FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT
RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT
APPLICABLE)
Rule 8.5 of the Takeover Code (the
"Code")
1. KEY
INFORMATION
(a) Name of exempt principal
trader:
|
SBG Securities Proprietary
Limited
|
(b) Name of offeror/offeree in
relation to whose relevant securities this form relates:
Use a
separate form for each offeror/offeree
|
SABMiller Plc
|
(c) Name of the party to the offer
with which exempt principal trader is connected:
|
Anheuser-Busch InBev
SA/NV
|
(d) Date position held/dealing
undertaken:
For an opening position
disclosure, state the latest practicable date prior to the
disclosure
|
17 November 2015
|
(e) In addition to the company in
1(b) above, is the exempt principal trader making disclosures in
respect of any other party to the offer?
If it is a cash offer or
possible cash offer, state "N/A"
|
No
|
2. POSITIONS
OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to
subscribe to disclose in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as
appropriate) for each additional class of relevant
security.
(a) Interests and
short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if
any)
Class of relevant
security:
|
Common - ISIN
GB0004835483
|
|
Interests
|
Short positions
|
Number
|
%
|
Number
|
%
|
(1) Relevant securities owned and/or
controlled:
|
605043
|
0.04
|
1502659
|
0.09
|
(2) Cash-settled
derivatives:
|
-
|
-
|
2079639
|
0.13
|
(3) Stock-settled derivatives
(including options) and agreements to purchase/sell:
|
-
|
|
-
|
|
TOTAL:
|
605043
|
0.04
|
3582298
|
0.22
|
|
|
|
|
|
All interests and all short
positions should be disclosed.
Details of any open stock-settled
derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a
Supplemental Form 8 (Open Positions).
(b) Rights to
subscribe for new securities (including directors' and other
employee options)
Class of relevant security in
relation to which subscription right exists:
|
N/A
|
Details, including nature of the
rights concerned and relevant percentages:
|
N/A
|
3. DEALINGS
(IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt
in.
The currency of all prices and other
monetary amounts should be stated.
(a) Purchases and
sales
Class of relevant
security
|
Purchases/ sales
|
Total number of
securities
|
Highest price per unit
paid/received
|
Lowest price per unit
paid/received
|
Common - ISIN GB0004835483 -
ZAR
|
Purchase
|
170420
|
876.32
|
868.49
|
Common - ISIN GB0004835483 -
ZAR
|
Sale
|
2784
|
875.00
|
868.49
|
|
|
|
|
|
(b) Cash-settled
derivative transactions
Class of relevant
security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short
position, increasing/reducing a long/short position
|
Number of reference
securities
|
Price per unit
|
Common - ISIN
GB0004835483
|
Swap
|
Short
|
157413
|
40.15
|
(c) Stock-settled
derivative transactions (including options)
(i) Writing,
selling, purchasing or varying
Class of relevant
security
|
Product description e.g. call
option
|
Writing, purchasing, selling,
varying etc.
|
Number of securities to which option
relates
|
Exercise price per unit
|
Type
e.g. American, European
etc.
|
Expiry date
|
Option money paid/ received per
unit
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(ii)
Exercise
Class of relevant
security
|
Product description
e.g. call option
|
Exercising/ exercised
against
|
Number of securities
|
Exercise price per unit
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(d) Other dealings
(including subscribing for new securities)
Class of relevant
security
|
Nature of dealing
e.g. subscription,
conversion
|
Details
|
Price per unit (if
applicable)
|
N/A
|
N/A
|
N/A
|
N/A
|
4. OTHER
INFORMATION
(a) Indemnity and
other dealing arrangements
Details of any indemnity or option
arrangement, or any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader
making the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
Irrevocable commitments and letters
of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
|
None
|
(b) Agreements,
arrangements or understandings relating to options or
derivatives
Details of any agreement,
arrangement or understanding, formal or informal, between the
exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any
relevant securities under any option; or
(ii) the voting rights or future
acquisition or disposal of any relevant securities to which any
derivative is referenced:
If there are no such agreements,
arrangements or understandings, state "none"
|
None
|
(c)
Attachments
Is a Supplemental Form 8 (Open
Positions) attached?
|
No
|
Date
of disclosure: |
18 November 2015
|
Contact name: |
Samantha Jacobs
|
Telephone number: |
27114157011
|
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638
0129.
The
Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.