Monthly Portfolio Investments Report on Form N-port (public) (nport-p)
14 Oktober 2021 - 07:40PM
Edgar (US Regulatory)
The Securities and Exchange
Commission has not necessarily reviewed the information in this
filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and
complete.
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM NPORT-P
Monthly Portfolio Investments Report |
NPORT-P: Filer Information
|
Confidential |
☐ |
| Filer CIK |
0001230869
|
| Filer CCC |
********
|
| Filer
Investment Company Type |
|
| Is this a LIVE
or TEST Filing? |
☐ LIVE ☐ TEST |
| Would you like
a Return Copy? |
☐ |
| Is this an
electronic copy of an official filing submitted in paper
format? |
☐ |
Submission Contact Information
| Name |
|
| Phone |
|
| E-Mail
Address |
|
Notification Information
| Notify via
Filing Website only? |
☐ |
|
Notification E-mail Address |
|
| Series ID |
|
NPORT-P: Part A: General Information
Item A.1. Information about the Registrant.
| a. Name of
Registrant |
ASA GOLD & PRECIOUS METALS
LTD
|
| b. Investment
Company Act file number for Registrant: (e.g., 811-______) |
811-21650
|
| c. CIK number
of Registrant |
0001230869
|
| d. LEI of
Registrant |
254900VOUR4617HGCL14
|
| e. Address and
telephone number of Registrant: |
|
| i. Street
Address 1 |
THREE CANAL PLAZA, SUITE 600
|
| ii. Street
Address 2 |
|
| iii. City |
PORTLAND
|
| iv. State, if
applicable |
|
| v. Foreign
country, if applicable |
|
| vi. Zip /
Postal Code |
04101
|
| vii. Telephone
number |
207-347-2000
|
Item A.2. Information about the Series.
| a. Name of
Series. |
ASA GOLD & PRECIOUS METALS
LTD
|
| b. EDGAR series
identifier (if any). |
|
| c. LEI of
Series. |
254900VOUR4617HGCL14
|
Item A.3. Reporting period.
| a. Date of
fiscal year-end. |
2021-11-30
|
| b. Date as of
which information is reported. |
2021-08-31
|
Item A.4. Final filing
| a. Does the
Fund anticipate that this will be its final filing on Form N
PORT? |
☐ Yes ☒ No |
NPORT-P: Part B: Information About the Fund
| Report the following information for the Fund and its
consolidated subsidiaries. |
Item B.1. Assets and liabilities. Report amounts in U.S.
dollars.
| a. Total
assets, including assets attributable to miscellaneous securities
reported in Part D. |
464820829.28
|
| b. Total
liabilities. |
812291.12
|
| c. Net
assets. |
464008538.16
|
Item B.2. Certain assets and liabilities. Report amounts in U.S.
dollars.
| a. Assets
attributable to miscellaneous securities reported in Part D. |
0.00000000
|
| b. Assets
invested in a Controlled Foreign Corporation for the purpose of
investing in certain types of instruments such as, but not limited
to, commodities. |
0.00000000
|
| c. Borrowings attributable to amounts payable for notes
payable, bonds, and similar debt, as reported pursuant to rule
6-04(13)(a) of Regulation S-X [17 CFR 210.6-04(13)(a)]. |
| Amounts payable within one year. |
| Banks or other
financial institutions for borrowings. |
0.00000000
|
| Controlled
companies. |
0.00000000
|
| Other
affiliates. |
0.00000000
|
| Others. |
0.00000000
|
| Amounts payable after one year. |
| Banks or other
financial institutions for borrowings. |
0.00000000
|
| Controlled
companies. |
0.00000000
|
| Other
affiliates. |
0.00000000
|
| Others. |
0.00000000
|
| d. Payables for investments purchased either (i) on a delayed
delivery, when-issued, or other firm commitment basis, or (ii) on a
standby commitment basis. |
| (i) On a
delayed delivery, when-issued, or other firm commitment basis: |
0.00000000
|
| (ii) On a
standby commitment basis: |
0.00000000
|
| e. Liquidation
preference of outstanding preferred stock issued by the Fund. |
0.00000000
|
| f. Cash and
cash equivalents not reported in Parts C and D. |
0.0
|
Item B.3. Portfolio level risk metrics.
| If the average value of the Fund's debt securities positions
for the previous three months, in the aggregate, exceeds 25% or
more of the Fund's net asset value, provide: |
| a. Interest Rate Risk (DV01). For each currency for which the
Fund had a value of 1% or more of the Fund’s net asset value,
provide the change in value of the portfolio resulting from a 1
basis point change in interest rates, for each of the following
maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
| b. Interest Rate Risk (DV100). For each currency for which the
Fund had a value of 1% or more of the Fund’s net asset value,
provide the change in value of the portfolio resulting from a 100
basis point change in interest rates, for each of the following
maturities: 3 month, 1 year, 5 years, 10 years, and 30 years. |
| Currency
Metric Record |
ISO
Currency code |
3 month |
1 year |
5 years |
10
years |
30
years |
|
— |
— |
— |
— |
— |
— |
— |
| c. Credit Spread Risk (SDV01, CR01 or CS01). Provide the change
in value of the portfolio resulting from a 1 basis point change in
credit spreads where the shift is applied to the option adjusted
spread, aggregated by investment grade and non-investment grade
exposures, for each of the following maturities: 3 month, 1 year, 5
years, 10 years, and 30 years. |
|
Credit Spread Risk |
3 month |
1 year |
5 years |
10
years |
30
years |
|
— |
— |
— |
— |
— |
— |
For purposes of Item B.3., calculate value as the sum of the
absolute values of:
(i) the value of each debt security,
(ii) the notional value of each swap, including, but not limited
to, total return swaps, interest rate swaps, and credit default
swaps, for which the underlying reference asset or assets are debt
securities or an interest rate;
(iii) the notional value of each futures contract for which the
underlying reference asset or assets are debt securities or an
interest rate; and
(iv) the delta-adjusted notional value of any option for which the
underlying reference asset is an asset described in clause
(i),(ii), or (iii).
