UNITED STATES

SECURITIES AND EXCHANGE COMMISISION

WASHINGTON, DC 20549

 

 

FORM 11-K

 

 

 

☒

ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2021

OR

 

☐

TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from                 to      

COMMISSION FILE NUMBER 1-14756

 

 

 

A.

Full title of the plan and the address of the plan, if different from that of the issuer named below:

AMEREN CORPORATION

SAVINGS INVESTMENT PLAN

 

B.

Name of issuer of securities held pursuant to the plan and the address of its principal executive office:

Ameren Corporation

1901 Chouteau Avenue

St. Louis, Missouri 63103

 

 

 

Ameren Corporation

Savings Investment Plan

Financial Statements and Supplemental Schedule

December 31, 2021 and 2020

Ameren Corporation

Savings Investment Plan

Index

 

Report of Independent Registered Public Accounting Firm   

December 31, 2021 and 2020

      1-2  
Financial Statements   

Statements of Net Assets Available for Benefits

   

December 31, 2021 and 2020

      3  

Statements of Changes in Net Assets Available for Benefits

   

Years Ended December 31, 2021 and 2020

      4  

Notes to Financial Statements

   

December 31, 2021 and 2020

      5-15  
Supplemental Schedule*   

Schedule H, Line 4i - Schedule of Assets (Held at End of Year)

   

December 31, 2021

      1-7  

 

*

Other schedules required by 29 CFR 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended, have been omitted because they are not applicable.

LOGO   

Crowe LLP

Independent Member Crowe Global
  

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Plan Participants and Plan Administrator of the Ameren Corporation Savings Investment Plan

St. Louis, Missouri

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of Ameren Corporation Savings Investment Plan (the “Plan”) as of December 31, 2021 and 2020, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2021 and 2020, and the changes in net assets available for benefits for the years then ended, in conformity with accounting principles generally accepted in the United States of America.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on the Plan’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audits, we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Plan’s internal control over financial reporting. Accordingly, we express no such opinion.

Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.

 

1

Supplemental Information

The supplemental Schedule H, Line 4i – Schedule of Assets (Held at End of Year) as of December 31, 2021 has been subjected to audit procedures performed in conjunction with the audit of Ameren Corporation Savings Investment Plan’s financial statements. The supplemental schedule is the responsibility of the Plan’s management. Our audit procedures included determining whether the information presented in the supplemental schedule reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental schedule. In forming our opinion on the supplemental schedule, we evaluated whether the supplemental schedule, including its form and content, is presented in conformity with the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental schedule is fairly stated in all material respects in relation to the financial statements as a whole.

Crowe LLP

We have served as the Plan’s auditor since 2014.

Oak Brook, Illinois

June 24, 2022

 

2

Ameren Corporation

Savings Investment Plan

Statements of Net Assets Available for Benefits

December 31, 2021 and 2020

 

 

     2021      2020  

Assets

      

Investments, at fair value

    $ 2,958,712,609      $ 2,667,860,978  

Investments, at contract value

      315,902,740        321,003,883  
  

 

 

     

 

 

  

Total investments

      3,274,615,349        2,988,864,861  
  

 

 

     

 

 

  

Cash

      1,185,436        1  

Receivables

      

Notes receivable from participants

      34,180,853        33,994,821  

Participant contributions

      2,544,730        3,127,852  

Employer contributions

      2,513,821        623,687  

Dividends and interest

      283,040        315,588  

Due from brokers for securities sold

      5,566,474        9,034,431  
  

 

 

     

 

 

  

Total receivables

      45,088,918        47,096,379  
  

 

 

     

 

 

  

Total assets

      3,320,889,703        3,035,961,241  

Liabilities

      

Accrued expenses

      782,992        662,737  

Due to brokers for securities purchased

      8,758,186        9,475,458  
  

 

 

     

 

 

  

Total liabilities

      9,541,178        10,138,195  
  

 

 

     

 

 

  

Net assets available for benefits

    $ 3,311,348,525      $ 3,025,823,046  
  

 

 

     

 

 

  

The accompanying notes are an integral part of these financial statements.

 

3

Ameren Corporation

Savings Investment Plan

Statements of Changes in Net Assets Available for Benefits

Years Ended December 31, 2021 and 2020

 

 

     2021      2020  

Additions:

      

Investment income

      

Interest and dividends

    $ 40,452,598      $ 20,377,636  

Net appreciation in fair value of investments

      388,465,986        372,577,335  
  

 

 

     

 

 

  

Total investment income

      428,918,584        392,954,971  
  

 

 

     

 

 

  

Interest on notes receivable from participants

      1,532,924        1,841,308  

Participant contributions

      110,696,275        109,954,566  

Employer contributions

      40,200,465        37,612,346  
  

 

 

     

 

 

  

Total additions

      581,348,248        542,363,191  
  

 

 

     

 

 

  

Deductions:

      

Benefits paid to participants

      291,477,964        217,709,502  

Administrative expenses

      4,344,805        3,486,596  
  

 

 

     

 

 

  

Total deductions

      295,822,769        221,196,098  
  

 

 

     

 

 

  

Net increase

      285,525,479        321,167,093  

Net assets available for benefits

      

Beginning of year

      3,025,823,046        2,704,655,953  
  

 

 

     

 

 

  

End of year

    $ 3,311,348,525      $ 3,025,823,046  
  

 

 

     

 

 

  

The accompanying notes are an integral part of these financial statements.

 

4

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

1.

Description of the Plan

General

The following is a summary of the various provisions of the Ameren Corporation Savings Investment Plan (the “Plan”). Participants should refer to the Summary Plan Document for more complete information.

The Plan is a defined contribution plan. Its purpose is to provide employees eligible to participate (the “Participants”) of Ameren Corporation (the “Company”) and its wholly owned subsidiaries the opportunity to defer a portion of their compensation for federal income tax purposes in accordance with Section 401(k) of the Internal Revenue Code (the “Code”). The Plan is subject to certain provisions of the Employee Retirement Income Security Act of 1974 (“ERISA”), as amended, and regulations of the Securities and Exchange Commission.

The Company serves as sponsor of the Plan, and, consequently, has the authority to amend or terminate the Plan subject to certain restrictions. The Ameren Administrative Committee has the authority and responsibility for the general administration of the Plan. Fidelity Management Trust Company (“Fidelity”), as Trustee, has the authority and responsibility to hold and protect the assets of the Plan in accordance with Plan provisions and with the Trust and Administrative Agreement.

Participation

All regular full-time employees are eligible to participate in the Plan upon employment. Part-time or temporary employees are eligible to participate in the Plan upon completion of a year of service with at least 1,000 hours of service or effective January 1, 2021, if they complete three consecutive 12-month periods, each with at least 500 hours of service.

Employees covered by a collective bargaining agreement (“CBA”) are eligible to participate only if the CBA provides for such participation.

If employees do not make an election, nor opt-out within 30 days of employment, they are automatically enrolled at a 6% pre-tax contribution rate, invested in a Target Date fund based upon the date at which the Participant is or will be age 65, and further enrolled in auto-escalation increasing their pre-tax contribution 1% annually, with no cap on the annual increases. Employees may opt-out or make alternative elections at any time.

Contributions

Each year, Participants may contribute up to 100% of eligible compensation, as defined in the Plan, and subject to annual limitations imposed by the Code.

The Company makes an Employer Basic Matching Contribution plus an Employer Additional Matching Contribution in an amount equal to a percent of the amount each Participant contributes to the Plan, up to a certain maximum percentage of the Participant’s compensation that he or she elects to contribute to the Plan each year. The amount of Company matching contribution depends on the Participant’s employment classification, and for contract employees is determined by the collective bargaining agreement with the specific union representing the Participants. The Company also makes true-up Employer Basic Matching Contributions for Participants who contribute the IRS maximum before the end of the year and, as a result, do not receive the full company match. The Employer Additional Matching Contributions are invested in the Ameren Stock Fund.

 

 

5

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

The Plan permits annual “catch-up” contributions for all employees age 50 and older. For eligible employees, the additional “catch-up” contribution is limited to $6,500 in 2021 and 2020. The Company does not match “catch-up” contributions.

Participants direct the investment of their contributions and the Employer Basic Matching Contributions to his or her account to any of the investment options available under the Plan, including Company stock. Contributions may be allocated to a single investment option or allocated in increments of one percent to any combination of investment options. Such elections may be changed daily. Although the Employer Additional Matching Contributions are invested in the Ameren Stock Fund, they may be immediately reallocated to other funds at the participants’ discretion.

Earnings derived from the assets of any investment fund are reinvested in the fund to which they relate. Participants may elect daily to reallocate, by actual dollar or percentage in one percent increments, the value of their accounts between funds. Pending investment of the assets into any investment fund, the Trustee may temporarily make certain short-term investments.

Participant Accounts

Each Participant’s account is credited with the Participant’s contributions and an allocation of (a) the Company’s contributions, and (b) Plan earnings, and is charged with an allocation of administrative expenses. Allocations are based on Participant contributions, eligible compensation, Participant account balances, or specific Participant transactions, as defined. The benefit to which the Participant is entitled is the benefit which can be provided from the Participant’s account. Each Participant directs the investment of his or her account to any of the investment options available under the Plan. The Plan imposes certain restrictions on participant directed investments into the Ameren Stock Fund.

