Initial Statement of Beneficial Ownership (3)
27 Juli 2021 - 1:46AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Apollo Management Holdings GP, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/15/2021
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3. Issuer Name and Ticker or Trading Symbol
Ares Dynamic Credit Allocation Fund, Inc. [ARDC]
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(Last)
(First)
(Middle)
9 W. 57TH STREET, 43RD FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Mandatory Redeemable Preferred Stock 7/15/2026 | 9000000 | I | See footnote (1) |
| Mandatory Redeemable Preferred Stock 9/15/2026 | 4000000 | I | See footnote (1) |
| Mandatory Redeemable Preferred Stock 9/15/2028 | 6000000 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | See Exhibit 99.1. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Apollo Management Holdings GP, LLC
9 W. 57TH STREET
43RD FLOOR
NEW YORK, NY 10019 |
| X |
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Athene Annuity & Life Co
7700 MILLS CIVIC PARKWAY
WEST DES MOINES, IA 50266 |
| X |
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ATHENE ANNUITY & LIFE ASSURANCE Co
400 BROOKFIELD PARKWAY
GREENVILLE, SC 29607 |
| X |
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Athene USA Corp
7700 MILLS CIVIC PARWAY
WEST DES MOINES, IA 50266 |
| X |
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Athene Holding Ltd
SECOND FLOOR, WASHINGTON HOUSE
16 CHURCH STREET
HAMILTON, D0 HM 11 |
| X |
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Apollo Insurance Solutions Group LP
2121 ROSECRANS AVE
STE 5300
EL SEGUNDO, CA 90245 |
| X |
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AISG GP Ltd.
C/O WALKERS CORPORATE LIMITED
CAYMAN CORPORATE CENTER, 27 HOSPITAL RD
GEORGE TOWN, GRAND CAYMAN, E9 KY1-9008 |
| X |
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Apollo Capital Management, L.P.
9 WEST 57TH STREET
NEW YORK, NY 10019 |
| X |
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Apollo Capital Management GP, LLC
9 WEST 57TH STREET
NEW YORK, NY 10019 |
| X |
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Apollo Management Holdings, L.P.
9 W. 57TH STREET
NEW YORK, NY 10019 |
| X |
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Signatures
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| See signatures attached as Exhibit 99.2 | | 7/26/2021 |
| **Signature of Reporting Person | Date |
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