FORM N-PX

 

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-00248

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ADAMS DIVERSIFIED EQUITY FUND, INC.
-------------------------------------------------------------------------
(Exact name of registrant as specified in charter)

 

 

 

500 East Pratt Street, Suite 1300, Baltimore, Maryland 21202
-------------------------------------------------------------------------
(Address of principal executive offices)

 

 

 

Janis F. Kerns
Adams Diversified Equity Fund, Inc.
500 East Pratt Street, Suite 1300
Baltimore, Maryland 21202

-------------------------------------------------------------------------
(Name and address of agent for service)

 

 

 

Registrant's telephone number, including area code: (410) 752-5900
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 - June 30, 2021

 

 

 

Item 1. Proxy Voting Record

ABBOTT LABORATORIES

Security

002824100

Meeting Type

Annual

Ticker Symbol

ABT

Meeting Date

23-Apr-2021

ISIN

US0028241000

Agenda

935345125 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

R.J. Alpern

For

For

For

2

R.S. Austin

For

For

For

3

S.E. Blount

For

For

For

4

R.B. Ford

For

For

For

5

M.A. Kumbier

For

For

For

6

D.W. McDew

For

For

For

7

N. McKinstry

For

For

For

8

W.A. Osborn

For

For

For

9

M.F. Roman

For

For

For

10

D.J. Starks

For

For

For

11

J.G. Stratton

For

For

For

12

G.F. Tilton

For

For

For

13

M.D. White

For

For

For

2.

Ratification of Ernst & Young LLP as Auditors.

Management

For

For

For

3.

Say on Pay - An Advisory Vote to Approve Executive Compensation.

Management

For

For

For

4A.

Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Amendments to the Articles of Incorporation.

Management

For

For

For

4B.

Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for: Approval of Certain Extraordinary Transactions.

Management

For

For

For

5.

Shareholder Proposal - Lobbying Disclosure.

Shareholder

Against

Against

For

6.

Shareholder Proposal - Report on Racial Justice.

Shareholder

Against

Against

For

7.

Shareholder Proposal - Independent Board Chairman.

Shareholder

Against

Against

For

ABBVIE INC.

Security

00287Y109

Meeting Type

Annual

Ticker Symbol

ABBV

Meeting Date

07-May-2021

ISIN

US00287Y1091

Agenda

935357891 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Roxanne S. Austin

For

For

For

2

Richard A. Gonzalez

For

For

For

3

Rebecca B. Roberts

For

For

For

4

Glenn F. Tilton

For

For

For

2.

Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021.

Management

For

For

For

3.

Say on Pay-An advisory vote on the approval of executive compensation.

Management

For

For

For

4.

Approval of the Amended and Restated 2013 Incentive Stock Program.

Management

Against

For

Against

5.

Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees.

Management

Against

For

Against

6.

Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting.

Management

For

For

For

7.

Stockholder Proposal - to Issue an Annual Report on Lobbying.

Shareholder

Against

Against

For

8.

Stockholder Proposal - to Adopt a Policy to Require Independent Chairman.

Shareholder

Against

Against

For

ACCENTURE PLC

Security

G1151C101

Meeting Type

Annual

Ticker Symbol

ACN

Meeting Date

03-Feb-2021

ISIN

IE00B4BNMY34

Agenda

935318128 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Appointment of Director: Jaime Ardila

Management

For

For

For

1B.

Appointment of Director: Herbert Hainer

Management

For

For

For

1C.

Appointment of Director: Nancy McKinstry

Management

For

For

For

1D.

Appointment of Director: Beth E. Mooney

Management

For

For

For

1E.

Appointment of Director: Gilles C. Pélisson

Management

For

For

For

1F.

Appointment of Director: Paula A. Price

Management

For

For

For

1G.

Appointment of Director: Venkata (Murthy) Renduchintala

Management

For

For

For

1H.

Appointment of Director: David Rowland

Management

For

For

For

1I.

Appointment of Director: Arun Sarin

Management

For

For

For

1J.

Appointment of Director: Julie Sweet

Management

For

For

For

1K.

Appointment of Director: Frank K. Tang

Management

For

For

For

1L.

Appointment of Director: Tracey T. Travis

Management

For

For

For

2.

To approve, in a non-binding vote, the compensation of our named executive officers.

Management

For

For

For

3.

To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration.

Management

For

For

For

4.

To grant the Board of Directors the authority to issue shares under Irish law.

Management

For

For

For

5.

To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law.

Management

For

For

For

6.

To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law.

Management

For

For

For

ACTIVISION BLIZZARD, INC.

Security

00507V109

Meeting Type

Annual

Ticker Symbol

ATVI

Meeting Date

21-Jun-2021

ISIN

US00507V1098

Agenda

935427749 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Reveta Bowers

Management

For

For

For

1B.

Election of Director: Robert Corti

Management

For

For

For

1C.

Election of Director: Hendrik Hartong III

Management

For

For

For

1D.

Election of Director: Brian Kelly

Management

For

For

For

1E.

Election of Director: Robert Kotick

Management

For

For

For

1F.

Election of Director: Barry Meyer

Management

For

For

For

1G.

Election of Director: Robert Morgado

Management

For

For

For

1H.

Election of Director: Peter Nolan

Management

For

For

For

1I.

Election of Director: Dawn Ostroff

Management

For

For

For

1J.

Election of Director: Casey Wasserman

Management

For

For

For

2.

To provide advisory approval of our executive compensation.

Management

For

For

For

3.

To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.

Management

For

For

For

ADAMS NATURAL RESOURCES FUND, INC.

Security

00548F105

Meeting Type

Annual

Ticker Symbol

PEO

Meeting Date

15-Apr-2021

ISIN

US00548F1057

Agenda

935337267 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Enrique R. Arzac

For

For

For

2

Kenneth J. Dale

For

For

For

3

Frederic A. Escherich

For

For

For

4

Roger W. Gale

For

For

For

5

Mary C. Jammet

For

For

For

6

Lauriann C. Kloppenburg

For

For

For

7

Kathleen T. McGahran

For

For

For

8

Mark E. Stoeckle

For

For

For

2.

Ratification of the selection of PricewaterhouseCoopers LLP as independent public auditors.

Management

For

For

For

ADOBE INC

Security

00724F101

Meeting Type

Annual

Ticker Symbol

ADBE

Meeting Date

20-Apr-2021

ISIN

US00724F1012

Agenda

935343412 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director for a term of one year: Amy Banse

Management

For

For

For

1B.

Election of Director for a term of one year: Melanie Boulden

Management

For

For

For

1C.

Election of Director for a term of one year: Frank Calderoni

Management

For

For

For

1D.

Election of Director for a term of one year: James Daley

Management

For

For

For

1E.

Election of Director for a term of one year: Laura Desmond

Management

For

For

For

1F.

Election of Director for a term of one year: Shantanu Narayen

Management

For

For

For

1G.

Election of Director for a term of one year: Kathleen Oberg

Management

For

For

For

1H.

Election of Director for a term of one year: Dheeraj Pandey

Management

For

For

For

1I.

Election of Director for a term of one year: David Ricks

Management

For

For

For

1J.

Election of Director for a term of one year: Daniel Rosensweig

Management

For

For

For

1K.

Election of Director for a term of one year: John Warnock

Management

For

For

For

2.

Approve the Adobe Inc. 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 6 million shares.

Management

Against

For

Against

3.

Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 3, 2021.

Management

For

For

For

4.

Approve, on an advisory basis, the compensation of our named executive officers.

Management

For

For

For

ALASKA AIR GROUP, INC.