Notes Receivable from Participants

The Plan permits Participants to borrow from their accounts within the Plan. Such borrowings may be made subject to the following: (1) the minimum amount of the loan is $1,000, (2) the amount of the loan may not exceed the lesser of $50,000 or 50% of the vested amount in the Participant’s account, (3) the loan will bear a fixed interest rate and repayments will be made through mutual agreement subject to certain statutory repayment time limits, (4) each loan shall bear a reasonable interest rate as determined under policies established for the Plan and (5) such other rules and regulations as may be adopted by the Company. At December 31, 2021 and 2020, the interest rates on participant loans ranged from 4.00 percent to 10.50 percent.

Vesting

The amounts in Participants’ accounts, including Company contributions, are fully vested at all times.

Payment of Benefits

The total amount of a Participant’s account shall be distributed to the Participant according to one of the options as described in the Plan document and as elected by the Participant after termination of employment. All distributions shall be in the form of cash except that Participants may elect to have his or her interest in the Ameren Stock Fund distributed in shares of Ameren common stock.

 

6

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

The Setting Every Community Up for Retirement Enhancement (SECURE) Act was enacted in December 2019 and most provisions in the law became effective January 1, 2020. In compliance with the law, the Company adopted the provision which affects distributions to former employees. Effective for Participants who turn age 70 1⁄2 after December 31, 2019, the Company will make required minimum distributions (“RMD”) no later than April 1 in the year after the participant reaches the age of 72. In compliance with the Coronavirus Aid, Relief, and Economic Security (CARES) Act, which was enacted in March 2020, the Company temporarily suspended RMDs for 2020.

Participants may withdraw certain basic contributions, rollover contributions and related earnings thereon upon reaching age 59 1/2, in the event of total disability or financial hardship as defined by the Plan or the Code. For purposes of distributions, the Participant’s account value will be determined as of the last business day coincident with or immediately preceding the day of distribution. Contributions to the Plan and investment income thereon are taxable to Participants upon distribution pursuant to the rules provided for under the Plan and the Code.

The Plan also allows, at the discretion of the Company, participants of the former Union Electric Company Employee Stock Ownership Plan and the former Ameren Corporation Employee Stock Ownership Plan for Certain Employees of AmerenCIPS, to receive certain distributions prior to termination of employment.

Plan Termination

The Company intends to continue the Plan indefinitely. However, the Company may at any time and for any reason, subject to ERISA and Internal Revenue Service regulations, suspend or terminate the Plan provided that such action does not retroactively adversely affect the rights of any Participant under the Plan.

 

2.

Summary of Significant Accounting Policies

Basis of Accounting

The accompanying financial statements of the Plan are prepared on the accrual basis of accounting, except that benefit payments to Participants are recorded upon distribution.

Use of Estimates

The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities, the disclosure of contingent assets and liabilities at the date of the financial statements, and the reported amounts of changes in net assets available for benefits during the reporting period. Actual results could differ from those estimates.

Investment Valuation and Income Recognition

All investments are presented at fair value, except for fully benefit-responsive investment contracts, which are reported at contract value, as of December 31, 2021 and 2020. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Note 3 for discussion of fair value measurements.

 

7

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

The Plan has direct investments in fully benefit-responsive investment contracts. Investments held by a defined contribution plan are required to be reported at fair value, except for fully benefit- responsive investment contracts. Contract value is the relevant measurement attribute for the portion of the net assets available for benefits of a defined contribution plan attributable to fully benefit-responsive investment contracts because contract value is the amount Participants normally would receive if they were to initiate permitted transactions under the terms of the Plan. Contract value represents contributions made under each contract, plus earnings, less participant withdrawals and administrative expenses.

Purchases and sales of securities are recorded on a trade date basis. Interest income is recorded on the accrual basis. Dividend income is recorded on the ex-dividend date. Net appreciation (depreciation) in fair value of investments includes the Plan’s gains and losses on investments bought and sold as well as held during the year.

Notes Receivable from Participants

Notes receivable from Participants are measured at their unpaid principal balance plus any accrued but unpaid interest, with no allowance for credit losses, as repayments of principal and interest are received through payroll deductions and the notes are collateralized by the Participants’ account balances. Delinquent participant loans are reclassified as distributions based upon the terms of the Plan document.

Administrative Expenses

Fees associated with administering the Plan are generally paid by the Plan. Trustee and recordkeeping fees are primarily paid via (1) flat dollar fees that are assessed to all Participants quarterly, and (2) fees accrued in investment funds that are separately-managed accounts (versus commingled funds). Also, revenue sharing payments that Fidelity receives from mutual funds are allocated to Participant accounts quarterly.

Risks and Uncertainties

Investments are exposed to various risks, such as interest rate, market and credit risks, which includes global events such as pandemics. Due to the level of risk associated with certain investments and the level of uncertainty related to changes in the value of investments, it is at least reasonably possible that changes in risks in the near term could materially affect the Participants’ account balances and the amounts reported in the Statements of Net Assets Available for Benefits.

Concentrations

Company common stock comprised 11% of investments at December 31, 2021 and 2020.

 

8

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

3.

Fair Value Measurements

The authoritative guidance issued by the Financial Accounting Standards Board (the “FASB”) regarding fair value measurement provides a framework for measuring fair value for all assets and liabilities that are measured and reported at fair value. The guidance defines fair value as the exchange price that would be received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between market participants on the measurement date. Certain assumptions that market participants would use in pricing the asset or liability, including assumptions about risk or the risks inherent in the inputs to the valuation, were used in the valuation process. Inputs to valuation can be readily observable, market corroborated, or unobservable. Valuation techniques that maximize the use of observable inputs and minimize the use of unobservable inputs were used. The provisions also establish a fair value hierarchy that prioritizes the inputs used to measure fair value. All financial assets and liabilities carried at fair value were classified in one of the following three hierarchy levels:

Level 1: Inputs based on quoted prices in active markets for identical assets or liabilities that the Plan has the ability to access at the reporting date.

Level 2: Inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly. Inputs to the valuation methodology include:

 

  •  

Quoted prices for similar assets or liabilities in active markets;

 

  •  

Quoted prices for identical or similar assets or liabilities in inactive markets;

 

  •  

Inputs other than quoted prices that are observable for the asset or liability; and

 

  •  

Inputs that are derived principally from or corroborated by observable market data by correlation or other means.

Level 3: Inputs to the valuation methodology that are unobservable and significant to the fair value measurement.

The Plan does not hold any investments requiring Level 3 measurements, and there have not been any transfers between measurement input levels in 2021 or 2020.

The asset’s or liability’s fair value measurement level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement.

The following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used during 2021.

 

  •  

Common stocks: Valued at the closing price reported on the U.S. active markets on which the individual securities are traded (Level 1 inputs).

 

  •  

American depositary receipts (ADRs): Valued at the closing price reported on U.S. active markets on which the individual securities are traded (Level 1 inputs).

 

9

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

  •  

Collective trust funds: The fair values of participation units held in collective trusts are based on the Net Asset Value (“NAV”) reported by the fund managers as of the financial statement dates and recent transaction prices. Under ordinary market conditions, redemptions of investments in collective trusts are permitted daily and are executed at NAV as a practical expedient. The objective of the SSGA Short Term Investment Fund (value of $6,867,285 at December 31, 2021 and $7,292,977 at December 31, 2020) is to provide safety of principal, daily liquidity, and a competitive yield over the long term. The fund is invested in corporate bonds & notes, U.S. government agency obligations, short term instruments, and repurchase agreements. Units are typically purchased and redeemed at a constant NAV of $1.00 per unit. In the event that a significant disparity develops between the constant NAV and the fair value-based NAV, the fund trustee has the sole discretion to direct that the units be issued or redeemed at the fair value-based NAV until the disparity is deemed to be immaterial.

 

  •  

Mutual funds: Valued at the daily closing price as reported by the fund (Level 1 inputs). Mutual funds held by the Plan are open-end mutual funds that are registered with the Securities and Exchange Commission. These funds are required to publish their daily NAV and to transact at that price. The mutual funds held by the Plan are deemed to be actively traded.

The following table sets forth, by level within the fair value hierarchy, Plan assets measured at fair value on a recurring basis as of December 31, 2021:

 

     Quoted Prices      Significant      Measured         
     In Active      Other      at Net Asset         
     Markets for      Observable      Value as a         
     Identified Assets      Inputs      Practical         
     (Level 1)      (Level 2)      Expedient (a)      Total  

Assets

            

Common stocks-Plan sponsor stock

    $ 361,189,763      $ —        $ —        $ 361,189,763  

Common stocks-other than Plan sponsor stock

      449,097,788        —          —          449,097,788  

American depositary receipts (ADRs)

      7,418,342        —          —          7,418,342  

Collective trust funds

      —          —          1,923,814,690        1,923,814,690  

Mutual funds

      217,192,026        —          —          217,192,026  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total assets reported at fair value

    $ 1,034,897,919      $ —        $  1,923,814,690      $ 2,958,712,609  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

  (a)

In accordance with accounting guidance, certain investments measured at NAV per share (or its equivalent) as a practical expedient have not been classified in the fair value hierarchy. The fair value amount measured at NAV presented in this table is intended to permit reconciliation of the fair value hierarchy to the investments at fair value presented in the statement of net assets available for benefits.

