Statement of Changes in Beneficial Ownership (4)
16 November 2021 - 10:17PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
| 1. Name
and Address of Reporting Person * PETRATIS DAVID D |
2. Issuer Name and Ticker or Trading
Symbol Allegion plc [ ALLE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman, President & CEO |
|
(Last)
(First)
(Middle)
C/O SCHLAGE LOCK COMPANY LLC, 11819 N. PENNSYLVANIA
STREET |
3. Date of Earliest Transaction (MM/DD/YYYY)
11/12/2021
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|
(Street)
CARMEL, IN 46032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Ordinary Shares |
11/12/2021 |
|
S(1) |
|
2841 |
D |
$135.00 (2) |
51141 |
I |
See footnote (3) |
|
Ordinary Shares |
|
|
|
|
|
|
|
18536 |
I |
By Reporting Person's wife |
|
Ordinary Shares |
|
|
|
|
|
|
|
18537 |
I |
By Grantor Retained Annuity
Trust |
|
Ordinary Shares |
|
|
|
|
|
|
|
109433.722 (4) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
All sales reported in this
Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted
on May 19, 2021 by each of the irrevocable trusts, respectively,
for the benefit of each of the Reporting Person's
daughters. |
| (2) |
This transaction was
executed in multiple sales, all at $135.00 per share. The reporting
person hereby undertakes to provide upon request to the SEC staff,
the issuer, or a security holder of the issuer full information
regarding the number of shares and prices at which the transactions
were effected regarding this footnote. |
| (3) |
Reflects securities held by
irrevocable trusts for the benefit of each of the Reporting
Person's daughters. The Reporting Person disclaims beneficial
ownership over the securities held by the trusts, except to the
extent of his pecuniary interest therein, if any. |
| (4) |
Includes acquisition of
shares through a dividend reinvestment plan. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
PETRATIS DAVID D
C/O SCHLAGE LOCK COMPANY LLC
11819 N. PENNSYLVANIA STREET
CARMEL, IN 46032 |
X |
|
Chairman, President & CEO |
|
Signatures
|
|
/s/ Hatsuki Miyata,
Attorney-In-Fact |
|
11/16/2021 |
| **Signature of Reporting
Person |
Date |
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