Initial Statement of Beneficial Ownership (3)
10 Dezember 2021 - 11:19PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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| 1. Name
and Address of Reporting Person * Slyfield Jillian |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
12/1/2021
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3. Issuer Name and Ticker or Trading
Symbol Aon plc [AON] |
|
(Last)
(First)
(Middle)
200 E. RANDOLPH ST. |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director _____
10% Owner
___X___ Officer (give title
below) _____
Other (specify below)
Chief Innovation Officer / |
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(Street)
CHICAGO, IL 60601
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
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6. Individual or Joint/Group
Filing(Check Applicable
Line)_X_ Form filed by One Reporting
Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Class A Ordinary Stock |
304.492 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
|
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Share Unit (Right to Receive) |
(1) |
3/15/2022 |
Class A Ordinary Shares |
141 |
(2) |
D |
|
|
Employee Stock Option (Right to Buy) |
9/24/2021 (3) |
9/23/2028 |
Class A Ordinary Shares |
20 |
$299.17 |
D |
|
|
Restricted Share Unit (Right to Receive) |
(4) |
5/21/2023 |
Class A Ordinary Shares |
210 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(5) |
2/22/2024 |
Class A Ordinary Shares |
696 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(6) |
3/13/2023 |
Class A Ordinary Shares |
231 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(7) |
5/21/2025 |
Class A Ordinary Shares |
207 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(8) |
3/15/2024 |
Class A Ordinary Shares |
327 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(9) |
5/21/2026 |
Class A Ordinary Shares |
197 |
(2) |
D |
|
|
Restricted Share Unit (Right to Receive) |
(10) |
9/17/2024 |
Class A Ordinary Shares |
277 |
(2) |
D |
|
| Explanation of
Responses: |
| (1) |
A restricted share unit
award was granted on March 15, 2019 and vests in accordance with
the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3%
of the award vests on each of the first through third anniversary
of the date of grant. |
| (2) |
The restricted share unit
award converts to Class A Ordinary Shares on a 1-for-1 basis. In
accordance with Irish law, the reporting person agreed to pay the
issuer the nominal value of US$0.01 per share issued to the
reporting person. |
| (3) |
The options became
exercisable on the grant date. All options are
exercisable. |
| (4) |
A restricted share unit
award was granted on May 21, 2018 and vests in accordance with the
terms of the Aon plc 2011 Incentive Compensation Plan: 20% of the
award vests on each of the first through fifth anniversary of the
date of grant. |
| (5) |
A restricted share unit
award was granted on February 22, 2019 and vests in accordance with
the terms of the Aon plc 2011 Incentive Compensation Plan: 20% of
the award vests on each of the first through fifth anniversary of
the date of grant. |
| (6) |
A restricted share unit
award was granted on March 13, 2020 and vests in accordance with
the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3%
of the award vests on each of the first through third anniversary
of the date of grant. |
| (7) |
A restricted share unit
award was granted on May 21, 2020 and vests in accordance with the
terms of the Aon plc 2011 Incentive Compensation Plan: 20% of the
award vests on each of the first through fifth anniversary of the
date of grant. |
| (8) |
A restricted share unit
award was granted on March 15, 2021 and vests in accordance with
the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3%
of the award vests on each of the first through third anniversary
of the date of grant. |
| (9) |
A restricted share unit
award was granted on May 21, 2021 and vests in accordance with the
terms of the Aon plc 2011 Incentive Compensation Plan: 20% of the
award vests on each of the first through fifth anniversary of the
date of grant. |
| (10) |
A restricted share unit
award was granted on September 17, 2021 and vests in accordance
with the terms of the Aon plc 2011 Incentive Compensation Plan: 33
1/3% of the award vests on each of the first through third
anniversary of the date of grant. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Slyfield Jillian
200 E. RANDOLPH ST.
CHICAGO, IL 60601 |
|
|
Chief Innovation Officer |
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Signatures
|
|
/s/ Julie Cho - Julie Cho pursuant to a power of
attorney from Jillian Slyfield |
|
12/10/2021 |
| **Signature of Reporting
Person |
Date |
Aon (NYSE:AON)
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Von Mai 2022 bis Jun 2022
Aon (NYSE:AON)
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Von Jun 2021 bis Jun 2022