Security

011659109

Meeting Type

Annual

Ticker Symbol

ALK

Meeting Date

06-May-2021

ISIN

US0116591092

Agenda

935362905 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1a.

Election of Director to One-Year Terms: Patricia M. Bedient

Management

For

For

For

1b.

Election of Director to One-Year Terms: James A. Beer

Management

For

For

For

1c.

Election of Director to One-Year Terms: Raymond L. Conner

Management

For

For

For

1d.

Election of Director to One-Year Terms: Daniel K. Elwell

Management

For

For

For

1e.

Election of Director to One-Year Terms: Dhiren R. Fonseca

Management

For

For

For

1f.

Election of Director to One-Year Terms: Kathleen T. Hogan

Management

For

For

For

1g.

Election of Director to One-Year Terms: Jessie J. Knight, Jr.

Management

For

For

For

1h.

Election of Director to One-Year Terms: Susan J. Li

Management

For

For

For

1i.

Election of Director to One-Year Terms: Benito Minicucci

Management

For

For

For

1j.

Election of Director to One-Year Terms: Helvi K. Sandvik

Management

For

For

For

1k.

Election of Director to One-Year Terms: J. Kenneth Thompson

Management

For

For

For

1l.

Election of Director to One-Year Terms: Bradley D. Tilden

Management

For

For

For

1m.

Election of Director to One-Year Terms: Eric K. Yeaman

Management

For

For

For

2.

Approve (on an advisory basis) the compensation of the Company's Named Executive Officers.

Management

For

For

For

3.

Ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2021.

Management

For

For

For

4.

Approve the amendment and restatement of the Company's 2016 Performance Incentive Plan.

Management

Against

For

Against

ALEXION PHARMACEUTICALS, INC.

Security

015351109

Meeting Type

Special

Ticker Symbol

ALXN

Meeting Date

11-May-2021

ISIN

US0153511094

Agenda

935410124 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the "merger agreement") by and among Alexion, AstraZeneca PLC ("AstraZeneca"), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca ("Bidco"), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the "merger proposal").

Management

For

For

For

2.

To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement.

Management

For

For

For

3.

To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders.

Management

For

For

For

ALPHABET INC.

Security

02079K305

Meeting Type

Annual

Ticker Symbol

GOOGL

Meeting Date

02-Jun-2021

ISIN

US02079K3059

Agenda

935406264 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Larry Page

Management

For

For

For

1B.

Election of Director: Sergey Brin

Management

For

For

For

1C.

Election of Director: Sundar Pichai

Management

For

For

For

1D.

Election of Director: John L. Hennessy

Management

For

For

For

1E.

Election of Director: Frances H. Arnold

Management

For

For

For

1F.

Election of Director: L. John Doerr

Management

For

For

For

1G.

Election of Director: Roger W. Ferguson Jr.

Management

For

For

For

1H.

Election of Director: Ann Mather

Management

For

For

For

1I.

Election of Director: Alan R. Mulally

Management

For

For

For

1J.

Election of Director: K. Ram Shriram

Management

For

For

For

1K.

Election of Director: Robin L. Washington

Management

For

For

For

2.

Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

For

For

3.

A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting.

Shareholder

Against

Against

For

4.

A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting.

Shareholder

Against

Against

For

5.

A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting.

Shareholder

Against

Against

For

6.

A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting.

Shareholder

Against

Against

For

7.

A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting.

Shareholder

Against

Against

For

8.

A stockholder proposal regarding a report on charitable contributions, if properly presented at the meeting.

Shareholder

Against

Against

For

9.

A stockholder proposal regarding a report on risks related to anticompetitive practices, if properly presented at the meeting.

Shareholder

Against

Against

For

10.

A stockholder proposal regarding a transition to a public benefit corporation, if properly presented at the meeting.

Shareholder

Against

Against

For

AMAZON.COM, INC.

Security

023135106

Meeting Type

Annual

Ticker Symbol

AMZN

Meeting Date

26-May-2021

ISIN

US0231351067

Agenda

935397592 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Jeffrey P. Bezos

Management

For

For

For

1B.

Election of Director: Keith B. Alexander

Management

For

For

For

1C.

Election of Director: Jamie S. Gorelick

Management

For

For

For

1D.

Election of Director: Daniel P. Huttenlocher

Management

For

For

For

1E.

Election of Director: Judith A. McGrath

Management

For

For

For

1F.

Election of Director: Indra K. Nooyi

Management

For

For

For

1G.

Election of Director: Jonathan J. Rubinstein

Management

For

For

For

1H.

Election of Director: Thomas O. Ryder

Management

For

For

For

1I.

Election of Director: Patricia Q. Stonesifer

Management

For

For

For

1J.

Election of Director: Wendell P. Weeks

Management

For

For

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.

Management

For

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

For

4.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE.

Shareholder

Against

Against

For

5.

SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY.

Shareholder

Against

Against

For

6.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY.

Shareholder

Against

Against

For

7.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA.

Shareholder

Against

Against

For

8.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS.

Shareholder

Against

Against

For

9.

SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT.

Shareholder

Against

Against

For

10.

SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY.

Shareholder

Against

Against

For

11.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK.

Shareholder

Against

Against

For

12.

SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS.

Shareholder

Against

Against

For

13.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING.

Shareholder

Against

Against

For

14.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES.

Shareholder

Against

Against

For

AMERISOURCEBERGEN CORPORATION

Security

03073E105

Meeting Type

Annual

Ticker Symbol

ABC

Meeting Date

11-Mar-2021

ISIN

US03073E1055

Agenda

935328939 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Ornella Barra

Management

For

For

For

1B.

Election of Director: Steven H. Collis

Management

For

For

For

1C.

Election of Director: D. Mark Durcan

Management

For

For

For

1D.

Election of Director: Richard W. Gochnauer

Management

For

For

For

1E.

Election of Director: Lon R. Greenberg

Management

For

For

For

1F.

Election of Director: Jane E. Henney, M.D.

Management

For

For

For

1G.

Election of Director: Kathleen W. Hyle

Management

For

For

For

1H.

Election of Director: Michael J. Long

Management

For

For

For

1I.

Election of Director: Henry W. McGee

Management

For

For

For

1J.

Election of Director: Dennis M. Nally

Management

For

For

For

2.

Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021.

Management

For

For

For

3.

Advisory vote to approve the compensation of named executive officers.

Management

For

For

For

4.

Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director.

Shareholder

Against

Against

For

AMPHENOL CORPORATION

Security

032095101

Meeting Type

Annual

Ticker Symbol

APH

Meeting Date

19-May-2021

ISIN

US0320951017

Agenda

935397782 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.1

Election of Director: Stanley L. Clark

Management

For

For

For

1.2

Election of Director: John D. Craig

Management

For

For

For

1.3

Election of Director: David P. Falck

Management

For

For

For

1.4

Election of Director: Edward G. Jepsen

Management

For

For

For

1.5

Election of Director: Rita S. Lane

Management

For

For

For

1.6

Election of Director: Robert A. Livingston

Management

For

For

For

1.7

Election of Director: Martin H. Loeffler

Management

For

For

For

1.8

Election of Director: R. Adam Norwitt

Management

For

For

For

1.9

Election of Director: Anne Clarke Wolff

Management

For

For

For

2.

Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants.

Management

For

For

For

3.

Advisory Vote to Approve Compensation of Named Executive Officers.

Management

For

For

For

4.

Ratify and Approve the Amended and Restated 2017 Stock Purchase Option Plan for Key Employees of Amphenol and Subsidiaries.

Management

For

For

For

5.

Approve an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares.

Management

For

For

For

6.

Stockholder Proposal: Improve Our Catch- 22 Proxy Access.