Report zero for maturities to which the Fund has no exposure. For
exposures that fall between any of the listed maturities in (a) and
(b), use linear interpolation to approximate exposure to each
maturity listed above. For exposures outside of the range of
maturities listed above, include those exposures in the nearest
maturity. |
Item B.4. Securities lending.
| a. For each
borrower in any securities lending transaction, provide the
following information: |
|
| Borrower
Information Record |
Name
of borrower |
LEI
(if any) of borrower |
Aggregate value of all securities on loan to the borrower |
|
— |
— |
— |
— |
| b. Did any
securities lending counterparty provide any non-cash
collateral? |
☐ Yes ☒ No |
Item B.5. Return information.
| a. Monthly total returns of the Fund for each of the preceding
three months. If the Fund is a Multiple Class Fund, report returns
for each class. Such returns shall be calculated in accordance with
the methodologies outlined in Item 26(b) (1) of Form N-1A,
Instruction 13 to sub-Item 1 of Item 4 of Form N-2, or Item 26(b)
(i) of Form N-3, as applicable. |
|
Monthly Total Return Record |
Monthly total returns of the Fund for each of the preceding three
months |
Class identification number(s) (if any) of the Class(es) for which
returns are reported |
|
Month 1 |
Month 2 |
Month 3 |
|
#1 |
-10.63281000 |
1.89802800 |
-6.71005000 |
|
| b. For each of the preceding three months, monthly net realized
gain (loss) and net change in unrealized appreciation (or
depreciation) attributable to derivatives for each of the following
categories: commodity contracts, credit contracts, equity
contracts, foreign exchange contracts, interest rate contracts, and
other contracts. Within each such asset category, further report
the same information for each of the following types of derivatives
instrument: forward, future, option, swaption, swap, warrant, and
other. Report in U.S. dollars. Losses and depreciation shall be
reported as negative numbers. |
|
Asset category |
Instrument type |
Month 1 |
Month 2 |
Month 3 |
|
Monthly net realized gain(loss) |
Monthly net change in unrealized appreciation (or
depreciation) |
Monthly net realized gain(loss) |
Monthly net change in unrealized appreciation (or
depreciation) |
Monthly net realized gain(loss) |
Monthly net change in unrealized appreciation (or
depreciation) |
| Commodity Contracts |
|
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| Credit Contracts |
|
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| Equity Contracts |
|
0.00000000 |
-1527426.62000000 |
-22064.50000000 |
228463.13000000 |
-141562.88000000 |
-2682834.48000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
-1527426.62000000 |
-22064.50000000 |
228463.13000000 |
-141562.88000000 |
-2682834.48000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| Foreign Exchange
Contracts |
|
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| Interest Rate
Contracts |
|
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| Other Contracts |
|
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Forward |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Future |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Option |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swaption |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Swap |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Warrant |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Other |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
0.00000000 |
| c. For each of the preceding three months, monthly net realized
gain (loss) and net change in unrealized appreciation (or
depreciation) attributable to investment other than derivatives.
Report in U.S. dollars. Losses and depreciation shall be reported
as negative numbers. |
| Month |
Monthly net
realized gain(loss) |
Monthly net
change in unrealized appreciation (or depreciation) |
|
Month 1 |
5180016.49000000 |
-59851727.83000000 |
|
Month 2 |
4471027.48000000 |
5035804.83000000 |
|
Month 3 |
0.00000000 |
-28867982.74000000 |
Item B.6. Flow information.
| a. Provide the aggregate dollar amounts for sales and
redemptions/repurchases of Fund shares during each of the preceding
three months. If shares of the Fund are held in omnibus accounts,
for purposes of calculating the Fund's sales, redemptions, and
repurchases, use net sales or redemptions/repurchases from such
omnibus accounts. The amounts to be reported under this Item should
be after any front-end sales load has been deducted and before any
deferred or contingent deferred sales load or charge has been
deducted. Shares sold shall include shares sold by the Fund to a
registered unit investment trust. For mergers and other
acquisitions, include in the value of shares sold any transaction
in which the Fund acquired the assets of another investment company
or of a personal holding company in exchange for its own shares.
For liquidations, include in the value of shares redeemed any
transaction in which the Fund liquidated all or part of its assets.
Exchanges are defined as the redemption or repurchase of shares of
one Fund or series and the investment of all or part of the
proceeds in shares of another Fund or series in the same family of
investment companies. |
| Month |
Total net
asset value of shares sold (including exchanges but excluding
reinvestment of dividends and distributions) |
Total net
asset value of shares sold in connection with reinvestments of
dividends and distributions |
Total net
asset value of shares redeemed or repurchased, including
exchanges |
|
Month 1 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Month 2 |
0.00000000 |
0.00000000 |
0.00000000 |
|
Month 3 |
0.00000000 |
0.00000000 |
0.00000000 |
Item B.7. Highly Liquid Investment Minimum information.
| a. If
applicable, provide the Fund's current Highly Liquid Investment
Minimum. |
—
|
| b. If
applicable, provide the number of days that the Fund's holdings in
Highly Liquid Investments fell below the Fund's Highly Liquid
Investment Minimum during the reporting period. |
—
|
| c. Did the
Fund's Highly Liquid Investment Minimum change during the reporting
period? |
☐ Yes ☐ No ☐ N/A |
Item B.8. Derivatives Transactions.
