Report of Proposed Sale of Securities (144)
13 Juni 2022 - 05:02PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0101
Expires: July 31, 2023
Estimated average burden hours per
response 1.00
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FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
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SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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ATTENTION:
Transmit for
filing
3
copies
of
this form concurrently with either
placing
an order
with
a
broker to execute sale or executing a sale directly with a market
maker.
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CUSIP NUMBER |
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1
(a)
NAME OF ISSUER
(Please type or print)
AllianceBernstein Holding L.P.
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(b) IRS IDENT. NO.
13-3434400
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(c) S.E.C. FILE NO.
001-09818
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WORK LOCATION |
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1
(d)
ADDRESS OF ISSUER
501
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STREET
Commerce
Street
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CITY
Nashville |
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STATE
TN |
ZIP CODE
37203 |
(e)
TELEPHONE NO.
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AREA CODE
615 |
NUMBER
622-0000 |
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2
(a)
NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE
SOLD
Charles Stonehill
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(b) RELATIONSHIP TO
ISSUER
Director
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(c) ADDRESS STREET CITY
285 Central Park West, New York
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STATE
NY |
ZIP CODE
10024 |
INSTRUCTION: The person filing this notice should contact the
issuer to obtain the I.R.S. Identification Number and the S.E.C.
File Number.
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3(a)
Title of the Class of Securities To Be Sold
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(b)
Name and Address of Each Broker Through Whom the Securities are to
be Offered or Each Market Maker who is Acquiring the
Securities
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SEC USE ONLY |
(c)
Number of Shares or Other Units
To Be Sold
(See instr. 3(c))
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(d)
Aggregate
Market
Value
(See instr. 3(d))
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(e)
Number of Shares or Other Units Outstanding
(See instr. 3(e))
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(f)
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
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(g)
Name of Each Securities Exchange
(See instr. 3(g))
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Broker-Dealer File Number
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Units Representing assignments of beneficial ownership of Limited
Partnership interests "ABH Units"
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JP Morgan Chase & Co; 383 Madison Avenue, New York, NY,
10179
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1400
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60,200
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99,594,474
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06/13/2022
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NYSE
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INSTRUCTIONS:
1.(a)
Name of issuer
(a)Issuer’s
I.R.S. Identification Number
(b)Issuer’s
S.E.C. file number, if any
(c)Issuer’s
address, including zip code
(d)Issuer’s
telephone number, including area code
2.(a)
Name of person for whose account the securities are to be
sold
(a)Such
person’s relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the
foregoing)
(b)Such
person’s address, including zip code
3.(a)
Title of the class of securities to be sold
(a)Name
and address of each broker through whom the securities are intended
to be sold
(b)Number
of shares or other units to be sold (if debt securities, give the
aggregate face amount)
(c)Aggregate
market value of the securities to be sold as of a specified date
within 10 days prior to the filing of this notice
(d)Number
of shares or other units of the class outstanding, or if debt
securities the face amount thereof outstanding, as shown by the
most recent report or statement published by the
issuer
(e)Approximate
date on which the securities are to be sold
(f)Name
of each securities exchange, if any, on which the securities are
intended to be sold
Potential persons who are to respond to the collection of
information contained in this form are not required to respond
unless the form displays a currently valid OMB control
number.
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition
of the securities to be sold
and with respect to the payment of all or any part of the purchase
price or other consideration therefor:
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Title of
the Class
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Date you
Acquired
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Nature of Acquisition Transaction |
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
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Amount of
Securities Acquired
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Date of
Payment
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Nature of Payment |
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ABH Units |
05/14/2021 |
Part of ordinary compensation paid to AB independent
directors |
Issuer |
3246 |
N/A |
N/A |
INSTRUCTIONS: If
the securities were purchased and full payment therefor was not
made in cash at the time of purchase, explain in the table or in a
note thereto the nature of the consideration given. If the
consideration consisted of any note or other obligation, or if
payment was made in installments describe the arrangement and state
when the note or other obligation was discharged in full or the
last installment paid.
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the
issuer sold during the past 3 months by the person for whose
account the securities are to be sold.
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Name and Address of Seller
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Title of Securities Sold
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Date of Sale
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Amount of Securities Sold |
Gross Proceeds
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N/A
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N/A |
N/A |
N/A |
N/A |
REMARKS:
INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144.
Information is to be given not only as to the person for whose
account the securities are to be sold but also as to all other
persons included in that definition. In addition, information shall
be given as to sales by all persons whose sales are required by
paragraph (e) of Rule 144 to be aggregated with sales for the
account of the person filing this notice.
ATTENTION: The person for whose account the
securities to which this notice relates are to be sold hereby
represents by signing this notice that he does not know any
material adverse
information in regard to the current and prospective operations of
the Issuer of the securities to be sold which has not been publicly
disclosed. If such person has adopted a written trading plan or
given trading instructions to satisfy Rule
10b5-1 under the Exchange Act, by signing the form and indicating
the date that the plan was adopted or the instruction given, that
person makes such representation as of the plan adoption or
instruction date.
DATE OF NOTICE
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE
10B5-1
SIGNATURE
The notice shall be signed by the person for whose account the
securities are to be sold. At least one copy of the notice shall be
manually signed. Any copies not manually signed shall bear typed or
printed signatures.
ATTENTION: Intentional misstatements or omission of facts
constitute Federal Criminal Violations (See 18 U.S.C.
1001)
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