Amended Statement of Beneficial Ownership (3/a)
10 September 2021 - 12:01AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Vasquez Jason W |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/1/2021
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3. Issuer Name and Ticker or Trading Symbol
APPLIED INDUSTRIAL TECHNOLOGIES INC [AIT]
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(Last)
(First)
(Middle)
ONE APPLIED PLAZA |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP-Sales & Marketing-USSC / |
(Street)
CLEVELAND, OH 44115
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) 9/8/2021
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 10257 | D | |
Common Stock | 775.69 | I | Retirement Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Appreciation Rights | 8/13/2014 (1) | 8/13/2023 (2) | Common Stock | 3000.0 | $50.74 | D | |
Stock Appreciation Rights | 8/12/2015 (1) | 8/12/2024 (2) | Common Stock | 4400.0 | $49.04 | D | |
Stock Appreciation Rights | 8/11/2016 (1) | 8/11/2025 (2) | Common Stock | 4400.0 | $38.36 | D | |
Stock Appreciation Rights | 8/11/2017 (1) | 8/11/2026 (2) | Common Stock | 4400.0 | $48.19 | D | |
Stock Appreciation Rights | 8/10/2018 (1) | 8/10/2027 (2) | Common Stock | 9300.0 | $54.9 | D | |
Stock Appreciation Rights | 8/9/2019 (1) | 8/9/2028 (2) | Common Stock | 10000.0 | $74.55 | D | |
Stock Appreciation Rights | 8/13/2020 (1) | 8/13/2029 (2) | Common Stock | 15400.0 | $53.87 | D | |
Stock Appreciation Rights | 8/10/2022 (1) | 8/10/2031 (2) | Common Stock | 2700.0 | $88.79 | D | |
Explanation of Responses: |
(1) | Stock-only stock appreciation rights which become exercisable in annual increments of 25% commencing one year after the date of grant. |
(2) | Corrected Expiration Date. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Vasquez Jason W ONE APPLIED PLAZA CLEVELAND, OH 44115 |
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| VP-Sales & Marketing-USSC |
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Signatures
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Patricia A. Comai/POA for Jason W. Vasquez | | 9/9/2021 |
**Signature of Reporting Person | Date |
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