| For portfolio investments of open-end management investment
companies, provide the percentage of the Fund's Highly Liquid
Investments that it has pledged as margin or collateral in
connection with derivatives transactions that are classified among
the following categories as specified in rule 22e-4 [17 CFR
270.22e-4]: |
| (1) Moderately Liquid Investments |
| (2) Less Liquid Investments |
| (3) Illiquid Investments |
| For purposes of Item B.8, when computing the required
percentage, the denominator should only include assets (and exclude
liabilities) that are categorized by the Fund as Highly Liquid
Investments. |
Item B.9. Derivatives Exposure for limited derivatives users.
| If the Fund is excepted from the rule 18f-4 [17 CFR 270.18f-4]
program requirement and limit on fund leverage risk under rule
18f-4(c)(4) [17 CFR 270.18f-4(c)(4)], provide the following
information: |
| a. Derivatives
exposure (as defined in rule 18f-4(a) [17 CFR 270.18f-4(a)]),
reported as a percentage of the Fund’s net asset value. |
—
|
| b. Exposure
from currency derivatives that hedge currency risks, as provided in
rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)], reported as
a percentage of the Fund's net asset value. |
—
|
| c. Exposure
from interest rate derivatives that hedge interest rate risks, as
provided in rule 18f-4(c)(4)(i)(B) [17 CFR 270.18f-4(c)(4)(i)(B)],
reported as a percentage of the Fund's net asset value. |
—
|
| d. The number
of business days, if any, in excess of the five-business-day period
described in rule 18f-4(c)(4)(ii) [17 CFR 270.18f-4(c)(4)(ii)],
that the Fund’s derivatives exposure exceeded 10 percent of its net
assets during the reporting period. |
—
|
Item B.10. VaR information.
| For Funds subject to the limit on fund leverage risk described
in rule 18f-4(c)(2) [17 CFR 270.18f-4(c)(2)], provide the following
information, as determined in accordance with the requirement under
rule 18f-4(c)(2)(ii) to determine the fund’s compliance with the
applicable VaR test at least once each business day: |
| a. Median daily
VaR during the reporting period, reported as a percentage of the
Fund's net asset value. |
—
|
| b. For Funds
that were subject to the Relative VaR Test during the reporting
period, provide: |
|
| i. As
applicable, the name of the Fund’s Designated Index, or a statement
that the Fund's Designated Reference Portfolio is the Fund’s
Securities Portfolio. |
—
|
| ii. As
applicable, the index identifier for the Fund’s Designated
Index. |
—
|
| iii. Median VaR
Ratio during the reporting period, reported as a percentage of the
VaRof the Fund's Designated Reference Portfolio. |
—
|
| c. Backtesting
Results. Number of exceptions that the Fund identified as a result
of its backtesting of its VaR calculation model (as described in
rule 18f-4(c)(1)(iv) [17 CFR 270.18f-4(c)(1)(iv)] during the
reporting period. |
—
|
NPORT-P: Part C: Schedule of Portfolio Investments
| For each investment held by the Fund and its consolidated
subsidiaries, disclose the information requested in Part C. A Fund
may report information for securities in an aggregate amount not
exceeding five percent of its total assets as miscellaneous
securities in Part D in lieu of reporting those securities in Part
C, provided that the securities so listed are not restricted, have
been held for not more than one year prior to the end of the
reporting period covered by this report, and have not been
previously reported by name to the shareholders of the Fund or to
any exchange, or set forth in any registration statement,
application, or report to shareholders or otherwise made available
to the public. |
|
Schedule of Portfolio Investments Record: 1 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Orla Mining Ltd
|
| b. LEI (if any)
of issuer. (1) |
529900DU63EUQ1UZKL30
|
| c. Title of the
issue or description of the investment. |
Orla Mining, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
8200000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
32302144.02000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
6.961540869073
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 2 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Golden Star Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
549300NSWNLPBZ2XTO69
|
| c. Title of the
issue or description of the investment. |
Golden Star Resources, Ltd.
|
| d. CUSIP (if
any). |
38119T807
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1850000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
4662000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
1.004722891196
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 3 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Benchmark Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Benchmark Metals, Inc.
|
| d. CUSIP (if
any). |
BFXGBX9W2
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BFXGBX9W2
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
3692307.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
58531.40000000
|
| f. Exchange
rate. |
1.26164999
|
| g. Percentage
value compared to net assets of the Fund. |
0.012614293743
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Benchmark Metals Inc
|
| Title of
issue. |
Benchmark Metals Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA08162A1049
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.80000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-09-15
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-358655.47000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 4 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Mawson Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
2549004SP30Z0UWKH476
|
| c. Title of the
issue or description of the investment. |
Mawson Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
8600000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1533705.86000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.330533973810
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 5 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Arizona Metals Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Arizona Metals Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BK6JLS5WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1200000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1217453.33000000
|
| f. Exchange
rate. |
1.26165001
|
| g. Percentage
value compared to net assets of the Fund. |
0.262377355129
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Arizona Metals Corp
|
| Title of
issue. |
Arizona Metals Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA0405181029
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
3.00000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-04-22
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
1179400.37000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 6 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
O3 Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
O3 Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2223000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3893972.18000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.839202699898
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 7 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Westhaven Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Westhaven Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BMW1DF0WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
2750000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.02000000
|
| f. Exchange
rate. |
1.50000000
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000004310
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Westhaven Gold Corp
|
| Title of
issue. |
Westhaven Gold Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA9603501060
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.00000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-02-04
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-85967.70000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 8 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Geopacific Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Geopacific Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2268036.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
530937.99000000
|
| f. Exchange
rate. |
1.36696099
|
| g. Percentage
value compared to net assets of the Fund. |
0.114424185405
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 9 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Sable Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Sable Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
SAE CN
|
Item C.2. Amount of each investment.
