Current Report Filing (8-k)
15 November 2022 - 01:23PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
November
15, 2022
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
(Exact name of registrant as specified in its charter)
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Maryland (Apartment
Investment and Management Company)
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1-13232
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84-1259577
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Delaware (Aimco
OP L.P.)
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0-56223
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85-2460835
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(State or other jurisdiction
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(Commission
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(I.R.S. Employer
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of incorporation or organization)
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File Number)
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Identification No.)
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4582 SOUTH ULSTER STREET
SUITE 1450,
DENVER,
CO
80237
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code:
(303)
224-7900
NOT APPLICABLE
(Former name or Former Address, if changed since last
report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to section 12(b) of the
Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Apartment Investment and Management Company
Class A Common Stock
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AIV
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the exchange act.
☐
ITEM 7.01 Regulation FD Disclosure.
On November 15, 2022, Apartment Investment and Management Company
and Aimco OP L.P (the “Company”) issued a press release announcing
the Board of Directors’ (the “Board”) intent to make certain
governance changes prior to the 2023 Annual Meeting of
Stockholders, including declassifying the Board. A copy of the
press release is filed herewith as Exhibit 99.1.
The information under this Item 7.01 and Exhibit 99.1 is furnished
by the Company in accordance with the rules of the Securities and
Exchange Commission. This information shall not be deemed “filed”
for purposes of the Securities Exchange Act of 1934, as amended
(the “Exchange Act”), or incorporated by reference in any filing
under the Securities Act of 1933, as amended, or the Exchange Act,
except as shall be expressly set forth by specific reference in
such a filing.
ITEM 9.01. Financial Statements and Exhibits.
(d) The following exhibits are filed with this report:
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be
signed on its behalf by the undersigned thereunto duly
authorized.
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Dated: November 15, 2022
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APARTMENT INVESTMENT AND MANAGEMENT COMPANY
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/s/ H. Lynn C. Stanfield
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H. Lynn C. Stanfield
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Executive Vice President and Chief Financial Officer
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