Statement of Changes in Beneficial Ownership (4)
14 Juni 2022 - 01:01AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * HENNESSY JOHN L |
2. Issuer Name and Ticker or Trading
Symbol Alphabet Inc. [ GOOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY |
3. Date of Earliest Transaction (MM/DD/YYYY)
6/9/2022
|
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2326.85 |
1967 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2327.14 |
1965 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2330.225 |
1963 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2333.75 |
1961 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2339.665 |
1959 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2341.12 |
1957 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2342.14 |
1955 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2344.09 |
1954 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2345.405 |
1952 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2347.17 |
1951 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2347.235 |
1949 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2349.845 |
1947 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2350.445 |
1946 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2350.66 |
1945 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2351.005 |
1943 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2351.815 |
1942 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
1 |
D |
$2352.08 |
1941 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2353.415 |
1939 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2353.54 |
1937 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2355.055 |
1935 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2358.42 |
1933 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2359.76 |
1931 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2360.02 |
1929 |
I |
By Trust |
Class A Common Stock |
6/9/2022 |
|
S |
|
2 |
D |
$2360.315 |
1927 |
I |
By Trust |
Class C Capital Stock |
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|
|
|
|
|
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78 |
D |
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Class C Capital Stock |
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|
|
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|
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265 |
I |
By Trust |
Class C Google Stock Units |
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155 (1) |
D |
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Class C Google Stock Units |
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183 (2) |
D |
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Class C Google Stock Units |
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123 (3) |
D |
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Class C Google Stock Units |
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8 (3) |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The Class C Google Stock
Units (GSU) entitle the Reporting Person to receive one share of
Alphabet Inc. Class C Capital Stock for each share underlying the
GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2021 and an
additional 1/48th of GSUs will vest monthly thereafter, subject to
continued service on the Board on the applicable vesting
dates. |
(2) |
1/48th of GSU grant vested
on July 25, 2020 and an additional 1/48th of GSUs will vest monthly
thereafter, subject to continued service on the Board on the
applicable vesting dates. |
(3) |
1/48th of GSU grant vested
on July 25, 2019 and an additional 1/48th of GSUs will vest monthly
thereafter, subject to continued service on the Board on the
applicable vesting dates. |
Remarks:
Transactions reported in this Form 4 were effected pursuant to a
Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
HENNESSY JOHN L
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043 |
X |
|
|
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Signatures
|
/s/ Valentina Margulis, as Attorney-in-Fact for
John L. Hennessy |
|
6/13/2022 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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