Statement of Changes in Beneficial Ownership (4)
14 Februar 2022 - 11:47PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * BAXTER
WARNER L |
2. Issuer Name and Ticker or Trading
Symbol AMEREN CORP [ AEE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Executive Chairman |
|
(Last)
(First)
(Middle)
P.O. BOX 66149 |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/10/2022
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|
(Street)
ST. LOUIS, MO 63166-6149
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock, $.01 Par
Value |
|
|
|
|
|
|
|
22885 (1) |
I |
By 401(K) |
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Common Stock, $.01 Par
Value |
2/10/2022 |
|
A |
|
75962 (2) |
A |
$0 |
409740 (3) |
D |
|
|
Common Stock, $.01 Par
Value |
2/10/2022 |
|
A |
|
10270 (4) |
A |
$0 |
420010 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of
Responses: |
| (1) |
Represents the estimated
number of share equivalents held by the reporting person in the
unitized stock fund included in the Ameren Corporation Savings
Investment Plan as of January 31, 2022. |
| (2) |
Shares acquired upon vesting
of previously granted performance share units. |
| (3) |
Amount includes 412 accrued
dividend equivalents acquired during the fourth quarter of 2021
pursuant to a dividend reinvestment feature of restricted stock
units granted under the issuer's 2014 Omnibus Incentive
Compensation Plan. |
| (4) |
These restricted stock units
were granted under the issuer's 2014 Omnibus Incentive Compensation
Plan (the "Plan") and are scheduled to vest upon the payment date
in 2025, which shall be no later than March 15, 2025, subject to
the terms of the Plan and the applicable award agreement issued
thereunder. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
BAXTER WARNER L
P.O. BOX 66149
ST. LOUIS, MO 63166-6149 |
X |
|
Executive Chairman |
|
Signatures
|
|
Jonathan T. Shade, Asst. Secy. of Ameren
Corporation, attorney-in-fact for Warner L. Baxter |
|
2/14/2022 |
| **Signature of
Reporting Person |
Date |
Ameren (NYSE:AEE)
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