| a. Balance |
4160000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
791344.67000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.170545282019
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 10 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Alicanto Minerals Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Alicanto Minerals, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
21346119.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1873889.80000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.403848129051
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 11 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Monarch Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Monarch Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
GBAR CN
|
Item C.2. Amount of each investment.
| a. Balance |
5000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3051559.47000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.657651577296
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 12 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Predictive Discovery Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Predictive Discovery, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
63850000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
6305776.10000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
1.358978462983
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 13 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Emerita Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Emerita Resources Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
EMOXX
|
Item C.2. Amount of each investment.
| a. Balance |
2750000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3858043.04000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.831459493245
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 14 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Probe Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
549300KN4JVFBY70QS60
|
| c. Title of the
issue or description of the investment. |
Probe Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4725000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
7228034.72000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.557737439199
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 15 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Torex Gold Resources Inc
|
| b. LEI (if any)
of issuer. (1) |
549300QL07027186GQ85
|
| c. Title of the
issue or description of the investment. |
Torex Gold Resources, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
300000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3352752.35000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.722562641475
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 16 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Alamos Gold Inc
|
| b. LEI (if any)
of issuer. (1) |
549300TDOX73YGYXE959
|
| c. Title of the
issue or description of the investment. |
Alamos Gold, Inc.
|
| d. CUSIP (if
any). |
011532108
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1200000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
9480000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
2.043065853398
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 17 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Thesis Gold Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Thesis Gold, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4400000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
5231244.80000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.127402702705
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 18 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Agnico Eagle Mines Ltd
|
| b. LEI (if any)
of issuer. (1) |
YGE0EUBRF7IJOB3QRX76
|
| c. Title of the
issue or description of the investment. |
Agnico Eagle Mines, Ltd.
|
| d. CUSIP (if
any). |
008474108
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
225000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
12942000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
2.789172813785
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 19 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Huntington Exploration Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Huntington Exploration, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
7900000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1596718.58000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.344114051506
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 20 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Americas Gold & Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
5493005AKGOT669Z4P51
|
| c. Title of the
issue or description of the investment. |
Americas Gold & Silver
Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1555000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1614592.0000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.347966010798
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 21 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Sable Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
3912006PLR1HF7YCRK43
|
| c. Title of the
issue or description of the investment. |
Sable Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
22000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
4184995.84000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.901922162164
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 22 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Endeavour Mining PLC
|
| b. LEI (if any)
of issuer. (1) |
529900NI5MXQ91GHXR07
|
| c. Title of the
issue or description of the investment. |
Endeavour Mining PLC
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
989200.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
24172342.57000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
5.209460727997
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
UNITED KINGDOM OF GREAT BRITAIN AND
NORTHERN IRELAND
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 23 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Prime Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
5493006KEVX2PYRAXX06
|
| c. Title of the
issue or description of the investment. |
Prime Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6450000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
18097729.16000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
3.900300893549
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 24 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
GoGold Resources Inc
|
| b. LEI (if any)
of issuer. (1) |
549300PNCGJ26Y676N19
|
| c. Title of the
issue or description of the investment. |
GoGold Resources, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2857140.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
7020278.21000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.512963153186
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 25 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bunker Hill Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Bunker Hill Mining Corp.
|
| d. CUSIP (if
any). |
BJM0JB4W3
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BJM0JB4W3
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1250000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
9907.66000000
|
| f. Exchange
rate. |
1.26165008
|
| g. Percentage
value compared to net assets of the Fund. |
0.002135232260
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Bunker Hill Mining Corp
|
| Title of
issue. |
Bunker Hill Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
US1206132037
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.60000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2026-02-09
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-49138.16000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 26 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Emerita Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Emerita Resources Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BK59250WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1375000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
643007.17000000
|
| f. Exchange
rate. |
1.26165001
|
| g. Percentage
value compared to net assets of the Fund. |
0.138576581489
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
N/A
|
| Title of
issue. |
N/A
|
| At least one of the following other identifiers: |
| - Other
identifier (if CUSIP, ISIN, and ticker are not available). |
BK59250
|
| If other
identifier provided, indicate the type of identifier used. |
Primary Identifier
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.50000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-07-15
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
500207.09000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 27 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Millennial Precious Metals Cor
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Millennial Precious Metals
Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
12333333.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3763589.91000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.811103589801
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 28 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Sable Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Sable Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BPYKRT8WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
11000000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
523124.48000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.112740270270
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Sable Resources Ltd
|
| Title of
issue. |
Sable Resources Ltd
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA7857133069
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.20000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-09-10
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
356848.31000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 29 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Los Cerros Ltd
|
| b. LEI (if any)
of issuer. (1) |
213800U3LCURRSJS5R56
|
| c. Title of the
issue or description of the investment. |
Los Cerros, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
28437500.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
3016499.74000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.650095740039
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 30 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
K92 Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
254900EA8H0X9FEVZU11
|
| c. Title of the
issue or description of the investment. |
K92 Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1725000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
10104030.44000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
2.177552697643
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 31 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Americas Gold & Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
5493005AKGOT669Z4P51
|
| c. Title of the
issue or description of the investment. |
Americas Gold & Silver Corp
|
| d. CUSIP (if
any). |
03062D100
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1071400.0000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
11114256.000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
2.395269717249
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☒ Yes ☐ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 32 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Discovery Metals Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Discovery Metals Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
DSV CN
|
Item C.2. Amount of each investment.
| a. Balance |
4444444.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
6129538.75000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.320996974388
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 33 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Castile Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Castile Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
12500000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
2011761.86000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.433561388326
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 34 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Liberty Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
549300DY25855R7ZV117
|
| c. Title of the
issue or description of the investment. |
Liberty Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
10256000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
9348392.98000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
2.014702793416
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 35 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Roscan Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
529900PPYSZDZGPLMU18
|
| c. Title of the
issue or description of the investment. |
Roscan Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
10886900.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2502438.08000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.539308627794
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 36 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
TDG Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
TDG Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6977925.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3041936.16000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.655577626235
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 37 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Barrick Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
0O4KBQCJZX82UKGCBV73
|
| c. Title of the
issue or description of the investment. |
Barrick Gold Corp.
