Current Report Filing (8-k)
17 Juni 2022 - 10:08PM
Edgar (US Regulatory)
0001322505 false 0001322505 2022-06-16
2022-06-16 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 16, 2022
ALBIREO PHARMA, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of
incorporation) |
|
001-33451
(Commission File
Number) |
|
90-0136863
(IRS Employer
Identification No.) |
53 State Street,
19th Floor
Boston,
Massachusetts
(Address of principal executive offices) |
|
02109
(Zip Code) |
(857)
254-5555
Registrant’s telephone number, including area code
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
¨ Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act:
Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which
registered |
|
Common Stock |
|
ALBO |
|
The
Nasdaq Capital Market |
|
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended
transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act. ¨
Item
5.07 Submission of Matters to a Vote of Security
Holders.
On June
16, 2022, Albireo Pharma, Inc.
(the “Company”) held its 2022 Annual Meeting of Stockholders
(the “Annual Meeting”). At the Annual Meeting, the stockholders:
(1) elected each of David Chiswell, Ph.D. and Davey S. Scoon to the
Company’s Board of Directors as a Class III director for a term of
three years to serve until the 2025 annual meeting of stockholders
and until his respective successor is elected and qualified or
until his earlier death, resignation or removal (“Election of
Directors”); and (2) ratified the appointment of Ernst & Young
LLP as the Company’s independent registered public accounting firm
for the fiscal year ending December 31, 2022 (“Auditor
Ratification”). A more complete description of each of these
matters is set forth in the Company’s definitive proxy statement
filed with the Securities and Exchange Commission on April 21,
2022.
The number of votes cast in favor or against or withheld by the
stockholders and, where applicable, the number of abstentions and
the number of broker nonvotes on each of the foregoing matters are
set forth below.
1. Election of Directors
Nominee |
|
Shares
Voted
For |
|
|
Shares Voted
to Withhold
Authority |
|
|
Broker
Nonvotes |
|
David Chiswell, Ph.D. |
|
|
10,252,529 |
|
|
|
274,590 |
|
|
|
2,234,685 |
|
Davey S. Scoon |
|
|
9,825,125 |
|
|
|
701,994 |
|
|
|
2,234,685 |
|
2. Auditor Ratification
Shares
Voted For |
|
|
Shares Voted
Against |
|
|
Shares
Abstaining |
|
|
Broker
Nonvotes |
|
12,754,534 |
|
|
5,689 |
|
|
1,581 |
|
|
- |
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
|
ALBIREO PHARMA,
INC. |
|
|
Date:
June 17, 2022 |
/s/
Ronald H.W. Cooper |
|
Name:
Ronald H.W. Cooper |
|
Title:
President and Chief Executive Officer |
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