Initial Statement of Beneficial Ownership (3)
26 Juli 2022 - 10:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Preczewski Jennifer L |
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/18/2022
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3. Issuer Name and Ticker or Trading Symbol
Allegion plc [ALLE]
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(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENNSYLVANIA STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
VP ? Chief HR Officer / |
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(Street)
CARMEL, IN 46032
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Ordinary Shares | 3858 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right to Buy) | (2) | 2/21/2029 | Ordinary Shares | 426 | $88.08 | D | |
| Stock Option (Right to Buy) | (3) | 2/20/2030 | Ordinary Shares | 1074 | $129.325 | D | |
| Stock Option (Right to Buy) | (4) | 2/18/2031 | Ordinary Shares | 1001 | $109.14 | D | |
| Stock Option (Right to Buy) | (5) | 2/17/2032 | Ordinary Shares | 1312 | $115.335 | D | |
| Explanation of Responses: |
| (1) | Includes: (i) 142 RSUs that vest on February 20, 2023; (ii) 306 RSUs that vest in equal annual installments on February 18, 2023 and February 18, 2024; (iii) 184 RSUs that vest in equal annual installments on February 18, 2023 and February 18, 2024; (iv) 651 RSUs that vest in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025; (v) 1,735 RSUs that vest on February 17, 2024; and (vi) 840 shares that are directly owned. |
| (2) | A stock option that vested in equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022, and is exercisable. |
| (3) | A stock option that vests in equal annual installments on February 20, 2021, February 20, 2022 and February 20, 2023. To the extent the stock option has vested, it is exercisable. |
| (4) | A stock option that vests in equal annual installments on February 18, 2022, February 18, 2023 and February 18, 2024. To the extent the stock option has vested, it is exercisable. |
| (5) | A stock option that vests in equal annual installments on February 17, 2023, February 17, 2024 and February 17, 2025. |
Remarks:
Exhibit 24 - Power of Attorney is attached. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Preczewski Jennifer L
C/O SCHLAGE LOCK COMPANY LLC
11819 N. PENNSYLVANIA STREET
CARMEL, IN 46032 |
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| VP ? Chief HR Officer |
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Signatures
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| /s/ Angela Hatseras, Attorney-In-Fact | | 7/26/2022 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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