TIDMCCL 
 
Carnival Corporation & plc 
 
                Notification of Transactions of Directors/PDMRS 
 
1    Details of the person discharging managerial responsibilities/person 
     closely associated 
 
a)   Name                 Josh Weinstein 
 
2    Reason for the notification 
 
a)   Position/status      President, Chief Executive Officer and Chief Climate 
                          Officer of Carnival Corporation & plc / Director 
 
b)   Initial notification Initial Notification 
     / Amendment 
 
3    Details of the issuer, emission allowance market participant, auction 
     platform, auctioneer or auction monitor 
 
a)   Name                 Carnival Corporation 
 
b)   Legal Entity         F1OF2ZSX47CR0BCWA982 
     Identifier 
 
4A   Details of the transaction: 1 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Vesting of time vested restricted stock units 
     transaction          ("RSUs") granted January 19, 2021. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                           $0.00                     19,477 
 
d)   Aggregated 
     information          19,477 
     - Aggregated volume  $0.00 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
4B   Details of the transaction: 2 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Represents shares withheld by the Company to cover 
     transaction          taxes associated with RSUs granted January 19, 2021. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                         $11.6695                    7,665 
 
d)   Aggregated 
     information          7,665 
     - Aggregated volume  $11.6695 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
4C   Details of the transaction: 3 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Vesting of performance-based restricted stock units 
     transaction          ("PBS RSUs") granted in February 2020 pursuant to 
                          the Carnival Corporation 2011 Stock Plan, which 
                          includes shares from the settlement of dividend 
                          equivalents accumulated during the PBS RSU 
                          restricted period.  Each PBS RSU represented one 
                          share of Carnival Corporation common stock. The 
                          reporting person was eligible to earn from 0-200% of 
                          the target amount of PBS RSUs based upon the extent 
                          to which Carnival Corporation & plc's annual 
                          adjusted operating income, as further adjusted for 
                          certain fuel price changes and currency exchange 
                          rate impact for each of the three fiscal years in 
                          the 2020-2022 performance period, return on invested 
                          capital for 2021-2022, and certain environmental, 
                          social & governance metrics, reach or exceed 
                          specified performance goals. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                           $0.00                     2,881 
 
d)   Aggregated 
     information          2,881 
     - Aggregated volume  $0.00 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
4D   Details of the transaction: 4 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Represents shares withheld by the Company to cover 
     transaction          taxes associated with vesting of PBS RSUs granted in 
                          February 2020. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                         $11.6695                    1,135 
 
d)   Aggregated 
     information          1,135 
     - Aggregated volume  $11.6695 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
4E   Details of the transaction: 5 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Vesting of PBS RSUs granted in August 2020 pursuant 
     transaction          to the Carnival Corporation 2011 Stock Plan. Each 
                          PBS RSU represents one share of Carnival Corporation 
                          common stock.  The reporting person was eligible to 
                          earn from 0-150% of the target amount of PBS RSUs 
                          based upon the extent to which Carnival Corporation 
                          & plc's certain specified environmental, social & 
                          governance metrics over the 2020-2022 performance 
                          period reach or exceed specified performance goals. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                           $0.00                     42,159 
 
d)   Aggregated 
     information          42,159 
     - Aggregated volume  $0.00 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         NYSE 
     transaction 
 
4F   Details of the transaction: 6 
 
a)   Description of the   Common stock with a nominal value of US$0.01 per 
     financial            share 
     instrument, type of 
     instrument           CUSIP: 143658300 
     Identification code 
 
b)   Nature of the        Represents shares withheld by the Company to cover 
     transaction          taxes associated with vesting of PBS RSUs granted in 
                          August 2020. 
 
c)   Price(s) and volume         Price(s)                  Volume(s) 
     (s)                         $11.6695                    16,589 
 
d)   Aggregated 
     information          16,589 
     - Aggregated volume  $11.6695 
     - Price 
 
e)   Date of the          2023-02-06 
     transaction 
 
f)   Place of the         Off Market 
     transaction 
 
Arnaldo Perez 
 
Company Secretary 
 
Carnival Corporation & plc 
 
3655 NW 87th Avenue 
 
MLGL-815 
 
Miami, FL 33178 
 
T: 305.599.2600 
 
#34764992 
 
 
 
END 
 
 

(END) Dow Jones Newswires

February 08, 2023 11:30 ET (16:30 GMT)

Carnival (LSE:CCL)
Historical Stock Chart
Von Mär 2024 bis Apr 2024 Click Here for more Carnival Charts.
Carnival (LSE:CCL)
Historical Stock Chart
Von Apr 2023 bis Apr 2024 Click Here for more Carnival Charts.