Form 8-K - Current report
20 März 2025 - 9:05PM
Edgar (US Regulatory)
false
0001427570
0001427570
2025-03-14
2025-03-14
iso4217:USD
xbrli:shares
iso4217:USD
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 14, 2025
RESHAPE LIFESCIENCES
INC.
(Exact name of registrant as specified in its charter)
Delaware |
1-37897 |
26-1828101 |
(State or other jurisdiction
of
incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
|
|
|
18 Technology Drive, Suite 110
Irvine, CA |
92618 |
(Address of principal executive offices) |
(Zip Code) |
|
|
|
|
(949) 429-6680
(Registrant’s
telephone number, including area code)
Not Applicable
(Former name or former address, if changed since
last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant
to Section 12(b) of the Act:
Title
of each class |
Trading
Symbol(s) |
Name
of each exchange on which registered |
Common stock, $0.001 par value per share |
RSLS |
The Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers. |
On March 14, 2025, Gary Blackford informed
the Board of Directors (the “Board”) of ReShape Lifesciences Inc. (the “Company”) of his decision to resign from
the Board and all related committees effective March 15, 2025. Mr. Blackford’s decision to resign from the Board is not
due to any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
As a result of Mr. Blackford’s resignation,
the Company’s Audit Committee will be comprised of two independent directors and, therefore, will not be in compliance with Nasdaq
Listing Rule 5605(c)(2)(A), which requires the Company’s Audit Committee to be comprised of three independent directors. However,
the Company will rely on the cure period set forth in Nasdaq Listing Rule 5605(c)(4)(B) to regain compliance with the audit
committee composition requirements.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
RESHAPE LIFESCIENCES INC. |
|
|
|
By: |
/s/ Paul F. Hickey |
|
|
Paul F. Hickey |
|
|
President and Chief Executive Officer |
Date: March 20, 2025
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