Shareholder

Against

Against

For

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

23-Feb-2021

ISIN

US0378331005

Agenda

935323167 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: James Bell

Management

For

For

For

1B.

Election of Director: Tim Cook

Management

For

For

For

1C.

Election of Director: Al Gore

Management

For

For

For

1D.

Election of Director: Andrea Jung

Management

For

For

For

1E.

Election of Director: Art Levinson

Management

For

For

For

1F.

Election of Director: Monica Lozano

Management

For

For

For

1G.

Election of Director: Ron Sugar

Management

For

For

For

1H.

Election of Director: Sue Wagner

Management

For

For

For

2.

Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021.

Management

For

For

For

3.

Advisory vote to approve executive compensation.

Management

For

For

For

4.

A shareholder proposal entitled "Shareholder Proxy Access Amendments".

Shareholder

Against

Against

For

5.

A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program".

Shareholder

Against

Against

For

ARISTA NETWORKS, INC.

Security

040413106

Meeting Type

Annual

Ticker Symbol

ANET

Meeting Date

01-Jun-2021

ISIN

US0404131064

Agenda

935400325 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Kelly Battles

For

For

For

2

Andreas Bechtolsheim

For

For

For

3

Jayshree Ullal

For

For

For

2.

Approval, on an advisory basis, of the compensation of the named executive officers.

Management

For

For

For

3.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.

Management

For

For

For

AT&T INC.

Security

00206R102

Meeting Type

Annual

Ticker Symbol

T

Meeting Date

30-Apr-2021

ISIN

US00206R1023

Agenda

935347179 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: William E. Kennard

Management

For

For

For

1B.

Election of Director: Samuel A. Di Piazza, Jr.

Management

For

For

For

1C.

Election of Director: Scott T. Ford

Management

For

For

For

1D.

Election of Director: Glenn H. Hutchins

Management

For

For

For

1E.

Election of Director: Debra L. Lee

Management

For

For

For

1F.

Election of Director: Stephen J. Luczo

Management

For

For

For

1G.

Election of Director: Michael B. McCallister

Management

For

For

For

1H.

Election of Director: Beth E. Mooney

Management

For

For

For

1I.

Election of Director: Matthew K. Rose

Management

For

For

For

1J.

Election of Director: John T. Stankey

Management

For

For

For

1K.

Election of Director: Cynthia B. Taylor

Management

For

For

For

1L.

Election of Director: Geoffrey Y. Yang

Management

For

For

For

2.

Ratification of appointment of independent auditors.

Management

For

For

For

3.

Advisory approval of executive compensation.

Management

For

For

For

4.

Stockholder Right to Act by Written Consent.

Shareholder

Against

Against

For

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

20-Apr-2021

ISIN

US0605051046

Agenda

935345670 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Sharon L. Allen

Management

For

For

For

1B.

Election of Director: Susan S. Bies

Management

For

For

For

1C.

Election of Director: Frank P. Bramble, Sr.

Management

For

For

For

1D.

Election of Director: Pierre J.P. de Weck

Management

For

For

For

1E.

Election of Director: Arnold W. Donald

Management

For

For

For

1F.

Election of Director: Linda P. Hudson

Management

For

For

For

1G.

Election of Director: Monica C. Lozano

Management

For

For

For

1H.

Election of Director: Thomas J. May

Management

For

For

For

1I.

Election of Director: Brian T. Moynihan

Management

For

For

For

1J.

Election of Director: Lionel L. Nowell III

Management

For

For

For

1K.

Election of Director: Denise L. Ramos

Management

For

For

For

1L.

Election of Director: Clayton S. Rose

Management

For

For

For

1M.

Election of Director: Michael D. White

Management

For

For

For

1N.

Election of Director: Thomas D. Woods

Management

For

For

For

1O.

Election of Director: R. David Yost

Management

For

For

For

1P.

Election of Director: Maria T. Zuber

Management

For

For

For

2.

Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution).

Management

For

For

For

3.

Ratifying the appointment of our independent registered public accounting firm for 2021.

Management

For

For

For

4.

Amending and restating the Bank of America Corporation Key Employee Equity Plan.

Management

Against

For

Against

5.

Shareholder proposal requesting amendments to our proxy access by law.

Shareholder

Against

Against

For

6.

Shareholder proposal requesting amendments to allow shareholders to act by written consent.

Shareholder

Against

Against

For

7.

Shareholder proposal requesting a change in organizational form.

Shareholder

Against

Against

For

8.

Shareholder proposal requesting a racial equity audit.

Shareholder

Against

Against

For

BERKSHIRE HATHAWAY INC.

Security

084670702

Meeting Type

Annual

Ticker Symbol

BRKB

Meeting Date

01-May-2021

ISIN

US0846707026

Agenda

935351128 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Warren E. Buffett

For

For

For

2

Charles T. Munger

For

For

For

3

Gregory E. Abel

For

For

For

4

Howard G. Buffett

For

For

For

5

Stephen B. Burke

For

For

For

6

Kenneth I. Chenault

For

For

For

7

Susan L. Decker

For

For

For

8

David S. Gottesman

For

For

For

9

Charlotte Guyman

For

For

For

10

Ajit Jain

For

For

For

11

Thomas S. Murphy

For

For

For

12

Ronald L. Olson

For

For

For

13

Walter Scott, Jr.

For

For

For

14

Meryl B. Witmer

For

For

For

2.

Shareholder proposal regarding the reporting of climate-related risks and opportunities.

Shareholder

Against

Against

For

3.

Shareholder proposal regarding diversity and inclusion reporting.

Shareholder

Against

Against

For

BRISTOL-MYERS SQUIBB COMPANY

Security

110122108

Meeting Type

Annual

Ticker Symbol

BMY

Meeting Date

04-May-2021

ISIN

US1101221083

Agenda

935359643 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A)

Election of Director: Peter J. Arduini

Management

For

For

For

1B)

Election of Director: Michael W. Bonney

Management

For

For

For

1C)

Election of Director: Giovanni Caforio, M.D.

Management

For

For

For

1D)

Election of Director: Julia A. Haller, M.D.

Management

For

For

For

1E)

Election of Director: Paula A. Price

Management

For

For

For

1F)

Election of Director: Derica W. Rice

Management

For

For

For

1G)

Election of Director: Theodore R. Samuels

Management

For

For

For

1H)

Election of Director: Gerald L. Storch

Management

For

For

For

1I)

Election of Director: Karen Vousden, Ph.D.

Management

For

For

For

1J)

Election of Director: Phyllis R. Yale

Management

For

For

For

2.

Advisory Vote to Approve the Compensation of our Named Executive Officers.

Management

For

For

For

3.

Approval of the Company's 2021 Stock Award and Incentive Plan.

Management

Against

For

Against

4.

Ratification of the Appointment of an Independent Registered Public Accounting Firm.

Management

For

For

For

5.

Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%.

Management

For

For

For

6.

Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director.

Shareholder

Against

Against

For

7.

Shareholder Proposal on Shareholder Right to Act by Written Consent.

Shareholder

Against

Against

For

8.

Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%.

Shareholder

Against

Against

For

CAPITAL ONE FINANCIAL CORPORATION

Security

14040H105

Meeting Type

Annual

Ticker Symbol

COF

Meeting Date

06-May-2021

ISIN

US14040H1059

Agenda

935353730 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Richard D. Fairbank

Management

For

For

For

1B.

Election of Director: Ime Archibong

Management

For

For

For

1C.

Election of Director: Ann Fritz Hackett

Management

For

For

For

1D.

Election of Director: Peter Thomas Killalea

Management

For

For

For

1E.

