Initial Statement of Beneficial Ownership (3)
23 Juli 2021 - 10:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Voya Financial, Inc. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/15/2021
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3. Issuer Name and Ticker or Trading Symbol
Ares Dynamic Credit Allocation Fund, Inc. [ARDC]
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(Last)
(First)
(Middle)
230 PARK AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10169
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
5-year MRPS with Final Redemption July 15, 2026 | 120000 | I (1) | By Subsidiary |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Securities reported herein are directly beneficially owned by Voya Retirement Insurance and Annuity Company, ReliaStar Life Insurance Company and ReliaStar Life Insurance Company of New York, each a direct or indirect subsidiary of Voya Financial, Inc. and Voya Holdings, Inc. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Voya Financial, Inc. 230 PARK AVENUE NEW YORK, NY 10169 |
| X |
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Voya Holdings, Inc. ONE ORANGE WAY WINDSOR, CT 06095 |
| X |
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VOYA RETIREMENT INSURANCE & ANNUITY Co ONE ORANGE WAY WINDSOR, CT 06095 |
| X |
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Signatures
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/s/ Rachel Reid, SVP and Corporate Secretary, Voya Financial, Inc. | | 7/23/2021 |
**Signature of Reporting Person | Date |
/s/ Rachel Reid, SVP and Assistant Secretary, Voya Holdings Inc. | | 7/23/2021 |
**Signature of Reporting Person | Date |
/s/ Rachel Reid, SVP and Assistant Secretary, Voya Retirement Insurance & Annuity Co. | | 7/23/2021 |
**Signature of Reporting Person | Date |
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