|
| d. CUSIP (if
any). |
067901108
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
700000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
14049000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
3.027746009957
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 38 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Prodigy Gold NL
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Prodigy Gold NL
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
38750000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1133902.14000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.244370964486
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 39 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Skeena Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
549300DCWSQFVVZ21289
|
| c. Title of the
issue or description of the investment. |
Skeena Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
33333.25000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
382566.85000000
|
| f. Exchange
rate. |
1.26164998
|
| g. Percentage
value compared to net assets of the Fund. |
0.082448235008
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 40 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Desert Gold Ventures Inc
|
| b. LEI (if any)
of issuer. (1) |
549300MQKAYD1XTYMJ96
|
| c. Title of the
issue or description of the investment. |
Desert Gold Ventures, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
13400000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1593151.82000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.343345367375
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 41 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Huntsman Exploration Inc
|
| b. LEI (if any)
of issuer. (1) |
5299007I4RDS7RZ1TA02
|
| c. Title of the
issue or description of the investment. |
Huntsman Exploration, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6175000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
367078.83000000
|
| f. Exchange
rate. |
1.26164998
|
| g. Percentage
value compared to net assets of the Fund. |
0.079110361084
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 42 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Integra Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
529900MC191X8CY3P306
|
| c. Title of the
issue or description of the investment. |
Integra Resources Corp.
|
| d. CUSIP (if
any). |
45826T301
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
240001.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
672002.80000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
0.144825524690
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 43 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Thesis Gold Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Thesis Gold, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
THESISWNT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
2000000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1188919.27000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.256227886390
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Thesis Gold Inc
|
| Title of
issue. |
Thesis Gold Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA09182P1053
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.75000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-10-31
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
1173899.18000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 44 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
G Mining Ventures Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
G Mining Ventures Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
10843965.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
8165312.69000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.759733284732
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 45 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Osino Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Osino Resources Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BFZ6PD5WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1000000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
134744.18000000
|
| f. Exchange
rate. |
1.26165004
|
| g. Percentage
value compared to net assets of the Fund. |
0.029039159609
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Osino Resources Corp
|
| Title of
issue. |
Osino Resources Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA68828L1004
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.05000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-01-30
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
89168.79000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 46 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Dacian Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
213800ENTL8AJ6YPZX87
|
| c. Title of the
issue or description of the investment. |
Dacian Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
8842639.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1552519.32000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.334588524201
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 47 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Benchmark Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Benchmark Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BFXGBX9WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
5000000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2496730.47000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.538078562067
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Benchmark Metals Inc
|
| Title of
issue. |
Benchmark Metals Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA08162A1049
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.40000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2021-12-23
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
2458587.28000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 48 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Silver Tiger Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
2549009QDIU00MWT6U57
|
| c. Title of the
issue or description of the investment. |
Silver Tiger Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
10595333.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
4618898.39000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.995433922038
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 49 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Pantoro Ltd
|
| b. LEI (if any)
of issuer. (1) |
254900ZMQXTNJJIP4K51
|
| c. Title of the
issue or description of the investment. |
Pantoro, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
16000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
2282435.27000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.491895101553
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 50 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Maverix Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Maverix Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BD86G57WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
250000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
497364.56000000
|
| f. Exchange
rate. |
1.26165001
|
| g. Percentage
value compared to net assets of the Fund. |
0.107188665530
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
N/A
|
| Title of
issue. |
N/A
|
| At least one of the following other identifiers: |
| - Other
identifier (if CUSIP, ISIN, and ticker are not available). |
BD86G57
|
| If other
identifier provided, indicate the type of identifier used. |
Primary Identifier
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
3.30000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2021-12-23
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
35163.48000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 51 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bellevue Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Bellevue Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1666667.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1176576.11000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.253567771546
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 52 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Newcore Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
894500A52BE2PYANBI95
|
| c. Title of the
issue or description of the investment. |
Newcore Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
5750000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2552213.37000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.550035863590
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 53 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Pan Global Resources Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Pan Global Resources, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6667000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3276296.91000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.706085479157
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 54 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Federated U.S. Treasury Cash Reserves
- Institutional Shares
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Federated US Treasury Cash Reserve
Fund - Institutional Shares
|
| d. CUSIP (if
any). |
60934N682
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
UTIXX
|
Item C.2. Amount of each investment.
| a. Balance |
1948565.63000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
1948565.63000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
0.419941761788
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Short-term investment vehicle (e.g.,
money market fund, liquidity pool, or other cash management
vehicle)
|
| b. Issuer type.
(7) |
Registered fund
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☒ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 55 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bunker Hill Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
529900BF5UJW4BBXO348
|
| c. Title of the
issue or description of the investment. |
Bunker Hill Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
14214957.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2591400.24000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.558481154307
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
UNITED STATES OF AMERICA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 56 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Aya Gold & Silver Inc
|
| b. LEI (if any)
of issuer. (1) |
549300BWX8KJOTUL4M51
|
| c. Title of the
issue or description of the investment. |
Aya Gold & Silver, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2400000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
19098799.19000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
4.116044774894
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 57 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bunker Hill Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Bunker Hill Mining Corp.