Election of Director: Cornelis "Eli" Leenaars

Management

For

For

For

1F.

Election of Director: François Locoh-Donou

Management

For

For

For

1G.

Election of Director: Peter E. Raskind

Management

For

For

For

1H.

Election of Director: Eileen Serra

Management

For

For

For

1I.

Election of Director: Mayo A. Shattuck III

Management

For

For

For

1J.

Election of Director: Bradford H. Warner

Management

For

For

For

1K.

Election of Director: Catherine G. West

Management

For

For

For

1L.

Election of Director: Craig Anthony Williams

Management

For

For

For

2.

Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2021.

Management

For

For

For

3.

Advisory approval of Capital One's 2020 Named Executive Officer compensation.

Management

For

For

For

CARRIER GLOBAL CORPORATION

Security

14448C104

Meeting Type

Annual

Ticker Symbol

CARR

Meeting Date

19-Apr-2021

ISIN

US14448C1045

Agenda

935340404 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: John V. Faraci

Management

For

For

For

1B.

Election of Director: Jean-Pierre Garnier

Management

For

For

For

1C.

Election of Director: David Gitlin

Management

For

For

For

1D.

Election of Director: John J. Greisch

Management

For

For

For

1E.

Election of Director: Charles M. Holley, Jr.

Management

For

For

For

1F.

Election of Director: Michael M. McNamara

Management

For

For

For

1G.

Election of Director: Michael A. Todman

Management

For

For

For

1H.

Election of Director: Virginia M. Wilson

Management

For

For

For

2.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

For

For

3.

Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021.

Management

For

For

For

4.

Advisory Vote on the Frequency of Future Shareowner Votes to Approve Named Executive Officer Compensation.

Management

3 Years

1 Year

Against

CATERPILLAR INC.

Security

149123101

Meeting Type

Annual

Ticker Symbol

CAT

Meeting Date

09-Jun-2021

ISIN

US1491231015

Agenda

935415617 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Kelly A. Ayotte

Management

For

For

For

1B.

Election of Director: David L. Calhoun

Management

For

For

For

1C.

Election of Director: Daniel M. Dickinson

Management

For

For

For

1D.

Election of Director: Gerald Johnson

Management

For

For

For

1E.

Election of Director: David W. MacLennan

Management

For

For

For

1F.

Election of Director: Debra L. Reed-Klages

Management

For

For

For

1G.

Election of Director: Edward B. Rust, Jr.

Management

For

For

For

1H.

Election of Director: Susan C. Schwab

Management

For

For

For

1I.

Election of Director: D. James Umpleby III

Management

For

For

For

1J.

Election of Director: Miles D. White

Management

For

For

For

1K.

Election of Director: Rayford Wilkins, Jr.

Management

For

For

For

2.

Ratification of our Independent Registered Public Accounting Firm.

Management

For

For

For

3.

Advisory Vote to Approve Executive Compensation.

Management

For

For

For

4.

Shareholder Proposal - Report on Climate Policy.

Shareholder

Against

Against

For

5.

Shareholder Proposal - Report on Diversity and Inclusion.

Shareholder

Against

Against

For

6.

Shareholder Proposal - Transition to a Public Benefit Corporation.

Shareholder

Against

Against

For

7.

Shareholder Proposal - Shareholder Action by Written Consent.

Shareholder

Against

Against

For

CBRE GROUP, INC.

Security

12504L109

Meeting Type

Annual

Ticker Symbol

CBRE

Meeting Date

19-May-2021

ISIN

US12504L1098

Agenda

935375534 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Brandon B. Boze

Management

For

For

For

1B.

Election of Director: Beth F. Cobert

Management

For

For

For

1C.

Election of Director: Reginald H. Gilyard

Management

For

For

For

1D.

Election of Director: Shira D. Goodman

Management

For

For

For

1E.

Election of Director: Christopher T. Jenny

Management

For

For

For

1F.

Election of Director: Gerardo I. Lopez

Management

For

For

For

1G.

Election of Director: Oscar Munoz

Management

For

For

For

1H.

Election of Director: Robert E. Sulentic

Management

For

For

For

1I.

Election of Director: Laura D. Tyson

Management

For

For

For

1J.

Election of Director: Sanjiv Yajnik

Management

For

For

For

2.

Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021.

Management

For

For

For

3.

Advisory vote to approve named executive officer compensation for 2020.

Management

For

For

For

4.

Stockholder proposal regarding our stockholders' ability to call special stockholder meetings.

Shareholder

Against

Against

For

CDW CORP

Security

12514G108

Meeting Type

Annual

Ticker Symbol

CDW

Meeting Date

20-May-2021

ISIN

US12514G1085

Agenda

935380307 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director for a term to Expire at 2022 Annual Meeting: Virginia C. Addicott

Management

For

For

For

1B.

Election of Director for a term to Expire at 2022 Annual Meeting: James A. Bell

Management

For

For

For

1C.

Election of Director for a term to Expire at 2022 Annual Meeting: Lynda M. Clarizio

Management

For

For

For

1D.

Election of Director for a term to Expire at 2022 Annual Meeting: Paul J. Finnegan

Management

For

For

For

1E.

Election of Director for a term to Expire at 2022 Annual Meeting: Anthony R. Foxx

Management

For

For

For

1F.

Election of Director for a term to Expire at 2022 Annual Meeting: Christine A. Leahy

Management

For

For

For

1G.

Election of Director for a term to Expire at 2022 Annual Meeting: Sanjay Mehrotra

Management

For

For

For

1H.

Election of Director for a term to Expire at 2022 Annual Meeting: David W. Nelms

Management

For

For

For

1I.

Election of Director for a term to Expire at 2022 Annual Meeting: Joseph R. Swedish

Management

For

For

For

1J.

Election of Director for a term to Expire at 2022 Annual Meeting: Donna F. Zarcone

Management

For

For

For

2.

To approve, on an advisory basis, named executive officer compensation.

Management

For

For

For

3.

To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.

Management

For

For

For

4.

To approve the amendment to the Company's Certificate of Incorporation to eliminate the supermajority voting requirement in Article Eleven and to make certain non-substantive changes.

Management

For

For

For

5.

To approve the amendment to the Company's Certificate of Incorporation to eliminate the obsolete competition and corporate opportunity provision.

Management

For

For

For

6.

To approve the CDW Corporation 2021 Long-Term Incentive Plan.

Management

Against

For

Against

7.

To approve the amendment to the CDW Corporation Coworker Stock Purchase Plan.

Management

Against

For

Against

CENTENE CORPORATION

Security

15135B101

Meeting Type

Annual

Ticker Symbol

CNC

Meeting Date

27-Apr-2021

ISIN

US15135B1017

Agenda

935349604 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Jessica L. Blume

Management

For

For

For

1B.

Election of Director: Frederick H. Eppinger

Management

For

For

For

1C.

Election of Director: David L. Steward

Management

For

For

For

1D.

Election of Director: William L. Trubeck

Management

For

For

For

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

For

3.

RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021.

Management

For

For

For

4.

APPROVAL OF THE AMENDMENT TO THE 2012 STOCK INCENTIVE PLAN, AS AMENDED.

Management

For

For

For

5.

APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION AS DESCRIBED IN THE PROXY STATEMENT.

Management

For

For

For

6.

THE STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY AS DESCRIBED IN THE PROXY STATEMENT.

Shareholder

Against

Against

For

CHIPOTLE MEXICAN GRILL, INC.

