Statement of Changes in Beneficial Ownership (4)
09 Februar 2022 - 02:39PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * Alvingham Karen
L. |
2. Issuer Name and Ticker or Trading
Symbol AFFILIATED MANAGERS GROUP, INC. [ AMG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
C/O AFFILIATED MANAGERS GROUP, INC., 777 SOUTH FLAGLER
DRIVE |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/7/2022
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(Street)
WEST PALM BEACH, FL 33401
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
2/7/2022 |
|
A |
|
685 |
|
(1) |
(1) |
Common Stock |
685 |
$0 |
685 |
D |
|
Deferred Stock Units |
(2) |
2/7/2022 |
|
A |
|
273 |
|
(2) |
(2) |
Common Stock |
273 |
$0 |
273 |
D |
|
Explanation of
Responses: |
(1) |
Each restricted stock unit
represents a right to receive one share of the Company's common
stock upon vesting. The restricted stock units vest in 25%
increments on each of March 5, 2023, 2024, 2025 and
2026. |
(2) |
Reflects cash fees that the
director has elected to defer under the Company's deferred
compensation plan, which are notionally invested in a measurement
fund tracking the Company's common stock during the deferral
period. Each deferred stock unit is equal to one share of the
Company's common stock, and becomes payable in common stock upon
the reporting person's separation from service as a member of the
Board of Directors of the Company. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Alvingham Karen L.
C/O AFFILIATED MANAGERS GROUP, INC.
777 SOUTH FLAGLER DRIVE
WEST PALM BEACH, FL 33401 |
X |
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|
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Signatures
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/s/ David M. Billings,
Attorney-in-Fact |
|
2/9/2022 |
**Signature of Reporting
Person |
Date |
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