 

10

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

The following table sets forth, by level within the fair value hierarchy, Plan assets measured at fair value on a recurring basis as of December 31, 2020:

 

     Quoted Prices
In Active
Markets for
Identified Assets
(Level 1)		      Significant
Other
Observable
Inputs
(Level 2)		      Measured
at Net Asset
Value as a
Practical
Expedient (a)		      Total  

Assets

            

Common stocks-Plan sponsor stock

    $ 331,644,311      $ —        $ —        $ 331,644,311  

Common stocks-other than Plan sponsor stock

      395,382,087        —          —          395,382,087  

Collective trust funds

      —          —          1,681,624,551        1,681,624,551  

Mutual funds

      259,210,029        —          —          259,210,029  
  

 

 

     

 

 

     

 

 

     

 

 

  

Total assets reported at fair value

    $ 986,236,427      $ —        $ 1,681,624,551      $ 2,667,860,978  
  

 

 

     

 

 

     

 

 

     

 

 

  

 

(a)

In accordance with accounting guidance, certain investments measured at NAV per share (or its equivalent) as a practical expedient have not been classified in the fair value hierarchy. The fair value amount measured at NAV presented in this table is intended to permit reconciliation of the fair value hierarchy to the investments at fair value presented in the statement of net assets available for benefits.

 

4.

Fully Benefit-Responsive Investment Contracts

The Plan holds investments in a separately-managed stable value account that is managed by Galliard Capital Management. The separately-managed account holds (1) an investment in the Wells Fargo/BlackRock Short Term Investment Fund, and (2) a portfolio of investment contracts, valued at $315,902,740 and $321,003,883 at December 31, 2021 and 2020, respectively. The investment contracts meet the fully benefit-responsive investment criteria and therefore are reported at contract value. Contract value is the relevant measure for fully benefit-responsive investment contracts because this is the amount received by Participants if they were to initiate permitted transactions under the terms of the Plan. Contract value represents contributions made under each contract, plus earnings, less participant withdrawals and administrative expenses.

The investment contracts (also referred to herein as “wrapper contracts”) are issued by the following insurance companies (also referred to herein as “contract issuer(s)”):

 

  •  

American General Life Insurance Company (“AGL”)

 

  •  

Transamerica Premier Life Insurance Company (“Transamerica”)

 

  •  

Voya Retirement Insurance and Annuity Company (“Voya”)

 

  •  

Massachusetts Mutual Life Insurance Company (“Mass Mutual”)

 

  •  

Metropolitan Life Insurance Company (“Met Life”)

As of December 31, 2021 and 2020, the underlying investments of the AGL, Mass Mutual, Transamerica, Voya, and Met Life contracts are holdings in collective trust funds. The investment contracts include wrapper contracts, which are agreements for the contract issuer to make payments to the Plan under certain circumstances. The wrapper contracts typically include certain conditions and limitations on the underlying assets owned by the Plan. The wrapper contracts are designed to accrue interest based on crediting rates calculated under the terms of the wrapper contracts, and also provide a guarantee that the crediting rate will not fall below zero percent. Cash flow volatility (for example, timing of benefit payments) as well as asset underperformance are passed through to the Plan through adjustments to future wrapper contract crediting rates. Formulas are provided in each contract that adjusts renewal crediting rates to recognize the difference between the fair value of the underlying assets and the contract value. Crediting rates are reset at least quarterly.

 

11

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

The Plan’s ability to receive amounts due in accordance with fully benefit-responsive investment contracts is dependent on the third-party contract issuer’s ability to meet its financial obligations. The contract issuer’s ability to meet its contractual obligations may be affected by future economic and regulatory developments.

Certain events might limit the ability of the Plan to transact at contract value. Investment contracts generally provide for withdrawals associated with certain events which are not in the ordinary course of operations. These withdrawals may be paid with a market value adjustment applied to the withdrawal as defined in the investment contract. Each contract issuer specifies the events which may trigger a market value adjustment; such events may include all or a portion of the following:

 

  •  

material amendments to the Plan’s structure or administration;

 

  •  

changes to the Plan’s competing investment options including the elimination of equity wash provisions;

 

  •  

complete or partial termination of the stable value account, including a merger with another investment account;

 

  •  

the failure of the Plan to qualify for exemption from federal income taxes or any required prohibited transaction exemption under ERISA;

 

  •  

the redemption of all or a portion of the stable value account held by a participating plan at the direction of the participating plan sponsor, including withdrawals due to the removal of a specifically identifiable group of employees from coverage under the participating plan (such as a group layoff or early retirement incentive program), the closing or sale of a subsidiary, employing unit, or affiliate, the bankruptcy or insolvency of a Plan sponsor, the merger of the Plan with another plan, or the Plan sponsor’s establishment of another tax qualified defined contribution plan;

 

  •  

any change in law, regulation, ruling, administrative or judicial position, or accounting requirement, applicable to the stable value account or participating plans;

 

  •  

the delivery of any communication to Participants designed to influence a Participant’s decision to stop investing in this investment option; and

 

  •  

the addition of an Asset Allocation or Managed Account service without prior approval of the contract issuer, or a material change in such service.

No events are probable of occurring that might limit the ability of the Plan to transact at contract value on behalf of the Participants.

These investment contracts are evergreen contracts and contain termination provisions, allowing the contract issuer to terminate with notice, at any time at fair value, and providing for automatic termination of the investment contract if the contract value or the fair value of the underlying portfolio equals zero. The contract issuer is obligated to pay the excess contract value when the fair value is below contract value at the time of termination and termination was caused by certain events including fraud or misconduct related to the investment contracts, such as material misrepresentations. In addition, if the Plan defaults in its obligations under the investment contract (including the contract issuer’s determination that the agreement constitutes a non-exempt prohibited transaction as defined under ERISA), and such default is not corrected within the time permitted by the investment contract, then the investment contract may be terminated by the contract issuer and the Plan will receive the fair value as of the date of termination.

 

12

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

5.

Transactions with Parties-in-Interest

Parties-in-interest are defined under Department of Labor regulations as any fiduciary of the Plan, any party rendering service to the Plan, the employer, and certain others.

At December 31, 2021, the Plan held 4,057,856 shares of Company common stock with a cost and fair value of $195,230,194 and $361,189,763, respectively. During 2021, the Plan purchased 115,228 shares at a cost of $9,499,998 and sold 305,954 shares valued at $25,428,170.

At December 31, 2020, the Plan held 4,248,582 shares of Company common stock with a cost and fair value of $200,273,215 and $331,644,311, respectively. During 2020, the Plan purchased 194,005 shares at a cost of $14,549,836 and sold 375,108 shares valued at $30,078,581.

Dividend income from Company common stock was $9,075,371 and $8,541,913 for the years ended December 31, 2021 and December 31, 2020, respectively.

At December 31, 2021 and December 31, 2020, the Plan held shares in the Fidelity Institutional Money Market Government Portfolio. This portfolio is managed by the Trustee, and therefore, qualifies as party-in-interest transactions. Notes receivable from Participants also reflect party-in-interest transactions.

Fees paid by the Plan to the Trustee for recordkeeping, trust services, and advisory services were $1,618,503 and $1,482,653 for the years ended December 31, 2021 and December 31, 2020, respectively.

Fees paid to and investments issued by various Plan investment managers or affiliates of Plan investment managers also reflect party-in-interest transactions.

These transactions are allowable party-in-interest transactions under Section 408(b)(8) of ERISA.

 

13

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

6.

Reconciliation of Financial Statements to Form 5500

The following is a reconciliation of net assets available for benefits per the financial statements to the Form 5500 at December 31, 2021 and 2020:

 

     2021      2020  

Net assets available for benefits per the financial statements

    $ 3,311,348,525      $ 3,025,823,046  

Amounts allocated to deemed distributions of notes receivable from Participants

      (1,989,544 )       (1,899,760 ) 

Adjustment from contract value to fair value for fully benefit-responsive investment contracts

      4,661,386        13,268,753  
  

 

 

     

 

 

  

Net assets available for benefits per the Form 5500

    $ 3,314,020,367      $ 3,037,192,039  
  

 

 

     

 

 

  

Deemed distributions of notes receivable from Participants, resulting from defaults of notes receivable from Participants, are no longer considered assets of the Plan with respect to Form 5500 filings.

The following is a reconciliation of net increase in net assets available for benefits per the financial statements to net income per the Form 5500 for the year ended December 31, 2021:

 

Net increase in net assets available for benefits per the financial statements

    $ 285,525,479  

Adjustment from contract value to fair value for fully benefit-responsive investment contracts as of the current year-end

      4,661,386  

Adjustment from contract value to fair value for fully benefit-responsive investment contracts as of the prior year-end

      (13,268,753 ) 

Adjustment to prior year to defaulted notes receivables

      2,604  

Add: Net increase in defaulted notes receivable from Participants

      43,579  

Less: Interest income of defaulted notes receivable from Participants

      (135,967 ) 
  

 

 

  

Total net income per the Form 5500

    $ 276,828,328  
  

 

 

  

 

14

Ameren Corporation

Savings Investment Plan

Notes to Financial Statements

December 31, 2021 and 2020

 

 

7.