Security

169656105

Meeting Type

Annual

Ticker Symbol

CMG

Meeting Date

18-May-2021

ISIN

US1696561059

Agenda

935375320 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Albert S. Baldocchi

For

For

For

2

Matthew A. Carey

For

For

For

3

Gregg Engles

For

For

For

4

Patricia Fili-Krushel

For

For

For

5

Neil W. Flanzraich

For

For

For

6

Mauricio Gutierrez

For

For

For

7

Robin Hickenlooper

For

For

For

8

Scott Maw

For

For

For

9

Ali Namvar

For

For

For

10

Brian Niccol

For

For

For

11

Mary Winston

For

For

For

2.

An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say-on- pay").

Management

For

For

For

3.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021.

Management

For

For

For

4.

Shareholder Proposal - Written Consent of Shareholders.

Shareholder

Against

Against

For

CINTAS CORPORATION

Security

172908105

Meeting Type

Annual

Ticker Symbol

CTAS

Meeting Date

27-Oct-2020

ISIN

US1729081059

Agenda

935270126 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Gerald S. Adolph

Management

For

For

For

1B.

Election of Director: John F. Barrett

Management

For

For

For

1C.

Election of Director: Melanie W. Barstad

Management

For

For

For

1D.

Election of Director: Karen L. Carnahan

Management

For

For

For

1E.

Election of Director: Robert E. Coletti

Management

For

For

For

1F.

Election of Director: Scott D. Farmer

Management

For

For

For

1G.

Election of Director: Joseph Scaminace

Management

For

For

For

1H.

Election of Director: Ronald W. Tysoe

Management

For

For

For

2.

To approve, on an advisory basis, named executive officer compensation.

Management

For

For

For

3.

To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2021.

Management

For

For

For

4.

A shareholder proposal requesting the Company provide a semiannual report on political contributions, if properly presented at the meeting.

Shareholder

Against

Against

For

CISCO SYSTEMS, INC.

Security

17275R102

Meeting Type

Annual

Ticker Symbol

CSCO

Meeting Date

10-Dec-2020

ISIN

US17275R1023

Agenda

935287498 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1a.

Election of Director: M. Michele Burns

Management

For

For

For

1b.

Election of Director: Wesley G. Bush

Management

For

For

For

1c.

Election of Director: Michael D. Capellas

Management

For

For

For

1d.

Election of Director: Mark Garrett

Management

For

For

For

1e.

Election of Director: Dr. Kristina M. Johnson

Management

For

For

For

1f.

Election of Director: Roderick C. McGeary

Management

For

For

For

1g.

Election of Director: Charles H. Robbins

Management

For

For

For

1h.

Election of Director: Arun Sarin

Management

For

For

For

1i.

Election of Director: Brenton L. Saunders

Management

For

For

For

1j.

Election of Director: Dr. Lisa T. Su

Management

For

For

For

2.

Approval of the reincorporation of Cisco from California to Delaware.

Management

For

For

For

3.

Approval of amendment and restatement of the 2005 Stock Incentive Plan.

Management

For

For

For

4.

Approval, on an advisory basis, of executive compensation.

Management

For

For

For

5.

Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021.

Management

For

For

For

6.

Approval to have Cisco's Board adopt a policy to have an independent Board chairman.

Shareholder

Against

Against

For

CMS ENERGY CORPORATION

Security

125896100

Meeting Type

Annual

Ticker Symbol

CMS

Meeting Date

07-May-2021

ISIN

US1258961002

Agenda

935361597 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1a.

Election of Director: Jon E. Barfield

Management

For

For

For

1b.

Election of Director: Deborah H. Butler

Management

For

For

For

1c.

Election of Director: Kurt L. Darrow

Management

For

For

For

1d.

Election of Director: William D. Harvey

Management

For

For

For

1e.

Election of Director: Garrick J. Rochow

Management

For

For

For

1f.

Election of Director: John G. Russell

Management

For

For

For

1g.

Election of Director: Suzanne F. Shank

Management

For

For

For

1h.

Election of Director: Myrna M. Soto

Management

For

For

For

1i.

Election of Director: John G. Sznewajs

Management

For

For

For

1j.

Election of Director: Ronald J. Tanski

Management

For

For

For

1k.

Election of Director: Laura H. Wright

Management

For

For

For

2.

Approve, on an advisory basis, the Company's executive compensation.

Management

For

For

For

3.

Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP).

Management

For

For

For

4.

Shareholder Proposal - Greenwashing Audit.

Shareholder

Against

Against

For

COMCAST CORPORATION

Security

20030N101

Meeting Type

Annual

Ticker Symbol

CMCSA

Meeting Date

02-Jun-2021

ISIN

US20030N1019

Agenda

935407139 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Kenneth J. Bacon

For

For

For

2

Madeline S. Bell

For

For

For

3

Naomi M. Bergman

For

For

For

4

Edward D. Breen

For

For

For

5

Gerald L. Hassell

For

For

For

6

Jeffrey A. Honickman

For

For

For

7

Maritza G. Montiel

For

For

For

8

Asuka Nakahara

For

For

For

9

David C. Novak

For

For

For

10

Brian L. Roberts

For

For

For

2.

Advisory vote on executive compensation.

Management

For

For

For

3.

Ratification of the appointment of our independent auditors.

Management

For

For

For

4.

Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment.

Shareholder

Against

Against

For

CONOCOPHILLIPS

Security

20825C104

Meeting Type

Special

Ticker Symbol

COP

Meeting Date

15-Jan-2021

ISIN

US20825C1045

Agenda

935317962 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho.

Management

For

For

For

CONOCOPHILLIPS

Security

20825C104

Meeting Type

Annual

Ticker Symbol

COP

Meeting Date

11-May-2021

ISIN

US20825C1045

Agenda

935367602 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

ELECTION OF DIRECTOR: Charles E. Bunch

Management

For

For

For

1B.

ELECTION OF DIRECTOR: Caroline Maury Devine

Management

For

For

For

1C.

ELECTION OF DIRECTOR: John V. Faraci

Management

For

For

For

1D.

ELECTION OF DIRECTOR: Jody Freeman

Management

For

For

For

1E.

ELECTION OF DIRECTOR: Gay Huey Evans

Management

For

For

For

1F.

ELECTION OF DIRECTOR: Jeffrey A. Joerres

Management

For

For

For

1G.

ELECTION OF DIRECTOR: Ryan M. Lance

Management

For

For

For

1H.

ELECTION OF DIRECTOR: Timothy A. Leach

Management

For

For

For

1I.

ELECTION OF DIRECTOR: William H. McRaven

Management

For

For

For

1J.

ELECTION OF DIRECTOR: Sharmila Mulligan

Management

For

For

For

1K.

ELECTION OF DIRECTOR: Eric D. Mullins

Management

For

For

For

1L.

ELECTION OF DIRECTOR: Arjun N. Murti

Management

For

For

For

1M.

ELECTION OF DIRECTOR: Robert A. Niblock

Management

For

For

For

1N.

ELECTION OF DIRECTOR: David T. Seaton

Management

For

For

For

1O.

ELECTION OF DIRECTOR: R.A. Walker

Management

For

For

For

2.

Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021.

Management

For

For

For

3.

Advisory Approval of Executive Compensation.

Management

For

For

For

4.

Simple Majority Vote Standard.

Management

For

For

For

5.

Emission Reduction Targets.

Shareholder

Against

Against

For

COSTCO WHOLESALE CORPORATION

Security

22160K105

Meeting Type

Annual

Ticker Symbol

COST

Meeting Date

21-Jan-2021

ISIN

US22160K1051

Agenda

935312796 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Susan L. Decker

For

For

For

2

Kenneth D. Denman

For

For

For

3

Richard A. Galanti

For

For

For

4

W. Craig Jelinek

For

For

For

5

Sally Jewell

For

For

For

6

Charles T. Munger

For

For

For

7

Jeffrey S. Raikes

For

For

For

2.

