company
currently in effect with respect to the Company in the coverage
amount of $1,000,000 is reasonable in form and amount to protect
the Company against larceny and embezzlement by one or more
employees and has determined that the renewal of the Fidelity Bond
is in the best interests of the Company; and
FURTHER RESOLVED, that the
renewal of the Fidelity Bond and the payment of the premium for
such Fidelity Bond are approved; and
FURTHER RESOLVED, that the
Officers of the Company be, and each of them hereby is, authorized
to execute and deliver any and all documents and to do any and all
acts, in the name of and on behalf of the Company, as they, or any
of them, may determine to be necessary or appropriate in connection
with or in furtherance of the foregoing resolutions, the execution
and delivery of such documents or taking of such actions to be
conclusive evidence of the Board’s approval; and
FURTHER RESOLVED, that the
Officers of the Company be, and each of them hereby, is authorized
and directed to make the filings and give the notices required by
Rule 17g-1(g) and (h) under the Investment Company Act of 1940, as
amended.
This regulatory filing also includes additional resources:
asa4017g.pdf
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