Federal Income Tax Status

The Company obtained a determination letter dated January 12, 2018, in which the Internal Revenue Service stated that the Plan was in compliance with the applicable requirements of the Code. Although the Plan has been amended since receiving this determination letter, the Plan’s administrator believes that the Plan is designed and is currently being operated in compliance with the applicable requirements of the Code.

Accounting principles generally accepted in the United States of America require Plan management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service. The Plan administrator has analyzed the tax positions taken by the Plan, and has concluded that as of December 31, 2021 and 2020, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. The Plan administrator believes it is no longer subject to income tax examinations for years prior to 2018.

 

8.

Subsequent Events

There were no subsequent events identified through June 24, 2022, the date the financial statements were issued.

 

15

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation    

Employer identification number: 43-1723446    

Three-digit plan number: 003    

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

Interest-bearing Cash

           
  

State Street Global Advisors

    SSGA Short Term Investment Fund    $ 6,867,284.56      $ 6,867,284.56  
          

 

 

     

 

 

  
  

Total Interest-bearing Cash

           6,867,284.56        6,867,284.56  
          

 

 

     

 

 

  
  

Mutual Funds

           
  

American Funds Group

    EuroPacific Growth Fund      95,980,360.23        125,253,683.16  

*

   

Sands Capital Management

    Touchstone Sands Capital Institutional Growth Fund      53,654,710.65        66,442,591.46  

*

   

Pacific Investment Management Company

    PIMCO Income Institutional Fund      22,822,238.96        22,885,120.24  

*

   

Fidelity Management Trust Company

    Fidelity Institutional Money Market Government Portfolio      2,610,630.73        2,610,630.73  
          

 

 

     

 

 

  
  

Total Mutual Funds

           175,067,940.57        217,192,025.59  
          

 

 

     

 

 

  
  

Collective Investment Trusts

           

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index Retirement Fund O      85,334,639.48        97,590,295.68  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2025 Fund O      114,197,934.04        133,258,789.53  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2030 Fund O      109,080,087.66        131,992,374.59  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2035 Fund O      64,175,817.98        80,608,943.89  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2040 Fund O      71,179,209.72        91,496,229.78  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2045 Fund O      68,386,652.48        90,588,672.81  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2050 Fund O      64,820,477.44        86,272,691.89  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2055 Fund O      43,939,433.93        57,780,093.69  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2060 Fund O      14,339,857.30        17,797,960.50  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock LifePath Index 2065 Fund O      1,757,095.64        1,981,532.98  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock Equity Index Fund F      297,917,651.83        431,646,852.53  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock Russell 2500 Index Fund F      129,199,682.20        182,851,704.92  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock MSCI ACWI ex-US IMI Index Fund F      99,778,559.67        112,498,346.24  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock US Debt Index Fund F      67,385,613.85        66,473,819.72  

*

   

BlackRock Institutional Trust Company, N.A.

    BlackRock TIPS Bond Index Fund M      30,191,816.59        34,031,611.88  

*

   

Wells Fargo Bank, N.A.

    Wells Fargo Fixed Income Fund F      121,639,476.85        131,757,906.00  

*

   

Wells Fargo Bank, N.A.

    Wells Fargo Fixed Income Fund L      170,025,574.58        188,806,220.00  

*

   

Wells Fargo Bank, N.A.

    Wells Fargo/BlackRock Short Term Investment Fund      24,312,260.00        24,312,260.00  

*

   

Robeco Trust Company

    Boston Partners Large Cap Value Equity Fund E      76,861,885.55        135,324,670.92  

*

   

Hand Benefits and Trust Company

    Snyder Capital Small/Mid Cap Value Fund R1      43,742,816.29        71,887,830.33  

*

   

Wellington Management Company LLP

    Wellington CIF II Core Plus Bond Portfolio      67,005,158.25        68,552,723.75  
          

 

 

     

 

 

  
  

Total Collective Investment Trusts

           1,765,271,701.33        2,237,511,531.63  
          

 

 

     

 

 

  
  

Common Stocks

           

*

   

Ameren Corporation

    4,057,856  

Shares

      195,230,193.62        361,189,762.56  
  

SPOTIFY TECH SA

    5,322  

Shares

      1,425,881.88        1,245,507.66  
  

SHOPIFY INC CL A

    3,192  

Shares

      2,868,844.96        4,396,628.88  
  

ATLASSIAN CORP PLC CLS A

    6,617  

Shares

      1,692,778.31        2,522,995.93  
  

ADYEN BV

    1,010  

Shares

      1,080,581.42        2,657,959.19  
  

ADOBE INC

    5,346  

Shares

      779,255.42        3,031,502.76  
  

AIRBNB INC CLASS A

    10,727  

Shares

      1,653,073.48        1,785,938.23  
  

ALPHABET INC CL C

    1,692  

Shares

      1,481,520.85        4,895,954.28  
  

ALPHABET INC CL A

    1,177  

Shares

      884,970.67        3,409,816.08  
  

AMAZON.COM INC

    2,396  

Shares

      3,885,580.41        7,989,078.64  
  

APPLE INC

    34,440  

Shares

      1,522,567.16        6,115,510.80  
  

BIONTECH SE ADR

    3,075  

Shares

      1,062,226.94        792,735.00  
  

CARVANA CO CL A

    3,608  

Shares

      993,489.21        836,298.32  
  

CHIPOTLE MEXICAN GRILL IN

    781  

Shares

      641,845.64        1,365,383.25  
  

COSTCO WHOLESALE CORP

    2,909  

Shares

      531,922.21        1,651,439.30  
  

COSTAR GROUP INC

    12,673  

Shares

      1,142,939.41        1,001,547.19  
  

CROWDSTRIKE HLDGS INC

    7,131  

Shares

      1,672,960.46        1,460,072.25  
  

DANAHER CORP

    7,019  

Shares

      1,172,145.41        2,309,321.19  
  

DEXCOM INC

    2,354  

Shares

      487,827.56        1,263,980.30  
  

META PLATFORMS INC CL A

    7,704  

Shares

      1,059,493.27        2,591,240.40  
  

GOLDMAN SACHS GROUP INC

    3,403  

Shares

      1,097,927.51        1,301,817.65  
  

HOME DEPOT INC

    6,156  

Shares

      1,085,883.89        2,554,801.56  
  

HUBSPOT INC

    868  

Shares

      605,833.21        572,142.20  
  

HUMANA INC

    2,975  

Shares

      1,145,835.16        1,379,983.50  
  

INTUITIVE SURGICAL INC

    4,383  

Shares

      860,034.49        1,574,811.90  
  

KKR & CO INC

    9,127  

Shares

      668,304.21        679,961.50  
  

KERING UNSPONSORED ADR

    20,872  

Shares

      1,126,382.07        1,680,404.72  
  

ESTEE LAUDER COS INC CL A

    6,995  

Shares

      1,203,156.45        2,589,549.00  
  

LILLY (ELI) & CO

    8,897  

Shares

      1,350,900.67        2,457,529.34  

 