|
| d. CUSIP (if
any). |
BJM0JB4W2
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BJM0JB4W2
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
3464957.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.02000000
|
| f. Exchange
rate. |
1.50000000
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000004310
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Bunker Hill Mining Corp
|
| Title of
issue. |
Bunker Hill Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
US1206132037
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.50000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-08-15
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-78597.17000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 58 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Nighthawk Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Nighthawk Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BKPT788WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
2174000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
34462.81000000
|
| f. Exchange
rate. |
1.26164988
|
| g. Percentage
value compared to net assets of the Fund. |
0.007427193072
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Nighthawk Gold Corp
|
| Title of
issue. |
Nighthawk Gold Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA65412D8098
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.50000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-07-07
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-124287.70000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 59 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Auteco Minerals Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Auteco Minerals, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
20000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1302158.58000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.280632461024
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 60 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Americas Gold & Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
5493005AKGOT669Z4P51
|
| c. Title of the
issue or description of the investment. |
Americas Gold & Silver
Corp.
|
| d. CUSIP (if
any). |
03062D100
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1975000.0000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
2054000.00000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
0.442664268236
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 61 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Huntsman Exploration Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Huntsman Exploration, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BMFNGR6WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
6175000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.05000000
|
| f. Exchange
rate. |
1.20000000
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000010775
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Huntsman Exploration Inc
|
| Title of
issue. |
Huntsman Exploration Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA44702L1022
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.35000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-10-22
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-47035.03000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 62 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Talisker Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Talisker Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6500000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1545595.05000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.333096252092
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 63 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Discovery Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
98450041CCB3E8QD3F53
|
| c. Title of the
issue or description of the investment. |
Discovery Silver Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1555556.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2145339.39000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.462349119373
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 64 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Euro Sun Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Euro Sun Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BYMN338WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
5500000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
130781.12000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.028185067567
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Euro Sun Mining Inc
|
| Title of
issue. |
Euro Sun Mining Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA29872L2066
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.55000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-06-05
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-113717.66000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 65 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bellevue Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Bellevue Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1300000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
917729.18000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.197782821764
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 66 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Euro Sun Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
9845004H3B99VE567F13
|
| c. Title of the
issue or description of the investment. |
Euro Sun Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
11000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3313121.71000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.714021712431
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 67 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Cygnus Gold Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Cygnus Gold, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
6658721.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
633254.15000000
|
| f. Exchange
rate. |
1.36696101
|
| g. Percentage
value compared to net assets of the Fund. |
0.136474676201
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 68 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Westhaven Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
2549006LQ1TAHZLTOF64
|
| c. Title of the
issue or description of the investment. |
Westhaven Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
5500000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2266872.75000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.488541171890
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 69 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Pure Gold Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Pure Gold Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BNLYWV6WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1500000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
404232.55000000
|
| f. Exchange
rate. |
1.26165001
|
| g. Percentage
value compared to net assets of the Fund. |
0.087117480984
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Pure Gold Mining Inc
|
| Title of
issue. |
Pure Gold Mining Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA74624E1007
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.85000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-07-18
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
266306.80000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 70 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Benchmark Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
529900EDQ993Q6M6BH62
|
| c. Title of the
issue or description of the investment. |
Benchmark Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
7384615.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
5970203.54000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.286658121351
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 71 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Marathon Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Marathon Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
B4N00M6WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
837500.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
969167.36000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.208868432430
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Marathon Gold Corp
|
| Title of
issue. |
Marathon Gold Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA56580Q1028
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.60000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2021-09-30
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
779901.82000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 72 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Adventus Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
984500FDE0C970CA3F46
|
| c. Title of the
issue or description of the investment. |
Adventus Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
5310000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3703721.32000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.798201113860
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 73 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Aya Gold & Silver, Inc.
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Aya Gold & Silver, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BK94091WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1200000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
6467720.84000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.393879704379
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Aya Gold & Silver Inc
|
| Title of
issue. |
Aya Gold & Silver Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA05466C1095
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
3.30000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-09-08
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
6211759.84000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 74 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Andean Precious Metals Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Andean Precious Metals Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
2187611.46000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.471459311648
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 75 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Pan American Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Pan American Silver Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
PAAS
|
Item C.2. Amount of each investment.
| a. Balance |
393200.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
152076.16000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
0.032774431393
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 76 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Mawson Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Mawson Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
B83PCW3WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
4300000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.03000000
|
| f. Exchange
rate. |
1.33333333
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000006465
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
N/A
|
| Title of
issue. |
N/A
|
| At least one of the following other identifiers: |
| - Other
identifier (if CUSIP, ISIN, and ticker are not available). |
B83PCW3
|
| If other
identifier provided, indicate the type of identifier used. |
Primary Identifier
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.45000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-05-20
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-91489.33000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 77 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
O3 Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
O3 Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BGMHM71WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
740000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
11730.67000000
|
| f. Exchange
rate. |
1.26165002
|
| g. Percentage
value compared to net assets of the Fund. |
0.002528115117
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
O3 Mining Inc
|
| Title of
issue. |
O3 Mining Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA67113B1085
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
3.25000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-06-18
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-70058.38000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 78 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Calibre Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Calibre Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
CXB CN
|
Item C.2. Amount of each investment.
| a. Balance |
11083000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
14670162.09000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
3.161614686698
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 79 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Barton Gold Holdings Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Barton Gold Holdings, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
8600000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
1226808.96000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
0.264393617596
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 80 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Monarch Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Monarch Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
600000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
366187.14000000
|
| f. Exchange
rate. |
1.26164999
|
| g. Percentage
value compared to net assets of the Fund. |
0.078918190051
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 81 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Silver Tiger Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Silver Tiger Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BLFLCL9WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1666666.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
118891.88000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.025622778509
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Silver Tiger Metals Inc
|
| Title of
issue. |
Silver Tiger Metals Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA82831T1093
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.50000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-07-31
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
94030.18000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 82 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Emerald Resources NL
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Emerald Resources NL
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
17125000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
10022231.80000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
2.159924004791
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 83 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
AngloGold Ashanti Ltd
|
| b. LEI (if any)
of issuer. (1) |
378900EF3BA9A5F42A59
|
| c. Title of the
issue or description of the investment. |
AngloGold Ashanti, Ltd. ADR
|
| d. CUSIP (if
any). |
035128206
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
800000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
13664000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
2.944773398822
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
SOUTH AFRICA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 84 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Nighthawk Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
529900552H4HTBIHX052
|
| c. Title of the
issue or description of the investment. |
Nighthawk Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4348000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3101652.60000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.668447311831
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 85 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Skeena Resources Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Skeena Resources, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Ticker (if
ISIN is not available). |
SKEXX C
|
Item C.2. Amount of each investment.
