Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
31 August 2021 - 10:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-22481
Apollo Senior Floating Rate Fund Inc.
(Exact name of registrant as specified in
charter)
9 West 57th Street
New York, New York 10019
(Address of principal executive offices) (Zip
code)
Joseph Moroney, President
9 West 57th Street
New York, New York 10019
(Name and address of agent for service)
Registrant’s telephone number, including area
code: (212) 515-3200
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 –
June 30, 2021
Form N-PX is to be used by
a registered management investment company, other than a small
business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this
chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant’s proxy
voting record for the most recent twelve-month period ended
June 30, pursuant to section 30 of the Investment Company Act
of 1940 and rule 30b1-4
thereunder (17 CFR 270.30b1-4). The Commission may use the
information provided on Form N-PX in its regulatory, disclosure
review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by
Form N-PX, and the
Commission will make this information public. A registrant is not
required to respond to the collection of information contained in
Form N-PX unless the Form
displays a currently valid Office of Management and Budget (“OMB”)
control number. Please direct comments concerning the accuracy of
the information collection burden estimate and any suggestions for
reducing the burden to the Secretary, Securities and Exchange
Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The
OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30,
2021
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Issuer of Portfolio
Security
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Exchange
Ticker
Symbol
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LX ID #
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Shareholder
Meeting Date
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Summary of Matter Voted On
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Who Proposed
Matter: Issuer
/ Shareholder
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Whether
Fund Cast
Vote on
Matter
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Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors
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Whether Vote Was
For or Against
Management
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Medical Card System, Inc. |
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N/A |
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LX150897 |
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21-May-21 |
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(1) Elect nine nominees to serve as members of the
Board of Directors, each for a one-year term or until their successors
are duly elected or qualified. |
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Issuer |
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Yes |
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For Election of Directors |
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For Election of Directors
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized.
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Registrant: Apollo Senior Floating Rate Fund Inc.
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By (Signature and Title): |
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/s/ Joseph Moroney
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Joseph Moroney, President |
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(principal executive officer) |
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Date: August 31, 2021
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