1

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

LULULEMON ATHLETICA INC

    5,636  

Shares

      1,155,004.62        2,206,212.20  
  

MASTERCARD INC CL A

    7,074  

Shares

      1,269,333.94        2,541,829.68  
  

MATCH GROUP INC

    11,311  

Shares

      1,247,433.22        1,495,879.75  
  

MICROSOFT CORP

    18,924  

Shares

      2,079,570.01        6,364,519.68  
  

NETFLIX INC

    7,483  

Shares

      1,908,847.04        4,508,058.52  
  

NIKE INC CL B

    18,345  

Shares

      1,255,903.39        3,057,561.15  
  

NVIDIA CORP

    22,929  

Shares

      1,178,544.84        6,743,648.19  
  

PAYPAL HLDGS INC

    8,135  

Shares

      1,052,330.17        1,534,098.30  
  

ROBLOX CORP

    10,538  

Shares

      834,556.24        1,087,100.08  
  

S&P GLOBAL INC

    4,425  

Shares

      977,883.50        2,088,290.25  
  

SALESFORCE.COM INC

    20,306  

Shares

      2,556,621.80        5,160,363.78  
  

SNAP INC—A

    29,653  

Shares

      1,684,019.70        1,394,580.59  
  

SNOWFLAKE INC CL A

    5,176  

Shares

      1,483,382.13        1,753,370.00  
  

BLOCK INC CL A

    9,241  

Shares

      1,876,837.62        1,492,513.91  
  

TJX COMPANIES INC NEW

    18,988  

Shares

      1,250,647.40        1,441,568.96  
  

TESLA INC

    8,115  

Shares

      1,488,644.03        8,575,769.70  
  

TRADE DESK INC

    18,765  

Shares

      715,259.87        1,719,624.60  
  

TWILIO INC CLASS A

    7,090  

Shares

      1,524,867.66        1,867,080.60  
  

UBER TECH INC

    56,384  

Shares

      2,309,484.84        2,364,181.12  
  

UNION PACIFIC CORP

    5,936  

Shares

      1,178,615.51        1,495,456.48  
  

VERTEX PHARMACEUTICALS IN

    5,264  

Shares

      857,908.13        1,155,974.40  
  

VISA INC CL A

    10,354  

Shares

      822,523.38        2,243,815.34  
  

WORKDAY INC CL A

    6,630  

Shares

      918,118.15        1,811,183.40  
  

ZOOMINFO TECH INC

    10,044  

Shares

      638,582.52        644,824.80  
  

ADIENT PLC

    32,908  

Shares

      1,478,579.95        1,575,635.04  
  

AERCAP HLDGS NV

    51,254  

Shares

      1,657,374.09        3,353,036.68  
  

SUNCOR ENERGY INC

    149,087  

Shares

      3,406,350.14        3,731,647.61  
  

LIBERTY GLOBAL PLC CL C

    141,689  

Shares

      3,072,021.73        3,980,044.01  
  

AFFILIATED MANAGERS GRP I

    15,259  

Shares

      1,973,192.62        2,510,258.09  
  

AIR LEASE CORP CL A

    41,133  

Shares

      1,373,464.22        1,819,312.59  
  

ALLIANCE DATA SYS CORP

    19,765  

Shares

      1,845,976.82        1,315,756.05  
  

AMERIPRISE FIN INC

    20,036  

Shares

      2,306,797.33        6,044,059.76  
  

ARROW ELECTRONICS INC

    26,509  

Shares

      1,893,107.96        3,559,363.43  
  

ASSURANT INC

    18,532  

Shares

      1,759,231.62        2,888,397.52  
  

BERRY GLOBAL GROUP INC

    50,108  

Shares

      1,782,002.14        3,696,968.24  
  

BROADCOM INC

    9,544  

Shares

      2,004,513.04        6,350,673.04  
  

CIGNA CORP

    17,634  

Shares

      4,382,281.26        4,049,295.42  
  

CENTENE CORP

    63,060  

Shares

      3,838,830.60        5,196,144.00  
  

COMMSCOPE HLDG CO INC

    57,993  

Shares

      1,300,542.47        640,242.72  
  

CONCENTRIX CORP

    11,307  

Shares

      672,390.32        2,019,656.34  
  

CROWN HLDGS INC

    40,337  

Shares

      2,299,428.46        4,462,078.94  
  

FLEX LTD

    159,504  

Shares

      2,198,037.58        2,923,708.32  
  

DELL TECH INC CL C

    54,648  

Shares

      1,145,905.46        3,069,578.16  
  

EBAY INC

    79,901  

Shares

      4,522,871.00        5,313,416.50  
  

HCA HEALTHCARE INC

    22,120  

Shares

      2,124,159.84        5,683,070.40  
  

HANESBRANDS INC

    129,531  

Shares

      1,616,704.07        2,165,758.32  
  

LINCOLN NATIONAL CORP

    64,709  

Shares

      2,841,883.90        4,417,036.34  
  

LITHIA MOTORS INC CL A

    7,970  

Shares

      2,563,950.14        2,366,691.50  
  

LOYALTY VENTURES INC

    7,805  

Shares

      419,698.50        234,696.35  
  

NRG ENERGY INC

    74,644  

Shares

      2,667,003.69        3,215,663.52  
  

NORTONLIFELOCK INC

    170,615  

Shares

      4,574,771.77        4,432,577.70  
  

QURATE RETAIL INC

    128,944  

Shares

      1,668,053.58        979,974.40  
  

TD SYNNEX CORP

    17,161  

Shares

      1,004,654.20        1,962,531.96  
  

UNITED RENTALS INC

    16,787  

Shares

      2,304,403.24        5,578,152.23  
  

UNIVAR INC

    64,426  

Shares

      657,167.55        1,826,477.10  
  

VMWARE INC CL A

    24,215  

Shares

      1,130,858.19        2,806,034.20  
  

WESTERN DIGITAL CORP

    63,634  

Shares

      3,194,842.14        4,149,573.14  
  

WHIRLPOOL CORP

    19,814  

Shares

      3,038,783.17        4,649,553.24  
  

SENSATA TECH HLDGS PLC

    7,222  

Shares

      417,674.99        445,525.18  
  

ESSENT GROUP LTD

    12,879  

Shares

      500,912.25        586,380.87  
  

ORTHO CLINICAL DIAGNOSTIC

    25,188  

Shares

      445,901.81        538,771.32  
  

NOMAD FOODS LTD

    11,964  

Shares

      259,246.28        303,765.96  
  

AXALTA COATING SYS LTD

    11,015  

Shares

      350,678.87        364,816.80  
  

INTL GAME TECH PLC

    6,699  

Shares

      53,463.85        193,668.09  
  

NATIONAL ENERGY SVCS REUN

    14,705  

Shares

      148,368.39        138,962.25  

 