Ratification of selection of independent auditors.

Management

For

For

For

3.

Approval, on an advisory basis, of executive compensation.

Management

For

For

For

CVS HEALTH CORPORATION

Security

126650100

Meeting Type

Annual

Ticker Symbol

CVS

Meeting Date

13-May-2021

ISIN

US1266501006

Agenda

935366927 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Fernando Aguirre

Management

For

For

For

1B.

Election of Director: C. David Brown II

Management

For

For

For

1C.

Election of Director: Alecia A. DeCoudreaux

Management

For

For

For

1D.

Election of Director: Nancy-Ann M. DeParle

Management

For

For

For

1E.

Election of Director: David W. Dorman

Management

For

For

For

1F.

Election of Director: Roger N. Farah

Management

For

For

For

1G.

Election of Director: Anne M. Finucane

Management

For

For

For

1H.

Election of Director: Edward J. Ludwig

Management

For

For

For

1I.

Election of Director: Karen S. Lynch

Management

For

For

For

1J.

Election of Director: Jean-Pierre Millon

Management

For

For

For

1K.

Election of Director: Mary L. Schapiro

Management

For

For

For

1L.

Election of Director: William C. Weldon

Management

For

For

For

1M.

Election of Director: Tony L. White

Management

For

For

For

2.

Ratification of the appointment of our independent registered public accounting firm for 2021.

Management

For

For

For

3.

Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation.

Management

For

For

For

4.

Stockholder proposal for reducing the threshold for our stockholder right to act by written consent.

Shareholder

Against

Against

For

5.

Stockholder proposal regarding our independent Board Chair.

Shareholder

Against

Against

For

EDWARDS LIFESCIENCES CORPORATION

Security

28176E108

Meeting Type

Annual

Ticker Symbol

EW

Meeting Date

04-May-2021

ISIN

US28176E1082

Agenda

935354035 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.1

Election of Director: Kieran T. Gallahue

Management

For

For

For

1.2

Election of Director: Leslie S. Heisz

Management

For

For

For

1.3

Election of Director: Paul A. LaViolette

Management

For

For

For

1.4

Election of Director: Steven R. Loranger

Management

For

For

For

1.5

Election of Director: Martha H. Marsh

Management

For

For

For

1.6

Election of Director: Michael A. Mussallem

Management

For

For

For

1.7

Election of Director: Ramona Sequeira

Management

For

For

For

1.8

Election of Director: Nicholas J. Valeriani

Management

For

For

For

2.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

For

For

3.

Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares.

Management

For

For

For

4.

Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares.

Management

For

For

For

5.

Ratification of Appointment of Independent Registered Public Accounting Firm.

Management

For

For

For

6.

Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent.

Shareholder

Against

Against

For

7.

Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates.

Shareholder

Against

Against

For

ELI LILLY AND COMPANY

Security

532457108

Meeting Type

Annual

Ticker Symbol

LLY

Meeting Date

03-May-2021

ISIN

US5324571083

Agenda

935355354 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1a.

Election of Director to serve a three year term: K. Baicker, Ph.D.

Management

For

For

For

1b.

Election of Director to serve a three year term: J.E. Fyrwald

Management

For

For

For

1c.

Election of Director to serve a three year term: J. Jackson

Management

For

For

For

1d.

Election of Director to serve a three year term: G. Sulzberger

Management

For

For

For

1e.

Election of Director to serve a three year term: J.P. Tai

Management

For

For

For

2.

Approval, on an advisory basis, of the compensation paid to the company's named executive officers.

Management

For

For

For

3.

Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021.

Management

For

For

For

4.

Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure.

Management

For

For

For

5.

Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions.

Management

For

For

For

6.

Shareholder proposal to disclose direct and indirect lobbying activities and expenditures.

Shareholder

Against

Against

For

7.

Shareholder proposal to amend the bylaws to require an independent board chair.

Shareholder

Against

Against

For

8.

Shareholder proposal to implement a bonus deferral policy.

Shareholder

Against

Against

For

9.

Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct.

Shareholder

Against

Against

For

EQUINIX, INC.

Security

29444U700

Meeting Type

Annual

Ticker Symbol

EQIX

Meeting Date

26-May-2021

ISIN

US29444U7000

Agenda

935390550 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Thomas Bartlett

For

For

For

2

Nanci Caldwell

For

For

For

3

Adaire Fox-Martin

For

For

For

4

Gary Hromadko

For

For

For

5

Irving Lyons III

For

For

For

6

Charles Meyers

For

For

For

7

Christopher Paisley

For

For

For

8

Sandra Rivera

For

For

For

9

Peter Van Camp

For

For

For

2.

To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers.

Management

For

For

For

3.

To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2021.

Management

For

For

For

4.

A stockholder proposal, related to written consent of stockholders.

Shareholder

Against

Against

For

FACEBOOK, INC.

Security

30303M102

Meeting Type

Annual

Ticker Symbol

FB

Meeting Date

26-May-2021

ISIN

US30303M1027

Agenda

935395891 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Peggy Alford

For

For

For

2

Marc L. Andreessen

For

For

For

3

Andrew W. Houston

For

For

For

4

Nancy Killefer

For

For

For

5

Robert M. Kimmitt

For

For

For

6

Sheryl K. Sandberg

For

For

For

7

Peter A. Thiel

For

For

For

8

Tracey T. Travis

For

For

For

9

Mark Zuckerberg

For

For

For

2.

To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

For

For

3.

To approve an amendment to the director compensation policy.

Management

For

For

For

4.

A shareholder proposal regarding dual class capital structure.

Shareholder

Against

Against

For

5.

A shareholder proposal regarding an independent chair.

Shareholder

Against

Against

For

6.

A shareholder proposal regarding child exploitation.

Shareholder

Against

Against

For

7.

A shareholder proposal regarding human/civil rights expert on board.

Shareholder

Against

Against

For

8.

A shareholder proposal regarding platform misuse.

Shareholder

Against

Against

For

9.

A shareholder proposal regarding public benefit corporation.

Shareholder

Against

Against

For

GENERAL MOTORS COMPANY

Security

37045V100

Meeting Type

Annual

Ticker Symbol

GM

Meeting Date

14-Jun-2021

ISIN

US37045V1008

Agenda

935420632 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Mary T. Barra

Management

For

For

For

1B.

Election of Director: Wesley G. Bush

Management

For

For

For

1C.

Election of Director: Linda R. Gooden

Management

For

For

For

1D.

Election of Director: Joseph Jimenez

Management

For

For

For

1E.

Election of Director: Jane L. Mendillo

Management

For

For

For

1F.

Election of Director: Judith A. Miscik

Management

For

For

For

1G.

Election of Director: Patricia F. Russo

Management

For

For

For

1H.

Election of Director: Thomas M. Schoewe

Management

For

For

For

1I.

Election of Director: Carol M. Stephenson

Management

For

For

For

1J.

Election of Director: Mark A. Tatum

Management

For

For

For

1K.

Election of Director: Devin N. Wenig

Management

For

For

For

1L.

Election of Director: Margaret C. Whitman

Management

For

For

For

2.

Advisory Approval of Named Executive Officer Compensation.

Management

For

For

For

3.

Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021.

Management

For

For

For

4.

Shareholder Proposal Regarding Shareholder Written Consent.

Shareholder

Against

Against

For

5.

Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation.

Shareholder

Against

Against

For

HESS CORPORATION

Security

42809H107

Meeting Type

Annual

Ticker Symbol

HES

Meeting Date

02-Jun-2021

ISIN

US42809H1077

Agenda

935406872 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director to serve for a one-year term expiring in 2022: T.J. CHECKI

Management

For

For

For

1B.