| a. Balance |
666666.75000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
7651356.98000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.648969006118
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 86 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Liberty Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Liberty Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BDT74H7WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
826000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
360084.02000000
|
| f. Exchange
rate. |
1.26164999
|
| g. Percentage
value compared to net assets of the Fund. |
0.077602886668
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Liberty Gold Corp
|
| Title of
issue. |
Liberty Gold Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA53056H1047
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.60000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2021-10-02
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
145632.22000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 87 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Adriatic Metals PLC
|
| b. LEI (if any)
of issuer. (1) |
549300OHAH2GL1DP0L61
|
| c. Title of the
issue or description of the investment. |
Adriatic Metals PLC
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2500000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
5084270.88000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
1.095727871767
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
UNITED KINGDOM OF GREAT BRITAIN AND
NORTHERN IRELAND
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 88 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Perseus Mining Ltd
|
| b. LEI (if any)
of issuer. (1) |
54930054ZDGKBCW3SM26
|
| c. Title of the
issue or description of the investment. |
Perseus Mining, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
11000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
12472923.51000000
|
| f. Exchange
rate. |
1.36696100
|
| g. Percentage
value compared to net assets of the Fund. |
2.688080602883
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 89 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
B2Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
549300F7OK456M5NLM05
|
| c. Title of the
issue or description of the investment. |
B2Gold Corp.
|
| d. CUSIP (if
any). |
11777Q209
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
7780000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
1.676693284750
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 90 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Bunker Hill Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Bunker Hill Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BJM0JB4WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
9500000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.08000000
|
| f. Exchange
rate. |
1.25000000
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000017241
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Bunker Hill Mining Corp
|
| Title of
issue. |
Bunker Hill Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
US1206132037
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.50000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-08-15
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-212996.44000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 91 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Marathon Gold Corp
|
| b. LEI (if any)
of issuer. (1) |
52990063E8H31CA3UR10
|
| c. Title of the
issue or description of the investment. |
Marathon Gold Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4201700.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
10190783.50000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
2.196249133779
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 92 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Monarch Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Monarch Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BNM54P6WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
2500000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
178337.89000000
|
| f. Exchange
rate. |
1.26165001
|
| g. Percentage
value compared to net assets of the Fund. |
0.038434182850
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Monarch Mining Corp
|
| Title of
issue. |
Monarch Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA6091611047
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.05000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-06-29
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-45293.89000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 93 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Desert Gold Ventures Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Desert Gold Ventures, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BYXL6M1WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
6700000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
0.06000000
|
| f. Exchange
rate. |
1.16666667
|
| g. Percentage
value compared to net assets of the Fund. |
0.000000012930
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Desert Gold Ventures Inc
|
| Title of
issue. |
Desert Gold Ventures Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA25039N4084
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.40000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-08-21
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-50701.82000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 94 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Prime Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Prime Mining Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BKTTMM3WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
920000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1837593.63000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.396025822560
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Prime Mining Corp
|
| Title of
issue. |
Prime Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA74167M1059
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.10000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2025-06-10
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
1817003.53000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 95 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Predictive Discovery Ltd
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Predictive Discovery, Ltd.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Australia Dollar
|
| e. Value.
(4) |
395036.87000000
|
| f. Exchange
rate. |
1.36696101
|
| g. Percentage
value compared to net assets of the Fund. |
0.085135689866
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
AUSTRALIA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 96 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Integra Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
529900MC191X8CY3P306
|
| c. Title of the
issue or description of the investment. |
Integra Resources Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2679999.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
7498431.79000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.616011597487
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 97 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Osino Resources Corp
|
| b. LEI (if any)
of issuer. (1) |
549300S6BIXSU8JYBB24
|
| c. Title of the
issue or description of the investment. |
Osino Resources Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
4000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3741132.64000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.806263749980
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 98 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Gold Fields Ltd
|
| b. LEI (if any)
of issuer. (1) |
5299003KXIBJQYCBBD72
|
| c. Title of the
issue or description of the investment. |
Gold Fields, Ltd. ADR
|
| d. CUSIP (if
any). |
38059T106
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
1500000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
14220000.00000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
3.064598780097
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
SOUTH AFRICA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 99 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Huntington Exploration Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Huntington Exploration, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BK6Q0V2WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
3950000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
31308.21000000
|
| f. Exchange
rate. |
1.26164990
|
| g. Percentage
value compared to net assets of the Fund. |
0.006747334892
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Huntington Exploration Inc
|
| Title of
issue. |
Huntington Exploration Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA4459013096
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.40000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2023-06-17
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
-33509.64000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 100 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Arizona Metals Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Arizona Metals Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
2400000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
8065628.34000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
1.738249983929
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 101 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Sibanye Stillwater Ltd
|
| b. LEI (if any)
of issuer. (1) |
378900F238434B74D281
|
| c. Title of the
issue or description of the investment. |
Sibanye Stillwater, Ltd. ADR
|
| d. CUSIP (if
any). |
82575P107
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
273043.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
United States Dollar
|
| e. Value.