2

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

ASSURED GUARANTY LTD

    12,513  

Shares

      400,161.37        628,152.60  
  

JAZZ PHARMA PLC

    1,084  

Shares

      161,392.48        138,101.60  
  

CENOVUS ENERGY INC

    32,560  

Shares

      230,480.27        399,836.80  
  

ENERPLUS CORP

    41,598  

Shares

      201,186.11        440,106.84  
  

ICON PLC

    834  

Shares

      126,300.03        258,289.80  
  

ACCO BRANDS CORP

    28,131  

Shares

      322,761.11        232,362.06  
  

ABM INDU INC

    11,166  

Shares

      371,722.88        456,131.10  
  

AGNC INVESTMENT CORP

    17,630  

Shares

      300,356.72        265,155.20  
  

AES CORP

    19,309  

Shares

      347,922.25        469,208.70  
  

ASGN INC

    7,085  

Shares

      531,125.26        874,289.00  
  

ALLEGHANY CORP DEL

    671  

Shares

      408,504.03        447,952.89  
  

ALLISON TRANSMISSION HLDG

    7,831  

Shares

      320,883.47        284,656.85  
  

ALTRA INDU MOTION CORP

    3,363  

Shares

      193,770.42        173,429.91  
  

AMERICAN EAGLE OUTFITTERS

    8,081  

Shares

      219,558.65        204,610.92  
  

AMERICOLD REALTY TR

    4,370  

Shares

      159,345.89        143,292.30  
  

AMERIS BANCORP

    3,794  

Shares

      193,289.28        188,485.92  
  

ARES COMMERCIAL REAL ESTA

    8,881  

Shares

      118,339.88        129,129.74  
  

ARROW ELECTRONICS INC

    3,848  

Shares

      290,496.09        516,670.96  
  

ARTISAN PARTNERS ASSET MA

    8,239  

Shares

      437,750.31        392,505.96  
  

ASSURANT INC

    2,179  

Shares

      241,871.04        339,618.94  
  

AVNET INC

    7,440  

Shares

      296,535.90        306,751.20  
  

BWX TECH INC

    7,328  

Shares

      421,058.10        350,864.64  
  

BANKUNITED INC

    10,984  

Shares

      398,368.62        464,733.04  
  

BELDEN INC

    9,263  

Shares

      516,795.64        608,856.99  
  

BLACKSTONE MORTGAGE TR CL

    6,949  

Shares

      216,728.62        212,778.38  
  

BLOCK H & R INC

    7,136  

Shares

      178,065.17        168,124.16  
  

BOOZ ALLEN HAMILTON HLDG

    2,366  

Shares

      136,952.08        200,613.14  
  

BRIGHT HEALTH GROUP INC

    40,951  

Shares

      337,815.68        140,871.44  
  

BRIGHTVIEW HLDGS INC

    20,746  

Shares

      311,784.13        292,103.68  
  

BRINKS CO

    7,865  

Shares

      572,198.51        515,708.05  
  

BUILDERS FIRSTSOURCE

    4,202  

Shares

      84,524.76        360,153.42  
  

CALLAWAY GOLF CO

    27,579  

Shares

      812,359.71        756,767.76  
  

CARTERS INC

    2,058  

Shares

      205,887.03        208,310.76  
  

CENTERPOINT ENERGY INC

    9,387  

Shares

      193,363.40        261,991.17  
  

CHAMPIONX CORP

    16,946  

Shares

      221,080.06        342,478.66  
  

CHANGE HEALTHCARE INC

    43,964  

Shares

      881,138.45        939,950.32  
  

CHEMED CORP

    821  

Shares

      371,128.37        434,341.84  
  

COLUMBIA BANKING SYS INC

    6,111  

Shares

      209,264.50        199,951.92  
  

COMMSCOPE HLDG CO INC

    26,503  

Shares

      482,294.15        292,593.12  
  

CONCENTRIX CORP

    5,270  

Shares

      302,761.18        941,327.40  
  

FRESH DEL MONTE PRODUCE I

    15,500  

Shares

      432,754.83        427,800.00  
  

COUSINS PROPERTIES INC

    16,208  

Shares

      506,844.53        652,858.24  
  

CROWN HLDGS INC

    1,996  

Shares

      216,381.37        220,797.52  
  

CURTISS WRIGHT CORPORATIO

    3,353  

Shares

      359,286.50        464,960.51  
  

WHITE MOUNTAINS INS GROUP

    374  

Shares

      361,115.10        379,198.60  
  

FLEX LTD

    15,557  

Shares

      186,481.03        285,159.81  
  

DELEK US HLDGS INC

    21,430  

Shares

      452,594.68        321,235.70  
  

DIAMONDBACK ENERGY INC

    11,375  

Shares

      676,600.82        1,226,793.75  
  

EVEREST REINSURANCE GROUP

    1,446  

Shares

      334,575.51        396,088.32  
  

AXIS CAPITAL HLDGS LTD

    8,067  

Shares

      415,415.13        439,409.49  
  

RENAISSANCERE HLDGS LTD

    2,732  

Shares

      441,425.24        462,609.56  
  

EAST WEST BANCORP INC

    5,543  

Shares

      358,402.27        436,123.24  
  

ECOVYST INC

    14,406  

Shares

      230,618.25        147,517.44  
  

EMCOR GROUP INC

    1,886  

Shares

      134,147.54        240,257.54  
  

EMPLOYERS HLDGS INC

    5,353  

Shares

      217,095.75        221,507.14  
  

ENERGIZER HLDGS INC

    12,815  

Shares

      625,740.31        513,881.50  
  

ENERSYS INC

    5,015  

Shares

      371,988.48        396,485.90  
  

ENVISTA HLDGS CORP

    20,514  

Shares

      498,468.62        924,360.84  
  

EVERCORE INC A

    5,497  

Shares

      428,059.50        746,767.45  
  

EVERTEC INC

    8,409  

Shares

      253,466.48        420,281.82  
  

FMC CORP NEW

    3,927  

Shares

      336,239.46        431,538.03  
  

FTI CONSULTING INC

    1,493  

Shares

      142,400.48        229,056.06  
  

FEDERAL AGRI MTG NON VTG

    3,640  

Shares

      289,645.64        451,105.20  
  

FIRST AMERICAN FIN CORP

    2,952  

Shares

      155,726.70        230,934.96  
  

FIRST CITIZENS BANCSHARES

    373  

Shares

      164,077.63        309,530.32  

 

3

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

FIRST HAWAIIAN INC

    14,922  

Shares

      363,147.60        407,818.26  
  

FIRST HORIZON CORP

    15,032  

Shares

      147,024.42        245,472.56  
  

FIRST MERCHANTS CORP

    5,990  

Shares

      249,068.02        250,921.10  
  

FOOT LOCKER INC

    13,888  

Shares

      519,097.92        605,933.44  
  

FRONTDOOR INC

    8,110  

Shares

      316,657.11        297,231.50  
  

GLOBE LIFE INC

    3,777  

Shares

      308,954.71        353,980.44  
  

GRAFTECH INTL LTD

    23,588  

Shares

      222,725.31        279,046.04  
  

GRAPHIC PACKAGING HLDGS C

    59,383  

Shares

      958,952.50        1,157,968.50  
  

GRAY TELEVISION INC

    11,044  

Shares

      255,058.95        222,647.04  
  

HAEMONETICS CORP MASS

    3,510  

Shares

      225,380.00        186,170.40  
  

HANESBRANDS INC

    12,148  

Shares

      115,086.95        203,114.56  
  

HANOVER INSURANCE GROUP I

    1,316  

Shares

      157,694.63        172,474.96  
  

HARLEY-DAVIDSON INC

    17,481  

Shares

      543,922.64        658,858.89  
  

HARSCO CORP

    15,813  

Shares

      217,619.19        264,235.23  
  

HASBRO INC

    3,242  

Shares

      296,315.04        329,970.76  
  

HELMERICH & PAYNE INC

    14,037  

Shares

      320,795.01        332,676.90  
  

HILLENBRAND INC

    5,762  

Shares

      142,944.21        299,566.38  
  

HOLLYFRONTIER CORP

    14,446  

Shares

      445,508.67        473,539.88  
  

HOLOGIC INC

    3,460  

Shares

      214,989.79        264,897.60  
  

HOWMET AEROSPACE INC

    6,681  

Shares

      113,229.95        212,656.23  
  

HUB GROUP INC CL A

    3,072  

Shares

      190,360.32        258,785.28  
  

HUNTINGTON INGALLS INDU I

    1,718  

Shares

      307,093.03        320,819.32  
  

INGEVITY CORP

    4,216  

Shares

      185,534.06        302,287.20  
  

INGREDION INC

    3,005  

Shares

      291,622.95        290,403.20  
  

INSIGHT ENTERPRISES INC

    6,596  

Shares

      362,393.64        703,133.60  
  

INTERDIGITAL INC

    6,578  

Shares

      395,679.23        471,182.14  
  

INVESTORS BANCORP INC

    22,909  

Shares

      311,643.36        347,071.35  
  

JONES LANG LASALLE INC

    854  

Shares

      93,339.39        230,016.36  
  

KAR AUCTION SVCS INC

    35,730  

Shares

      644,599.20        558,102.60  
  

KOSMOS ENERGY LTD

    104,259  

Shares

      349,411.25        360,736.14  
  

LCI INDU

    3,496  

Shares

      328,008.24        544,921.52  
  

LPL FINL HLDGS INC

    4,562  

Shares

      335,276.28        730,330.58  
  

LANDSTAR SYS INC

    999  

Shares

      116,223.80        178,840.98  
  

LITHIA MOTORS INC CL A

    928  

Shares

      117,436.77        275,569.60  
  

STEVEN MADDEN LTD

    13,157  

Shares

      429,436.76        611,405.79  
  

MASONITE WORLDWIDE HLDGS

    2,658  

Shares

      302,504.88        313,511.10  
  

MERITAGE HOMES CORP

    2,134  

Shares

      197,717.26        260,476.04  
  

MIDLAND STATES BANCORP IN

    7,904  

Shares

      210,600.58        195,940.16  
  

MINERALS TECH INC

    2,349  

Shares

      157,336.68        171,829.35  
  

MOLINA HEALTHCARE INC

    2,625  

Shares

      386,575.95        834,960.00  
  

MOSAIC CO NEW

    5,928  

Shares

      124,479.62        232,911.12  
  

MR COOPER GROUP INC

    9,571  

Shares

      106,005.13        398,249.31  
  

NCR CORP

    14,023  

Shares

      364,900.09        563,724.60  
  

NMI HLDGS INC

    9,034  

Shares

      181,391.00        197,392.90  
  

NAVIENT CORP

    14,778  

Shares

      164,069.08        313,589.16  
  

NEXTIER OILFIELD SOLUTION

    31,540  

Shares

      123,541.83        111,967.00  
  

NEXSTAR MEDIA GROUP INC A

    4,633  

Shares

      538,105.92        699,490.34  
  

NORTONLIFELOCK INC

    15,031  

Shares

      369,537.14        390,505.38  
  

OMNICOM GROUP INC

    4,085  

Shares

      294,412.52        299,307.95  
  

OWENS CORNING INC

    3,329  

Shares

      212,572.77        301,274.50  
  

PDC ENERGY INC

    8,425  

Shares

      334,397.75        410,971.50  
  

PRA GROUP INC

    6,369  

Shares

      253,621.08        319,787.49  
  

PACWEST BANCORP

    10,549  

Shares

      371,360.07        476,498.33  
  

PENNYMAC FIN SVCS INC

    5,423  

Shares

      314,371.10        378,416.94  
  

PETIQ INC CL A

    18,317  

Shares

      567,160.42        415,979.07  
  

PINNACLE WEST CAPITAL COR

    4,250  

Shares

      331,758.48        300,007.50  
  

PREFERRED BANK LOS ANGELE

    3,225  

Shares

      204,463.08        231,522.75  
  

PROASSURANCE CORPORATION

    15,411  

Shares

      305,583.98        389,898.30  
  

QORVO INC

    2,842  

Shares

      446,284.09        444,460.38  
  

R1 RCM INC

    26,097  

Shares

      440,908.39        665,212.53  
  

RACKSPACE TECH INC

    9,171  

Shares

      178,175.63        123,533.37  
  

RANGE RESOURCES CORP

    9,190  

Shares

      214,009.09        163,857.70  
  

REALOGY HLDGS CORP

    15,481  

Shares

      274,152.17        260,235.61  
  

REINSURANCE GROUP OF AMER

    2,542  

Shares

      311,255.97        278,323.58  
  

RESIDEO TECH INC

    8,060  

Shares

      219,894.80        209,801.80  

 

4

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

SLM CORP

    54,288  

Shares

      591,766.32        1,067,844.96  
  

SALLY BEAUTY HLDGS INC

    21,284  

Shares

      298,879.38        392,902.64  
  

SCHWEITZER-MAUDUIT INTL I

    12,310  

Shares

      469,985.90        368,069.00  
  

SCIENCE APPLICATIONS INTL

    9,659  

Shares

      782,194.93        807,395.81  
  

SKECHERS USA INC CL A

    5,069  

Shares

      156,431.29        219,994.60  
  

SOTERA HEALTH CO

    25,138  

Shares

      611,627.88        591,999.90  
  

SOUTHSTATE CORP

    2,757  

Shares

      232,491.80        220,863.27  
  

SPECTRUM BRANDS HLDGS INC

    2,556  

Shares

      126,152.84        259,996.32  
  

SPIRIT RLTY CAP INC

    4,814  

Shares

      187,846.96        231,986.66  
  

STANDARD MOTOR PRODUCTS I

    2,783  

Shares

      131,702.93        145,801.37  
  

STARWOOD PROPERTY TR INC

    16,333  

Shares

      342,808.47        396,891.90  
  

STEELCASE INC CLASS A

    17,911  

Shares

      215,083.80        209,916.92  
  

STRIDE INC

    24,199  

Shares

      663,989.31        806,552.67  
  

SYNOVUS FIN CORP.