Election of Director to serve for a one-year term expiring in 2022: L.S. COLEMAN, JR.

Management

For

For

For

1C.

Election of Director to serve for a one-year term expiring in 2022: J. DUATO

Management

For

For

For

1D.

Election of Director to serve for a one-year term expiring in 2022: J.B. HESS

Management

For

For

For

1E.

Election of Director to serve for a one-year term expiring in 2022: E.E. HOLIDAY

Management

For

For

For

1F.

Election of Director to serve for a one-year term expiring in 2022: M.S. LIPSCHULTZ

Management

For

For

For

1G.

Election of Director to serve for a one-year term expiring in 2022: D. MCMANUS

Management

For

For

For

1H.

Election of Director to serve for a one-year term expiring in 2022: K.O. MEYERS

Management

For

For

For

1I.

Election of Director to serve for a one-year term expiring in 2022: K.F. OVELMEN

Management

For

For

For

1J.

Election of Director to serve for a one-year term expiring in 2022: J.H. QUIGLEY

Management

For

For

For

1K.

Election of Director to serve for a one-year term expiring in 2022: W.G. SCHRADER

Management

For

For

For

2.

Advisory approval of the compensation of our named executive officers.

Management

For

For

For

3.

Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2021.

Management

For

For

For

4.

Approval of amendment no. 1 to our 2017 long term incentive plan.

Management

Against

For

Against

HILTON WORLDWIDE HOLDINGS INC.

Security

43300A203

Meeting Type

Annual

Ticker Symbol

HLT

Meeting Date

19-May-2021

ISIN

US43300A2033

Agenda

935382527 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Christopher J. Nassetta

Management

For

For

For

1B.

Election of Director: Jonathan D. Gray

Management

For

For

For

1C.

Election of Director: Charlene T. Begley

Management

For

For

For

1D.

Election of Director: Chris Carr

Management

For

For

For

1E.

Election of Director: Melanie L. Healey

Management

For

For

For

1F.

Election of Director: Raymond E. Mabus, Jr.

Management

For

For

For

1G.

Election of Director: Judith A. McHale

Management

For

For

For

1H.

Election of Director: John G. Schreiber

Management

For

For

For

1I.

Election of Director: Elizabeth A. Smith

Management

For

For

For

1J.

Election of Director: Douglas M. Steenland

Management

For

For

For

2.

Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021.

Management

For

For

For

3.

Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers.

Management

For

For

For

HONEYWELL INTERNATIONAL INC.

Security

438516106

Meeting Type

Annual

Ticker Symbol

HON

Meeting Date

21-May-2021

ISIN

US4385161066

Agenda

935374861 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Darius Adamczyk

Management

For

For

For

1B.

Election of Director: Duncan B. Angove

Management

For

For

For

1C.

Election of Director: William S. Ayer

Management

For

For

For

1D.

Election of Director: Kevin Burke

Management

For

For

For

1E.

Election of Director: D. Scott Davis

Management

For

For

For

1F.

Election of Director: Deborah Flint

Management

For

For

For

1G.

Election of Director: Judd Gregg

Management

For

For

For

1H.

Election of Director: Grace D. Lieblein

Management

For

For

For

1I.

Election of Director: Raymond T. Odierno

Management

For

For

For

1J.

Election of Director: George Paz

Management

For

For

For

1K.

Election of Director: Robin L. Washington

Management

For

For

For

2.

Advisory Vote to Approve Executive Compensation.

Management

For

For

For

3.

Approval of Independent Accountants.

Management

For

For

For

4.

Shareholder Right To Act By Written Consent.

Shareholder

Against

Against

For

INTERCONTINENTAL EXCHANGE, INC.

Security

45866F104

Meeting Type

Annual

Ticker Symbol

ICE

Meeting Date

14-May-2021

ISIN

US45866F1049

Agenda

935367397 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen

Management

For

For

For

1B.

Election of Director for term expiring in 2022: Shantella E. Cooper

Management

For

For

For

1C.

Election of Director for term expiring in 2022: Charles R. Crisp

Management

For

For

For

1D.

Election of Director for term expiring in 2022: Duriya M. Farooqui

Management

For

For

For

1E.

Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond

Management

For

For

For

1F.

Election of Director for term expiring in 2022: Mark F. Mulhern

Management

For

For

For

1G.

Election of Director for term expiring in 2022: Thomas E. Noonan

Management

For

For

For

1H.

Election of Director for term expiring in 2022: Frederic V. Salerno

Management

For

For

For

1I.

Election of Director for term expiring in 2022: Caroline L. Silver

Management

For

For

For

1J.

Election of Director for term expiring in 2022: Jeffrey C. Sprecher

Management

For

For

For

1K.

Election of Director for term expiring in 2022: Judith A. Sprieser

Management

For

For

For

1L.

Election of Director for term expiring in 2022: Vincent Tese

Management

For

For

For

2.

To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers.

Management

For

For

For

3.

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

For

For

4.

A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting.

Shareholder

Against

Against

For

JOHNSON & JOHNSON

Security

478160104

Meeting Type

Annual

Ticker Symbol

JNJ

Meeting Date

22-Apr-2021

ISIN

US4781601046

Agenda

935345214 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Mary C. Beckerle

Management

For

For

For

1B.

Election of Director: D. Scott Davis

Management

For

For

For

1C.

Election of Director: Ian E. L. Davis

Management

For

For

For

1D.

Election of Director: Jennifer A. Doudna

Management

For

For

For

1E.

Election of Director: Alex Gorsky

Management

For

For

For

1F.

Election of Director: Marillyn A. Hewson

Management

For

For

For

1G.

Election of Director: Hubert Joly

Management

For

For

For

1H.

Election of Director: Mark B. McClellan

Management

For

For

For

1I.

Election of Director: Anne M. Mulcahy

Management

For

For

For

1J.

Election of Director: Charles Prince

Management

For

For

For

1K.

Election of Director: A. Eugene Washington

Management

For

For

For

1L.

Election of Director: Mark A. Weinberger

Management

For

For

For

1M.

Election of Director: Nadja Y. West

Management

For

For

For

1N.

Election of Director: Ronald A. Williams

Management

For

For

For

2.

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

For

For

3.

Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021.

Management

For

For

For

4.

Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics.

Shareholder

Against

Against

For

5.

Independent Board Chair.

Shareholder

Against

Against

For

6.

Civil Rights Audit.

Shareholder

Against

Against

For

7.

Executive Compensation Bonus Deferral.

Shareholder

Against

Against

For

JPMORGAN CHASE & CO.

Security

46625H100

Meeting Type

Annual

Ticker Symbol

JPM

Meeting Date

18-May-2021

ISIN

US46625H1005

Agenda

935372285 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Linda B. Bammann

Management

For

For

For

1B.

Election of Director: Stephen B. Burke

Management

For

For

For

1C.

Election of Director: Todd A. Combs

Management

For

For

For

1D.

Election of Director: James S. Crown

Management

For

For

For

1E.

Election of Director: James Dimon

Management

For

For

For

1F.

Election of Director: Timothy P. Flynn

Management

For

For

For

1G.

Election of Director: Mellody Hobson

Management

For

For

For

1H.

Election of Director: Michael A. Neal

Management

For

For

For

1I.

Election of Director: Phebe N. Novakovic

Management

For

For

For

1J.

Election of Director: Virginia M. Rometty

Management

For

For

For

2.

Advisory resolution to approve executive compensation.

Management

For

For

For

3.

