Statement of Changes in Beneficial Ownership (4)
13 Januar 2022 - 10:13PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
| 1. Name
and Address of Reporting Person * CLARK KEVIN P |
2. Issuer Name and Ticker or Trading
Symbol Aptiv PLC [ APTV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
President and CEO |
|
(Last)
(First)
(Middle)
5725 INNOVATION DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
1/11/2022
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|
(Street)
TROY, MI 48098
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Ordinary Shares |
1/11/2022 |
|
S(1) |
|
1400 |
D |
$158.40 (2) |
647686 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Share |
1/11/2022 |
|
S(1) |
|
3134 |
D |
$159.37 (3) |
644552 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/11/2022 |
|
S(1) |
|
496 |
D |
$160.19 (4) |
644056 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/11/2022 |
|
S(1) |
|
700 |
D |
$161.47 (5) |
643356 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/11/2022 |
|
S(1) |
|
100 |
D |
$162.21 (6) |
643256 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
800 |
D |
$158.08 (7) |
642456 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
1800 |
D |
$159.35 (8) |
640656 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
2390 |
D |
$159.98 (9) |
638266 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
340 |
D |
$161.09 (10) |
637926 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
400 |
D |
$162.12 (11) |
637526 |
I |
By Kevin P Clark Revocable
Trust800 |
|
Ordinary Shares |
1/12/2022 |
|
S(1) |
|
100 |
D |
$163.50 |
637426 |
I |
By Kevin P Clark Revocable
Trust |
|
Ordinary Shares |
|
|
|
|
|
|
|
298976 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
The sales reported in this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
by the reporting person on May 11, 2021. |
| (2) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $157.91 to $158.85, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (3) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $158.92 to $159.89, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (4) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $159.96 to $160.95, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (5) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $161.01 to $161.85, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (6) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $162.20 to $162.29, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (7) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $157.57 to $158.43, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (8) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $158.69 to $159.63, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (9) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $159.69 to $160.68, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (10) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $160.69 to $161.25, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
| (11) |
The price reported in Column
4 is a weighted average price. The shares were sold in multiple
transactions at prices ranging from $162.03 to $162.26, inclusive.
The reporting person undertakes to provide the Issuer, any security
holder of the Issuer or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of
shares sold at each separate price within the range set forth in
this footnote to this Form 4. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
CLARK KEVIN P
5725 INNOVATION DRIVE
TROY, MI 48098 |
X |
|
President and CEO |
|
Signatures
|
|
/s/ Rachel V. Friedenberg, Attorney-in-fact for
Kevin P. Clark |
|
1/13/2022 |
| **Signature of Reporting
Person |
Date |
Aptiv (NYSE:APTV-A)
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Von Apr 2022 bis Mai 2022
Aptiv (NYSE:APTV-A)
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Von Mai 2021 bis Mai 2022