    9,780  

Shares

      376,252.35        468,168.60  
  

TD SYNNEX CORP

    6,256  

Shares

      337,698.63        715,436.16  
  

SYNEOS HEALTH INC

    9,772  

Shares

      517,579.23        1,003,388.96  
  

TEGNA INC

    36,585  

Shares

      680,872.88        679,017.60  
  

TEMPUR SEALY INTL INC

    8,732  

Shares

      126,786.67        410,665.96  
  

TEREX CORP

    4,005  

Shares

      78,891.35        176,019.75  
  

TEXTRON INC

    3,500  

Shares

      153,393.71        270,200.00  
  

TOLL BROTHERS INC

    3,701  

Shares

      141,638.19        267,915.39  
  

TRAVEL+LEISURE CO

    6,682  

Shares

      283,889.77        369,314.14  
  

TTEC HLDGS INC

    3,589  

Shares

      150,957.42        324,983.95  
  

TURNING POINT BRANDS INC

    5,709  

Shares

      257,038.26        215,686.02  
  

ULTRA CLEAN HLDGS INC

    9,975  

Shares

      213,187.75        572,166.00  
  

UMPQUA HLDGS CORP

    18,186  

Shares

      305,038.48        349,898.64  
  

UNISYS CORP NEW

    7,035  

Shares

      89,850.79        144,709.95  
  

US FOODS HLDGS CORP

    6,276  

Shares

      216,486.40        218,593.08  
  

UNIVERSAL CORP

    7,109  

Shares

      384,189.70        390,426.28  
  

UNIVERSAL HEALTH SVCS INC

    3,336  

Shares

      455,040.39        432,545.76  
  

VALLEY NATL BANCORP

    26,889  

Shares

      311,288.75        369,723.75  
  

VALVOLINE INC

    26,193  

Shares

      559,650.05        976,736.97  
  

VIAD CORP

    3,088  

Shares

      142,903.84        132,135.52  
  

VIPER ENERGY PARTNERS LP

    21,693  

Shares

      433,013.35        462,277.83  
  

VISTRA CORP

    11,092  

Shares

      240,301.68        252,564.84  
  

WABASH NATIONAL CORP

    13,532  

Shares

      216,866.18        264,144.64  
  

WALKER & DUNLOP INC

    5,570  

Shares

      340,402.65        840,401.60  
  

WEBSTER FIN

    6,156  

Shares

      350,955.01        343,751.04  
  

WERNER ENTERPRISES INC

    4,213  

Shares

      193,771.45        200,791.58  
  

WESCO INTL INC

    10,892  

Shares

      545,341.68        1,433,278.28  
  

WESTERN UNION CO

    13,442  

Shares

      268,564.82        239,805.28  
  

WHITING PETROLEUM CORP NE

    4,209  

Shares

      217,381.33        272,238.12  
  

WINTR FIN CORP

    2,428  

Shares

      186,894.05        220,510.96  
  

WORLD FUEL SVCS CORP

    12,741  

Shares

      311,503.08        337,254.27  
  

YELP INC

    9,743  

Shares

      308,991.49        353,086.32  
  

FIRSTSVCS CORP

    4,805  

Shares

      209,718.39        944,038.35  
  

HORIZON THERAPEUTICS PLC

    11,120  

Shares

      403,660.94        1,198,291.20  
  

KORNIT DIGITAL LTD

    4,034  

Shares

      683,385.56        614,176.50  
  

ABIOMED INC

    4,179  

Shares

      1,151,166.09        1,500,971.43  
  

ACADIA HEALTHCARE CO INC

    18,924  

Shares

      980,694.20        1,148,686.80  
  

ALARM.COM HLDGS INC

    13,160  

Shares

      890,399.87        1,116,099.60  
  

AMEDISYS INC

    4,270  

Shares

      561,481.06        691,227.60  
  

ARES MANAGEMENT CORP CL A

    15,221  

Shares

      541,183.89        1,237,010.67  
  

AVALARA INC

    8,383  

Shares

      722,563.97        1,082,329.13  
  

AXON ENTERPRISE INC

    9,290  

Shares

      846,954.36        1,458,530.00  
  

BWX TECH INC

    31,266  

Shares

      1,480,294.95        1,497,016.08  
  

BIO TECHNE CORP

    3,208  

Shares

      968,346.59        1,659,626.72  
  

BLUEPRINT MEDICINES CORP

    8,590  

Shares

      905,739.73        920,074.90  
  

BRIGHT HORIZONS FAMILY SO

    9,762  

Shares

      1,291,415.04        1,228,840.56  
  

BRINKS CO

    21,870  

Shares

      1,489,400.57        1,434,015.90  
  

AZENTA INC

    16,890  

Shares

      648,533.73        1,741,527.90  
  

BUILDERS FIRSTSOURCE

    33,098  

Shares

      1,271,562.71        2,836,829.58  
  

BURLINGTON STORES INC

    5,040  

Shares

      1,129,973.71        1,469,210.40  
  

CABLE ONE INC

    561  

Shares

      494,836.20        989,295.45  
  

CELSIUS HLDGS INC

    8,513  

Shares

      535,489.49        634,814.41  

 

