Statement of Changes in Beneficial Ownership (4)
15 Mai 2023 - 10:25PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
7 Acquisition Holdings, LLC |
2. Issuer Name and Ticker or Trading Symbol
7 Acquisition Corp
[
SVNA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
750 EAST MAIN STREET, SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/11/2023 |
(Street)
STAMFORD, CT 06902 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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(City)
(State)
(Zip)
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Rule 10b5-1(c) Transaction Indication
☐
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to
satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B ordinary shares | (1) | 5/11/2023 | | D (1) | | | 120000 (1) | (1) | (1) | Class A ordinary shares | 120000 | $0.00 (1) | 0 | D (1) | |
Explanation of Responses: |
(1) | As described in the Issuer's registration statement on Form S-1 (File No. 333-253264) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares would have automatically converted into Class A ordinary shares of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. In connection with the liquidation and dissolution of the Issuer, each of Leslie Cornfeld, Sherrie Deans, Thelma B. Ferguson, Neil Jacobs, Chandra J. Mitchell and Michael Posner surrendered to the Issuer, for no consideration, 20,000 Class B ordinary shares directly held by such reporting persons. |
Remarks: After giving effect to the Issuer's delisting and deregistration, the Reporting Persons will no longer be subject to Section 16 reporting obligations. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
7 Acquisition Holdings, LLC 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 |
| X |
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LeeKong Aren C. 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X | X | Chief Executive Officer |
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Mitchell Chandra J 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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Cornfeld Leslie 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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Deans Sherrie 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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Ferguson Thelma B 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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Jacobs Neil B. 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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COGUT CRAIG M 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X | X |
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Posner Michael Hoffman 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X |
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Haney Joel 750 EAST MAIN STREET, SUITE 600 STAMFORD, CT 06902 | X | X | Chief Financial Officer |
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Signatures
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7 Acquisition Holdings, LLC: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Aren LeeKong: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Chandra Mitchell: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Leslie Cornfeld: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Sherrie Deans: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Thelma Ferguson: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Neil Jacobs: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Craig Cogut: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Michael Posner: By: /s/ Joel Haney, Attorney-in-Fact | | 5/15/2023 |
**Signature of Reporting Person | Date |
Joel Haney: /s/ Joel Haney | | 5/15/2023 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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