Initial Statement of Beneficial Ownership (3)
14 Januar 2022 - 11:06PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP
OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * North End Re (Cayman)
SPC |
2. Date of Event Requiring Statement
(MM/DD/YYYY)
1/7/2022
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3. Issuer Name and Ticker or Trading
Symbol AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
[AEL] |
(Last)
(First)
(Middle)
18 FORUM LANE, 2ND FLOOR, |
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)_____
Director ___X___
10% Owner
_____ Officer (give title
below) _____
Other (specify below)
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(Street)
CAMANA BAY, GRAND
CAYMAN, E9 KY-1102
(City)
(State)
(Zip)
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5. If Amendment, Date Original
Filed(MM/DD/YYYY)
|
6. Individual or Joint/Group
Filing(Check Applicable
Line)___ Form filed by One Reporting
Person
_X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially
Owned
|
1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock |
15886163 |
D (1)(2) |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying
Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative
Security |
5. Ownership Form of Derivative Security: Direct (D)
or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
North End Re (Cayman) SPC is
a segregated portfolio company organized under the laws of the
Cayman Islands and a direct wholly-owned subsidiary of BAM Re
Holdings Ltd. BAM Re Holdings Ltd. is an exempted company
incorporated under the laws of Bermuda and a direct wholly-owned
subsidiary of Brookfield Asset Management Reinsurance Partners
Ltd. |
(2) |
BAM Re Partners Trust
beneficially owns 24,000 Class B limited voting shares of
Brookfield Asset Management Reinsurance Partners Ltd (the "Class B
Shares"), representing 100% of such class of shares. The Class B
Shares entitle the holders thereof to appoint one half of the board
of directors of Brookfield Asset Management Reinsurance Partners
Ltd. and, as such, may be deemed to indirectly control the
decisions of Brookfield Asset Management Reinsurance Partners Ltd.
regarding the vote and disposition of the Common Stock held by
North End Re (Cayman) SPC; therefore BAM Re Partners Trust may be
deemed to have indirect beneficial ownership of the Common Stock
held by North End Re (Cayman) SPC. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
North End Re (Cayman) SPC
18 FORUM LANE, 2ND FLOOR
CAMANA BAY, GRAND CAYMAN, E9 KY-1102 |
|
X |
|
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Brookfield Asset Management Reinsurance Partners
Ltd.
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD
PEMBROKE, D0 HM08 |
|
X |
|
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BAM Re Partners Trust
73 FRONT STREET, 5TH FLOOR
HAMILTON, D0 HM12 |
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X |
|
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BAM Re Holdings Ltd.
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD
PEMBROKE, D0 HM08 |
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X |
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Signatures
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/s/ Gregory McConnie, Director and Chief
Executive Officer of North End Re (Cayman) SPC |
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1/14/2022 |
**Signature of Reporting
Person |
Date |
/s/ Anna Knapman-Scott, Corporate Secretary of
Brookfield Asset Management Reinsurance Partners
Ltd. |
|
1/14/2022 |
**Signature of Reporting
Person |
Date |
/s/ Kathy Sarpash, Vice President of BAM Re
Trustee Ltd., for and on behalf of BAM Re Partners
Trust |
|
1/14/2022 |
**Signature of Reporting
Person |
Date |
/s/ Anna Knapman-Scott, Secretary of BAM Re
Holdings Ltd. |
|
1/14/2022 |
**Signature of Reporting
Person |
Date |
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