Statement of Changes in Beneficial Ownership (4)
03 Juni 2022 - 10:32PM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * TRAQUINA PERRY M |
2. Issuer Name and Ticker or Trading
Symbol ALLSTATE CORP [ ALL ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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(Last)
(First)
(Middle)
2775 SANDERS ROAD, C/O THE ALLSTATE CORPORATION |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/1/2022
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(Street)
NORTHBROOK, IL 60062
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units |
(1) |
6/1/2022 |
|
A |
|
1300 |
|
(1) |
(1) |
Common Stock |
1300 |
$0 |
1300 |
D |
|
Common Share Unit |
$0 |
|
|
|
|
|
|
(2) |
(2) |
Common Stock |
7045.507 (2) |
|
7045.507 (2) |
D |
|
Explanation of
Responses: |
(1) |
Restricted Stock Units
(RSUs) granted under The Allstate Corporation 2017 Equity
Compensation Plan for Non-Employee Directors providing that each
RSU represents the right to receive one share of Allstate common
stock following either a standard restriction period or a deferred
period of restriction if elected. The RSUs reported will convert
into common stock on the tenth anniversary of the date of grant,
except in the event of the reporting person's death or disability,
which will cause the RSUs to convert on the day following the date
of death or disability. |
(2) |
These common share units
were acquired pursuant to The Allstate Corporation Amended and
Restated Deferred Compensation Plan for Non-Employee Directors and
represent director's fees deferred under the Plan and converted
into units based on the market value of The Allstate Corporation's
common shares. The units are credited with amounts representing
dividends on common shares, as declared, which are also converted
into units. For the period of October 2, 2022 through April 1,
2022, the reporting person acquired 90.29 of common share units
representing those dividends. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
TRAQUINA PERRY M
2775 SANDERS ROAD
C/O THE ALLSTATE CORPORATION
NORTHBROOK, IL 60062 |
X |
|
|
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Signatures
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/s/ Daniel G. Gordon, attorney-in-fact for Mr.
Traquina |
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6/3/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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