Post-effective Amendment to an S-8 Filing (s-8 Pos)
04 Mai 2017 - 10:17PM
Edgar (US Regulatory)
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________
POST-EFFECTIVE AMENDMENT NO. 1
TO
FORM S-8 REGISTRATION STATEMENT
No. 333-195673
UNDER THE SECURITIES ACT OF 1933
_______________________
AKORN, INC.
(Exact name of registrant as specified in its charter)
Louisiana
(State of Incorporation)
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72-0717400
(I.R.S. Employer
Identification No.)
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1925 W. Field Court, Suite 300
Lake Forest, Illinois 60045
(847) 279-6100
(Address of principal executive offices)
AKORN, INC. 2014 STOCK OPTION PLAN
(Full title of the plan)
Joseph Bonaccorsi, Esq.
Executive Vice President, General Counsel and Secretary
Akorn, Inc.
1925 W. Field Court, Suite 300
Lake Forest, Illinois 60045
(847) 279-6100
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated
filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large
accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange
Act. (Check one):
Large accelerated filer
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☒
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Accelerated filer
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☐
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Non-accelerated filer
(Do not check if a smaller reporting company)
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☐
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Smaller reporting company
Emerging Growth company
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☐
☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.
o
DEREGISTRATION OF SECURITIES
On May 2, 2014, Akorn, Inc. (the “Company”)
filed a Registration Statement on Form S-8 (the “Registration Statement”), File No. 333-195673, registering 7,500,000
shares of Company common stock, no par value (the “Shares”), to be issued to participants under the Akorn, Inc. 2014
Stock Option Plan (the “2014 Plan”). The Company is no longer issuing equity awards under the 2014 Plan. This Post-Effective
Amendment No. 1 (the “Amendment”) to the Registration Statement is being filed in order to withdraw and remove from
registration 2,727,377 Shares that were registered under the Registration Statement and that remain unissued and not subject to
any outstanding awards under the 2014 Plan. The Registration Statement shall remain in effect for 4,492,968 Shares for purposes
of outstanding awards granted under the 2014 Plan.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and
has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized,
in the city of Lake Forest, State of Illinois, on May 4, 2017.
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AKORN, INC.
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By:
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/s/ Rajat Rai
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Rajat Rai
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Pursuant to the requirements of the Securities Act of 1933, as amended,
this Amendment to the Registration Statement has been signed by the following persons in the capacities indicated and on the dates
indicated.
Signature
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Title
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Date
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/s/ Rajat Rai
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Chief Executive Officer
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May 4, 2017
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Rajat Rai
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(Principal Executive Officer)
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/s/ Duane A. Portwood
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Executive Vice President and
Chief Financial Officer
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May 4, 2017
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Duane A. Portwood
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(Principal Financial Officer)
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/s/ Randall E. Pollard
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Corporate Controller and
Chief Accounting Officer
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May 4, 2017
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Randall E. Pollard
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(Principal Accounting Officer)
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/s/ John N. Kapoor, PH.D.
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Director, Chairman of the Board
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May 4, 2017
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John N. Kapoor, Ph.D
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/s/ Kenneth S. Abramowitz
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Director
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May 4, 2017
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Kenneth S. Abramowitz
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/s/ Adrienne L. Graves
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Director
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May 4, 2017
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Adrienne L. Graves
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/s/ Ronald M. Johnson
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Director
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May 4, 2017
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Ronald M. Johnson
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/s/Steven J. Meyer
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Director
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May 4, 2017
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Steven J. Meyer
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/s/Terry Allison Rappuhn
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Director
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May 4, 2017
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Terry Allison Rappuhn
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/s/ Brian Tambi
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Director
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May 4, 2017
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Brian Tambi
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/s/ Alan Weinstein
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Director
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May 4, 2017
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Alan Weinstein
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