Approval of Amended and Restated Long- Term Incentive Plan effective May 18, 2021.

Management

For

For

For

4.

Ratification of independent registered public accounting firm.

Management

For

For

For

5.

Improve shareholder written consent.

Shareholder

Against

Against

For

6.

Racial equity audit and report.

Shareholder

Against

Against

For

7.

Independent board chairman.

Shareholder

Against

Against

For

8.

Political and electioneering expenditure congruency report.

Shareholder

Against

Against

For

KANSAS CITY SOUTHERN

Security

485170302

Meeting Type

Annual

Ticker Symbol

KSU

Meeting Date

20-May-2021

ISIN

US4851703029

Agenda

935380977 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Lydia I. Beebe

Management

For

For

For

1B.

Election of Director: Lu M. Córdova

Management

For

For

For

1C.

Election of Director: Robert J. Druten

Management

For

For

For

1D.

Election of Director: Antonio O. Garza, Jr.

Management

For

For

For

1E.

Election of Director: David Garza-Santos

Management

For

For

For

1F.

Election of Director: Janet H. Kennedy

Management

For

For

For

1G.

Election of Director: Mitchell J. Krebs

Management

For

For

For

1H.

Election of Director: Henry J. Maier

Management

For

For

For

1I.

Election of Director: Thomas A. McDonnell

Management

For

For

For

1J.

Election of Director: Patrick J. Ottensmeyer

Management

For

For

For

2.

Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.

Management

For

For

For

3.

An Advisory vote to approve the 2020 compensation of our named executive officers.

Management

For

For

For

KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC

Security

499049104

Meeting Type

Annual

Ticker Symbol

KNX

Meeting Date

18-May-2021

ISIN

US4990491049

Agenda

935377336 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Gary Knight

For

For

For

2

Kathryn Munro

For

For

For

2.

Conduct an advisory, non-binding vote to approve executive compensation.

Management

For

For

For

3.

Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021.

Management

For

For

For

4.

Vote on a stockholder proposal regarding simple majority vote.

Shareholder

Against

Against

For

L3HARRIS TECHNOLOGIES INC.

Security

502431109

Meeting Type

Annual

Ticker Symbol

LHX

Meeting Date

23-Apr-2021

ISIN

US5024311095

Agenda

935345694 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Sallie B. Bailey

Management

For

For

For

1B.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: William M. Brown

Management

For

For

For

1C.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Peter W. Chiarelli

Management

For

For

For

1D.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Corcoran

Management

For

For

For

1E.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Thomas A. Dattilo

Management

For

For

For

1F.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Roger B. Fradin

Management

For

For

For

1G.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Hay III

Management

For

For

For

1H.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lewis Kramer

Management

For

For

For

1I.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Christopher E. Kubasik

Management

For

For

For

1J.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Rita S. Lane

Management

For

For

For

1K.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Robert B. Millard

Management

For

For

For

1L.

Election of Director for a Term Expiring at the 2022 Annual Meeting of Shareholders: Lloyd W. Newton

Management

For

For

For

2.

Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement.

Management

For

For

For

3.

Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021.

Management

For

For

For

LAM RESEARCH CORPORATION

Security

512807108

Meeting Type

Annual

Ticker Symbol

LRCX

Meeting Date

03-Nov-2020

ISIN

US5128071082

Agenda

935272675 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Sohail U. Ahmed

For

For

For

2

Timothy M. Archer

For

For

For

3

Eric K. Brandt

For

For

For

4

Michael R. Cannon

For

For

For

5

Catherine P. Lego

For

For

For

6

Bethany J. Mayer

For

For

For

7

Abhijit Y. Talwalkar

For

For

For

8

Lih Shyng (Rick L) Tsai

For

For

For

9

Leslie F. Varon

For

For

For

2.

Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay."

Management

For

For

For

3.

Ratification of the appointment of the independent registered public accounting firm for fiscal year 2021.

Management

For

For

For

LINCOLN ELECTRIC HOLDINGS, INC.

Security

533900106

Meeting Type

Annual

Ticker Symbol

LECO

Meeting Date

22-Apr-2021

ISIN

US5339001068

Agenda

935359237 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Curtis E. Espeland

For

For

For

2

Patrick P. Goris

For

For

For

3

Stephen G. Hanks

For

For

For

4

Michael F. Hilton

For

For

For

5

G. Russell Lincoln

For

For

For

6

Kathryn Jo Lincoln

For

For

For

7

William E MacDonald III

For

For

For

8

Christopher L. Mapes

For

For

For

9

Phillip J. Mason

For

For

For

10

Ben P. Patel

For

For

For

11

Hellene S. Runtagh

For

For

For

12

Kellye L. Walker

For

For

For

2.

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2021.

Management

For

For

For

3.

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

For

For

LINDE PLC

Security

G5494J103

Meeting Type

Annual

Ticker Symbol

LIN

Meeting Date

27-Jul-2020

ISIN

IE00BZ12WP82

Agenda

935214065 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Prof. Dr. Wolfgang Reitzle

Management

For

For

For

1B.

Election of Director: Stephen F. Angel

Management

For

For

For

1C.

Election of Director: Prof. DDr. Ann-Kristin Achleitner

Management

For

For

For

1D.

Election of Director: Prof. Dr. Clemens Börsig

Management

For

For

For

1E.

Election of Director: Dr. Nance K. Dicciani

Management

For

For

For

1F.

Election of Director: Dr. Thomas Enders

Management

For

For

For

1G.

Election of Director: Franz Fehrenbach

Management

For

For

For

1H.

Election of Director: Edward G. Galante

Management

For

For

For

1I.

Election of Director: Larry D. McVay

Management

For

For

For

1J.

Election of Director: Dr. Victoria Ossadnik

Management

For

For

For

1K.

Election of Director: Prof. Dr. Martin H. Richenhagen

Management

For

For

For

1L.

Election of Director: Robert L. Wood

Management

For

For

For

2A.

To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor.

Management

For

For

For

2B.

To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration.

Management

For

For

For

3.

To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law.

Management

For

For

For

4.

To approve, on an advisory and non- binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement.

Management

For

For

For

LOWE'S COMPANIES, INC.

Security

548661107

Meeting Type

Annual

Ticker Symbol

LOW

Meeting Date

28-May-2021

ISIN

US5486611073

Agenda

935387729 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1.

DIRECTOR

Management

1

Raul Alvarez

For

For

For

2

David H. Batchelder

For

For

For

3

Angela F. Braly

For

For

For

4

Sandra B. Cochran

For

For

For

5

Laurie Z. Douglas

For

For

For

6

Richard W. Dreiling

For

For

For

7

Marvin R. Ellison

For

For

For

8

Daniel J. Heinrich

For

For

For

9

Brian C. Rogers

For

For

For

10

Bertram L. Scott

For

For

For

11

Mary Beth West

For

For

For

2.

Advisory vote to approve Lowe's named executive officer compensation in fiscal 2020.

Management

For

For

For

3.

Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021.

Management

For

For

For

4.

Shareholder proposal regarding amending the Company's proxy access bylaw to remove shareholder aggregation limits.

Shareholder

Against

Against

For

LYONDELLBASELL INDUSTRIES N.V.

Security

N53745100

Meeting Type

Annual

Ticker Symbol

LYB

Meeting Date

28-May-2021

ISIN

NL0009434992

Agenda

935393518 - Management

Item

Proposal

Proposed By

Vote

Management Recommendation

For/Against Management

1A.

Election of Director: Jacques Aigrain

Management

For

For

For

1B.

Election of Director: Lincoln Benet

Management

For

For

For

1C.

Election of Director: Jagjeet (Jeet) Bindra

Management

For