Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
14 August 2024 - 11:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION
OF LATE FILING
SEC File Number: 001-38742
CUSIP Number: 00165R101
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☐ Form 10-K
☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q
☐ Form 10-D
☐ Form N-CEN ☐ Form N-CSR |
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For Period Ended: June 30, 2024 |
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☐ Transition Report on Form 10-K |
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☐ Transition Report on Form 20-F |
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☐ Transition Report on Form 11-K |
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☐ Transition Report on Form 10-Q |
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For the Transition Period Ended: |
Read Instructions (on back page) Before Preparing
Form. Please Print or Type.
Nothing in this form shall be construed to imply
that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
PART I—REGISTRANT INFORMATION
Advent Technologies Holdings, Inc.
Full Name of Registrant
AMCI Acquisition Corp.
Former Name if Applicable
5637 La Ribera St., Suite A
Address of Principal Executive Office (Street and Number)
Livermore, CA 94550
City, State and Zip Code
PART II—RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort
or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
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(a) |
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The reason described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
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☐ |
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(b) |
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The subject annual report, semi-annual report, transition report on
Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D,
or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c) |
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The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III—NARRATIVE
State below in reasonable detail the reasons why Forms 10-K, 20-F,
11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period. (Attach
extra Sheets if Needed)
Advent Technologies Holdings, Inc. (the “Company”) has
determined that it is unable, without unreasonable effort or expense, to file its Quarterly Report on Form 10-Q for the period ended
June 30, 2024 (the “Quarterly Report”) by the prescribed due date for the reasons described below.
As previously disclosed, the Company’s Chief Financial Officer
(“CFO”) since 2021, Kevin L. Brackman, resigned from all of his positions in January 2024 and his replacement as CFO, Naiem
Hussain, resigned in March 2024. As a result, the Company’s ability to file the Quarterly Report in a timely manner was negatively
impacted, resulting in the Company becoming unable to file its Quarterly Report by its prescribed due date without unreasonable effort
or expense.
The Company is working diligently to complete the Quarterly Report
as quickly as possible.
PART IV—OTHER INFORMATION
(1) |
Name and telephone number of person to contact in regard to this notification |
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Vassilios Gregoriou |
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925 |
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455-9400
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(Name) |
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(Area Code) |
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(Telephone Number) |
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(2) |
Have all other
periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such
report(s) been filed? If answer is no, identify report(s). Yes ☐ No ☒ |
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The Company is working to complete its Quarterly Report on Form 10-K for the quarter ended March 31, 2024, as disclosed by the Company in
that certain Form 12b-25 filed with the U.S. Securities and Exchange Commission on May 29, 2024. |
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(3) |
Is it anticipated
that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒ |
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If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
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Advent Technologies Holdings Inc.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: |
August 14, 2024 |
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By: |
/s/ Vassilios Gregoriou |
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Vassilios Gregoriou
Chief Executive Officer |
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