5

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

CERTARA INC

    22,177  

Shares

      576,956.56        630,270.34  
  

CHARLES RIVER LABS INTL I

    4,720  

Shares

      1,370,174.46        1,778,401.60  
  

CHART INDU INC

    3,439  

Shares

      598,848.12        548,486.11  
  

CHEMED CORP

    2,240  

Shares

      1,072,702.83        1,185,049.60  
  

CAMECO CORP

    58,756  

Shares

      475,935.98        1,281,468.36  
  

RITCHIE BROS AUCTIONEERS

    15,692  

Shares

      580,410.01        960,507.32  
  

CROWN HLDGS INC

    17,310  

Shares

      1,158,513.66        1,914,832.20  
  

HELEN OF TROY LTD

    2,610  

Shares

      528,736.32        638,066.70  
  

DENBURY INC

    15,306  

Shares

      951,574.65        1,172,286.54  
  

DYNATRACE INC

    28,811  

Shares

      1,624,741.22        1,738,743.85  
  

ENTEGRIS INC

    8,146  

Shares

      454,682.27        1,128,872.68  
  

EURONET WORLDWIDE INC

    12,867  

Shares

      1,449,599.41        1,533,360.39  
  

FOX FACTORY HLDGS CORP

    8,210  

Shares

      1,235,226.20        1,396,521.00  
  

GUIDEWIRE SOFTWARE INC

    9,169  

Shares

      1,048,774.40        1,040,956.57  
  

HALOZYME THERAPEUTICS INC

    25,017  

Shares

      470,528.24        1,005,933.57  
  

HEALTHEQ INC

    17,908  

Shares

      986,757.43        792,249.92  
  

HEICO CORP CL A

    5,116  

Shares

      238,040.73        657,508.32  
  

INSMED INC

    23,073  

Shares

      723,694.28        628,508.52  
  

INSPIRE MEDICAL SYS INC

    4,270  

Shares

      858,818.26        982,356.20  
  

ISHARES RUSSELL MID-CAP G

    3,130  

Shares

      356,974.05        360,638.60  
  

iShares Russell 2000 Grow

    6,090  

Shares

      1,776,657.28        1,784,674.50  
  

LESLIE’S INC

    57,672  

Shares

      1,397,155.50        1,364,519.52  
  

LIGAND PHARMACEUTICALS

    6,014  

Shares

      631,201.73        928,922.44  
  

LINCOLN ELECTRIC HLDGS IN

    4,993  

Shares

      354,054.38        696,373.71  
  

LIVE NATION ENTERTAINMENT

    7,440  

Shares

      342,735.47        890,493.60  
  

MKS INSTRUMENTS INC

    3,450  

Shares

      550,751.62        600,886.50  
  

MARTIN MARIETTA MATERIALS

    3,580  

Shares

      780,874.46        1,577,061.60  
  

MERCURY SYS INC

    16,227  

Shares

      1,261,206.71        893,458.62  
  

MERIT MEDICAL SYS INC

    13,010  

Shares

      658,718.89        810,523.00  
  

NATIONAL INSTRUMENT CORP

    23,710  

Shares

      984,072.76        1,035,415.70  
  

NATIONAL VISION HLDGS INC

    21,159  

Shares

      659,327.06        1,015,420.41  
  

NEW FORTRESS ENERGY INC

    20,417  

Shares

      931,356.80        492,866.38  
  

NICE LTD SPON ADR

    5,493  

Shares

      658,481.62        1,667,674.80  
  

NOVANTA INC

    5,120  

Shares

      367,716.74        902,809.60  
  

OVERSTOCK.COM INC DEL

    12,710  

Shares

      976,350.50        750,017.10  
  

PACIFIC BIOSCIENES OF CAL

    26,350  

Shares

      733,881.46        539,121.00  
  

PEGASYS INC

    6,260  

Shares

      831,478.33        699,993.20  
  

PENUMBRA INC

    5,785  

Shares

      1,106,532.16        1,662,146.20  
  

PERFORMANCE FOOD GROUP CO

    25,030  

Shares

      1,201,675.87        1,148,626.70  
  

PURE STORAGE INC CL A

    64,485  

Shares

      1,262,510.14        2,098,986.75  
  

REVOLVE GROUP INC

    18,023  

Shares

      1,158,112.45        1,010,008.92  
  

SOLAREDGE TECH INC

    4,570  

Shares

      1,397,787.96        1,282,204.90  
  

STEM INC

    22,965  

Shares

      441,777.06        435,646.05  
  

10X GENOMICS INC

    5,839  

Shares

      914,835.63        869,777.44  
  

BEAUTY HEALTH CO/THE

    24,830  

Shares

      694,584.21        599,892.80  
  

TREX CO INC

    16,284  

Shares

      648,240.80        2,198,828.52  
  

TWIST BIOSCIENCE CORP

    7,953  

Shares

      855,729.73        615,482.67  
  

VARONIS SYS INC

    17,430  

Shares

      480,484.02        850,235.40  
  

VERACYTE INC

    19,563  

Shares

      558,928.87        805,995.60  
  

VIRTU FIN INC- CL A

    48,847  

Shares

      1,108,420.62        1,408,259.01  
  

WESTERN ALLIANCE BANCORP

    11,500  

Shares

      785,011.68        1,237,975.00  
  

WOLFSPEED INC

    5,775  

Shares

      361,458.82        645,471.75  
  

WORKIVA INC

    7,380  

Shares

      754,450.03        963,016.20  
  

WYNDHAM HOTELS & RESORTS

    20,440  

Shares

      1,595,218.86        1,832,446.00  
  

ZYNGA INC

    144,030  

Shares

      987,058.87        921,792.00  
  

BRP INC

    10,780  

Shares

      1,032,899.14        945,513.80  
  

SENSATA TECH HLDGS PLC

    16,690  

Shares

      933,669.05        1,029,606.10  
  

AXALTA COATING SYS LTD

    18,260  

Shares

      546,521.80        604,771.20  
  

ICON PLC

    5,670  

Shares

      1,517,688.90        1,755,999.00  
  

ADVANCED DRAINAGE SYS INC

    9,850  

Shares

      1,078,476.50        1,340,880.50  
  

AMERICAN FINL GROUP INC O

    10,330  

Shares

      1,328,259.31        1,418,515.60  
  

ARES MANAGEMENT CORP CL A

    10,590  

Shares

      780,800.70        860,649.30  
  

ASCENDIS PHARMA AS SPON A

    8,960  

Shares

      1,376,553.90        1,205,388.80  
  

ATKORE INC

    14,470  

Shares

      1,336,738.60        1,608,919.30  
  

AVALARA INC

    6,700  

Shares

      1,158,071.87        865,037.00  

 

6

Ameren Corporation Savings Investment Plan

SCHEDULE H, Line 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR)

December 31, 2021

 

Name of plan sponsor: Ameren Corporation

Employer identification number: 43-1723446

Three-digit plan number: 003

 

(a)    (b)    (c)    (d)      (e)  
     Identity of issue, borrower,    Description of investment including maturity date,           Current  

 

   

lessor, or similar party

   

rate of interest, collateral, par, or maturity value

    Cost      value  
  

AVANTOR INC

    28,080  

Shares

      1,133,446.24        1,183,291.20  
  

BILL.COM HLDGS INC

    1,790  

Shares

      423,881.39        445,978.50  
  

BIO RAD LABS CL A

    1,725  

Shares

      1,292,490.75        1,303,358.25  
  

BLUEPRINT MEDICINES CORP

    10,780  

Shares

      1,112,992.09        1,154,645.80  
  

BOOZ ALLEN HAMILTON HLDG

    9,920  

Shares

      879,936.37        841,116.80  
  

CATALENT INC

    10,990  

Shares

      1,461,069.46        1,407,049.70  
  

COGENT COMM HLDGS INC

    10,690  

Shares

      763,693.60        782,294.20  
  

DIAMONDBACK ENERGY INC

    7,940  

Shares

      762,637.00        856,329.00  
  

DOUGLAS EMMETT INC REIT

    42,960  

Shares

      1,391,044.80        1,439,160.00  
  

ELANCO ANIMAL HEALTH INC

    27,160  

Shares

      894,619.54        770,800.80  
  

ENCORE WIRE CORPORATION

    4,400  

Shares

      624,137.78        629,640.00  
  

ENPHASE ENERGY INC

    1,430  

Shares

      280,291.50        261,604.20  
  

FMC CORP NEW

    7,010  

Shares

      653,612.40        770,328.90  
  

F5 INC

    4,740  

Shares

      959,613.00        1,159,925.40  
  

FIVE BELOW INC

    6,030  

Shares

      1,121,580.00        1,247,546.70  
  

GARTNER INC

    2,910  

Shares

      895,843.50        972,871.20  
  

HAEMONETICS CORP MASS

    8,190  

Shares

      581,851.51        434,397.60  
  

HUBSPOT INC

    2,005  

Shares

      1,365,886.20        1,321,595.75  
  

IAA INC

    13,340  

Shares

      735,567.60        675,270.80  
  

IDEX CORPORATION

    3,950  

Shares

      841,350.00        933,464.00  
  

INDEPENDENCE REALTY TR IN

    24,960  

Shares

      573,045.37        644,716.80  
  

INSULET CORP

    2,440  

Shares

      680,686.80        649,210.80  
  

IRONWOOD PHARMA CL A (PEN

    67,460  

Shares

      895,148.53        786,583.60  
  

LPL FINL HLDGS INC

    7,720  

Shares

      1,229,178.40        1,235,894.80  
  

LINCOLN ELECTRIC HLDGS IN

    4,640  

Shares

      613,129.60        647,140.80  
  

LUMENTUM HLDGS INC

    11,780  

Shares

      999,714.84        1,245,970.60  
  

LYFT INC

    16,200  

Shares

      863,784.00        692,226.00  
  

MKS INSTRUMENTS INC

    5,870  

Shares

      883,728.50        1,022,377.90  
  

MAXLINEAR INC

    8,050  

Shares

      554,236.78        606,889.50  
  

MIRATI THERAPEUTICS INC

    5,360  

Shares

      865,663.82        786,258.40  
  

NATIONAL VISION HLDGS INC

    22,940  

Shares

      1,329,831.80        1,100,890.60  
  

NEUROCRINE BIOSCIENCES IN

    12,810  

Shares

      1,212,128.07        1,091,027.70  
  

NICE LTD SPON ADR

    3,620  

Shares

      1,015,953.00        1,099,032.00  
  

PAYA HLDGS INC

    82,040  

Shares

      763,237.49        520,133.60  
  

PAYLOCITY HLDGS CORP

    3,980  

Shares

      1,103,677.51        939,916.80  
  

PEGASYS INC

    7,120  

Shares

      908,369.60        796,158.40  
  

REVOLVE GROUP INC

    8,120  

Shares

      507,107.67        455,044.80  
  

ROCKET PHARMACEUTICALS IN

    13,440  

Shares

      402,349.96        293,395.20  
  

SAIA INC

    3,280  

Shares

      782,083.20        1,105,458.40  
  

SIGNATURE BANK

    3,310  

Shares

      912,401.50        1,070,685.70  
  

SILICON MOTION TECH CORP

    10,240  

Shares

      714,035.20        973,107.20  
  

TAPESTRY INC

    25,960  

Shares

      1,005,950.00        1,053,976.00  
  

TELEDYNE TECH INC

    1,710  

Shares

      739,609.20        747,081.90  
  

TOPBUILD CORP

    3,780  

Shares

      800,188.20        1,042,939.80  
  

TRANSUNION

    9,700  

Shares

      1,101,047.00        1,150,226.00  
  

TREX CO INC

    9,650  

Shares

      1,011,706.00        1,303,039.50  
  

VAIL RESORTS INC

    2,970  

Shares

      1,016,428.54        973,863.00  
  

VULCAN MATERIALS CO

    5,570  

Shares

      967,843.20        1,156,220.60  
  

WILLSCOT MOBILE MINI HLDG

    18,000  

Shares

      712,837.18        735,120.00  
  

ZYNGA INC

    126,340  

Shares

      897,220.05        808,576.00  
          

 

 

     

 

 

  
  

Total Common Stocks

           513,698,063.71        817,705,892.82  
          

 

 

     

 

 

  
  

Notes Receivable

           
* / **   

Participants

    Participant Loans        32,191,309.05        32,191,309.05  
          

 

 

     

 

 

  
           $ 2,493,096,299.22      $ 3,311,468,043.65  
          

 

 

     

 

 

  

 

*

Investment represents allowable transaction with a party-in-interest.
**

Interest rates vary from 4.00% to 10.50% on loans maturing through January 2032.

 

7

SIGNATURE

The Plan. Pursuant to the requirements of the Securities Exchange Act of 1934, the trustee (or other persons who administer the employee benefit plan) has duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

 

AMEREN CORPORATION
SAVINGS INVESTMENT PLAN
AMEREN ADMINISTRATIVE COMMITTEE
(Administrator)
By:  

/s/ Marla J. Langenhorst
  Marla J. Langenhorst
  Member of the Administrative Committee

June 24, 2022

EXHIBIT INDEX

 

Exhibit No.

   

Description
23.1    Consent of Independent Registered Public Accounting Firm
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