(4) |
4480635.63000000
|
| f. Exchange
rate. |
|
| g. Percentage
value compared to net assets of the Fund. |
0.965636461727
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
SOUTH AFRICA
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 102 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Prime Mining Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Prime Mining Corp.
|
| d. CUSIP (if
any). |
BKTTMM3W2
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BKTTMM3W2
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
400000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
98283.99000000
|
| f. Exchange
rate. |
1.26165004
|
| g. Percentage
value compared to net assets of the Fund. |
0.021181504631
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Prime Mining Corp
|
| Title of
issue. |
Prime Mining Corp
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA74167M1059
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
5.00000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2024-04-27
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
43788.08000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 103 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
SSR Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
549300JD2KR7AB9DYJ38
|
| c. Title of the
issue or description of the investment. |
SSR Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
649200.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
10847014.62000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
2.337675652050
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 104 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Discovery Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Discovery Silver Corp.
|
| d. CUSIP (if
any). |
BDFZBZ2W2
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BDFZBZ2W2
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
975000.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
154559.51000000
|
| f. Exchange
rate. |
1.26164996
|
| g. Percentage
value compared to net assets of the Fund. |
0.033309626286
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
N/A
|
| Title of
issue. |
N/A
|
| At least one of the following other identifiers: |
| - Other
identifier (if CUSIP, ISIN, and ticker are not available). |
BDFZBZ2
|
| If other
identifier provided, indicate the type of identifier used. |
Primary Identifier
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.75000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-08-07
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
74041.49000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 105 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
HighGold Mining Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
HighGold Mining, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
Item C.2. Amount of each investment.
| a. Balance |
3000000.00000000
|
| b. Units |
Number of shares
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
3281417.19000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.707188967472
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☒ Long ☐ Short ☐ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Equity-common
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☒ 1 ☐ 2 ☐ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 106 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Discovery Silver Corp
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Discovery Silver Corp.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BDFZBZ2WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
1454545.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1118304.32000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.241009427204
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
N/A
|
| Title of
issue. |
N/A
|
| At least one of the following other identifiers: |
| - Other
identifier (if CUSIP, ISIN, and ticker are not available). |
BDFZBZ2
|
| If other
identifier provided, indicate the type of identifier used. |
Primary Identifier
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
0.77000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2022-05-28
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
1086625.24000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 107 |
Item C.1. Identification of investment.
| a. Name of
issuer (if any). |
Probe Metals Inc
|
| b. LEI (if any)
of issuer. (1) |
N/A
|
| c. Title of the
issue or description of the investment. |
Probe Metals, Inc.
|
| d. CUSIP (if
any). |
N/A
|
| At least one of the following other identifiers: |
| - Other unique
identifier (if ticker and ISIN are not available). Indicate the
type of identifier used |
BWD1N48WT
|
| Description of
other unique identifier. |
Primary Identifier
|
Item C.2. Amount of each investment.
| a. Balance |
2362500.00000000
|
| b. Units |
Number of contracts
|
| c. Description
of other units. |
|
| d. Currency.
(3) |
Canada Dollar
|
| e. Value.
(4) |
1198430.63000000
|
| f. Exchange
rate. |
1.26165000
|
| g. Percentage
value compared to net assets of the Fund. |
0.258277710740
|
Item C.3. Payoff profile.
| a. Payoff
profile. (5) |
☐ Long ☐ Short ☒ N/A |
Item C.4. Asset and issuer type.
| a. Asset type.
(6) |
Derivative-equity
|
| b. Issuer type.
(7) |
Corporate
|
Item C.5. Country of investment or issuer.
| a. ISO country
code. (8) |
CANADA (FEDERAL LEVEL)
|
| b. Investment
ISO country code. (9) |
|
Item C.6. Is the investment a Restricted Security?
| a. Is the
investment a Restricted Security? |
☐ Yes ☒ No |
Item C.7. Liquidity classification information.
| a. Liquidity classification information. (10) |
Item C.8. Fair value level.
| a. Level within
the fair value hierarchy (12) |
☐ 1 ☐ 2 ☒ 3 ☐ N/A |
Item C.9. Debt securities.
Item C.10. Repurchase and reverse repurchase agreements.
Item C.11. Derivatives.
| a. Type of
derivative instrument (21) |
Warrant
|
| b. Counterparty. |
| i. Provide the name and LEI (if any) of counterparty (including
a central counterparty). |
| Counterparty
Info Record |
Name
of counterparty |
LEI
(if any) of counterparty |
|
#1 |
The
Depository Trust & Clearing Corporation |
MLDY5N6PZ58ZE60QU102 |
| ii. Type,
selected from among the following (put, call). Respond call for
warrants. |
☐ Put ☒ Call |
| iii. Payoff
profile, selected from among the following (written, purchased).
Respond purchased for warrants. |
☐ Written ☒ Purchased |
| 3. The reference instrument is neither a derivative or an index
(28) |
| Name of
issuer. |
Probe Metals Inc
|
| Title of
issue. |
Probe Metals Inc
|
| At least one of the following other identifiers: |
| - ISIN (if
CUSIP is not available). |
CA74273V1067
|
| iv. Number of shares or principal amount of underlying
reference instrument per contract. |
| Number of
shares. |
1.00000000
|
| v. Exercise
price or rate. |
1.30000000
|
| vi. Exercise
Price Currency Code |
Canada Dollar
|
| vii. Expiration
date. |
2021-12-10
|
| viii.
Delta. |
XXXX
|
| ix. Unrealized
appreciation or depreciation. (24) |
842095.79000000
|
Item C.12. Securities lending.
| a. Does any
amount of this investment represent reinvestment of cash collateral
received for loaned securities? |
☐ Yes ☒ No |
| b. Does any
portion of this investment represent that is treated as a Fund
asset and received for loaned securities? |
☐ Yes ☒ No |
| c. Is any
portion of this investment on loan by the Fund? |
☐ Yes ☒ No |
|
Schedule of Portfolio Investments Record: 108 |