Statement of Changes in Beneficial Ownership (4)
13 Mai 2022 - 10:23PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Suydam John J |
2. Issuer Name and Ticker or Trading
Symbol Apollo Global Management, Inc. [ APO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chief Legal Officer |
(Last)
(First)
(Middle)
C/O APOLLO GLOBAL MANAGEMENT, INC., 9 WEST 57TH STREET,
43RD FLOOR |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/11/2022
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
5/11/2022 |
|
A |
|
13685 (1) |
A |
$0.00 |
364524 (2) |
D |
|
Common Stock |
5/12/2022 |
|
F |
|
6987 (3) |
D |
$52.90 |
357537 (4) |
D |
|
Common Stock |
|
|
|
|
|
|
|
9233 (5) |
I |
Kalmia Investments LLC - Series
A |
Common Stock |
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|
|
|
|
|
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64260 (6) |
I |
Suydam 2012 Family Trust |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
Represents restricted stock
units ("RSUs") granted under the Apollo Global Management, Inc.
2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU
represents the contingent right to receive, in accordance with the
issuance schedule set forth in the applicable RSU award agreement,
one share of common stock of the Issuer for each vested RSU. The
RSUs vest in installments in accordance with the terms of the
applicable RSU award agreement, provided the reporting person
remains in service through the applicable vesting date. |
(2) |
Reported amount includes
164,792 vested and unvested RSUs. |
(3) |
Consists of shares withheld
by the Issuer in order to satisfy the minimum tax withholding
obligations of the reporting person arising in connection with the
delivery of shares that were granted under the Plan. |
(4) |
Reported amount includes
151,107 vested and unvested RSUs granted under the
Plan. |
(5) |
These shares are held by
Kalmia Investments LLC - Series A ("Kalmia"). The reporting person
owns 30% of Kalmia, and the remaining 70% of Kalmia is owned by the
Suydam GST Exempt Trust for the benefit of the reporting person's
grandchildren for whom the reporting person's spouse is the trustee
(the "GST Trust"). The reporting person disclaims beneficial
ownership of 70% of the securities owned by Kalmia, as they will
ultimately be distributed to the GST Trust. |
(6) |
These shares are held in the
Suydam 2012 Family Trust for the benefit of the reporting person's
spouse and children for which the reporting person's spouse is the
trustee (the "2012 Trust"). The reporting person disclaims
beneficial ownership of all securities held by the 2012 Trust
except to the extent of the reporting person's pecuniary interest
therein. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Suydam John J
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019 |
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|
Chief Legal Officer |
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Signatures
|
/s/ Jessica L. Lomm, as
Attorney-in-Fact |
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5/13/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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