Statement of Changes in Beneficial Ownership (4)
14 Juni 2022 - 01:01AM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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HENNESSY JOHN L |
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc.
[
GOOG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
6/9/2022 |
(Street)
MOUNTAIN VIEW, CA 94043
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2326.85 | 1967 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2327.14 | 1965 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2330.225 | 1963 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2333.75 | 1961 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2339.665 | 1959 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2341.12 | 1957 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2342.14 | 1955 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2344.09 | 1954 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2345.405 | 1952 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2347.17 | 1951 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2347.235 | 1949 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2349.845 | 1947 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2350.445 | 1946 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2350.66 | 1945 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2351.005 | 1943 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2351.815 | 1942 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 1 | D | $2352.08 | 1941 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2353.415 | 1939 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2353.54 | 1937 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2355.055 | 1935 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2358.42 | 1933 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2359.76 | 1931 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2360.02 | 1929 | I | By Trust |
Class A Common Stock | 6/9/2022 | | S | | 2 | D | $2360.315 | 1927 | I | By Trust |
Class C Capital Stock | | | | | | | | 78 | D | |
Class C Capital Stock | | | | | | | | 265 | I | By Trust |
Class C Google Stock Units | | | | | | | | 155 (1) | D | |
Class C Google Stock Units | | | | | | | | 183 (2) | D | |
Class C Google Stock Units | | | | | | | | 123 (3) | D | |
Class C Google Stock Units | | | | | | | | 8 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant vested on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. |
(2) | 1/48th of GSU grant vested on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. |
(3) | 1/48th of GSU grant vested on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates. |
Remarks: Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
HENNESSY JOHN L C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW, CA 94043 | X |
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Signatures
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/s/ Valentina Margulis, as Attorney-in-Fact for John L. Hennessy | | 6/13/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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