Current Report Filing (8-k)
25 Oktober 2022 - 10:19PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 25,
2022
Assurant, Inc.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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001-31978 |
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39-1126612 |
(State or Other Jurisdiction
of Incorporation) |
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(Commission
File Number) |
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(I.R.S. Employer
Identification No.) |
55 Broadway, Suite 2901
New York, New York 10006
(212) 859-7000
(Address, including zip code, and telephone number, including area
code, of Registrant's Principal Executive Offices)
N/A
(Former Name or Former Address, if Changed Since Last
Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the
Act:
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Title of Each Class |
Trading Symbol(s) |
Name of Each Exchange on Which Registered |
Common Stock, $0.01 Par Value |
AIZ |
New York Stock Exchange |
5.25% Subordinated Notes due 2061 |
AIZN |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02. Results of Operations and Financial
Condition.
On October 25, 2022, Assurant, Inc. (the “Company”) issued a news
release announcing preliminary financial results for the quarter
ended September 30, 2022 and an updated full-year 2022
outlook.
The text of the news release, attached hereto as Exhibit 99.1, is
incorporated by reference into this Item 2.02. The news release
being furnished pursuant to this Item 2.02 shall not be deemed to
be “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities under that Section 18, and shall not be deemed
to be incorporated by reference into any filing of the Company
under the Securities Act of 1933, as amended, or the Exchange Act,
except as may be expressly set forth by specific reference in any
such filing.
Item 9.01. Financial Statements and
Exhibits.
(d) Exhibits
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Exhibit No. |
Exhibit |
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104 |
The cover page from this Current Report on Form 8-K, formatted in
Inline XBRL. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
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ASSURANT, INC. |
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Date: October 25, 2022 |
By: |
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/s/ Jay Rosenblum |
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Name: Jay Rosenblum |
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Title: Executive Vice President, Chief Legal Officer
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