Current Report Filing (8-k)
16 Mai 2022 - 10:28PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 16, 2022 (May
12, 2022)
Assurant, Inc.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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001-31978 |
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39-1126612 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
55 Broadway, Suite 2901
New York, New York 10006
(212) 859-7000
(Address, including zip code, and telephone number, including area
code, of Registrant's Principal Executive Offices)
N/A
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of Each Class |
Trading Symbol(s) |
Name of Each Exchange on Which Registered |
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Common Stock, $0.01 Par Value |
AIZ |
New York Stock Exchange |
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5.25% Subordinated Notes due 2061 |
AIZN |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.07. Submission of Matters to a Vote
of Security Holders.
On May 12, 2022, Assurant, Inc. (the “Company”) held its 2022
annual meeting of stockholders (the “Annual Meeting”). At the
Annual Meeting, the Company’s stockholders: (1) elected each of the
nominees listed below to the Company’s Board of Directors to serve
until the 2023 annual meeting of stockholders or until their
respective successors are elected and qualified; (2) ratified the
appointment of PricewaterhouseCoopers LLP as the Company’s
independent registered public accounting firm for the fiscal year
ending December 31, 2022; and (3) approved, by non-binding advisory
vote, the 2021 compensation paid to the Company’s named executive
officers.
The following is a summary of the votes cast, as well as the number
of abstentions and broker non-votes, as to each proposal, including
a separate tabulation with respect to each nominee for
director.
Proposal 1: Election of
Directors.
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Nominee |
Votes For |
Votes Against |
Abstentions |
Broker Non-Votes |
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Elaine D. Rosen |
47,981,195 |
689,719 |
69,210 |
2,624,286 |
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Paget L. Alves |
48,571,729 |
89,486 |
78,909 |
2,624,286 |
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J. Braxton Carter |
48,458,693 |
203,477 |
77,954 |
2,624,286 |
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Juan N. Cento |
46,596,333 |
2,054,009 |
89,782 |
2,624,286 |
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Keith W. Demmings |
48,398,682 |
266,719 |
74,723 |
2,624,286 |
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Harriet Edelman |
48,447,982 |
204,791 |
87,351 |
2,624,286 |
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Lawrence V. Jackson |
46,335,834 |
2,314,655 |
89,635 |
2,624,286 |
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Jean-Paul L. Montupet |
45,737,300 |
2,924,746 |
78,078 |
2,624,286 |
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Debra J. Perry |
47,294,396 |
1,372,021 |
73,707 |
2,624,286 |
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Ognjen (Ogi) Redzic |
48,571,219 |
90,712 |
78,193 |
2,624,286 |
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Paul J. Reilly |
48,268,963 |
392,638 |
78,523 |
2,624,286 |
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Robert W. Stein |
48,190,324 |
471,134 |
78,666 |
2,624,286 |
Proposal 2: Ratification of the Appointment
of PricewaterhouseCoopers LLP as the Company’s
Independent
Registered Public Accounting Firm for Fiscal Year
2022.
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Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
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48,471,113 |
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2,813,185 |
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80,112 |
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N/A |
Proposal 3: Non-Binding Advisory Vote on the
2021 Compensation of the Company’s Named Executive
Officers.
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Votes For |
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Votes Against |
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Abstentions |
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Broker Non-Votes |
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46,532,295 |
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2,123,368 |
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84,461 |
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2,624,286 |
Item 9.01. Financial Statements and
Exhibits.
(d) Exhibits
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Exhibit No. |
Exhibit |
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104 |
The cover page from this Current Report on Form 8-K, formatted in
Inline XBRL. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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ASSURANT, INC. |
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Date: May 16, 2022 |
By: |
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/s/ Mariana Wisk |
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Name: Mariana Wisk |
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Title: Senior Vice President and Corporate Secretary |
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