Current Report Filing (8-k)
06 Juni 2016 - 3:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 6, 2016
GSV CAPITAL CORP.
(Exact name of registrant as specified in
its charter)
Maryland
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1-35156
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27-4443543
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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2925 Woodside Road
Woodside, CA 94062
(Address of principal
executive offices and zip code)
Registrant’s
telephone number, including area code:
(650) 235-4769
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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¨
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01.
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Regulation FD Disclosure
.
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On June 5, 2016, GSV Capital
Corp. (the “
Company
”) distributed a letter to its stockholders (the
“
Letter
”). The Letter provides a brief review of the Company’s fiscal year ended December 31,
2015 and discusses its portfolio as of March 31, 2016 and other recent developments. The text of the Letter is included as Exhibit 99.1
to this Form 8-K and is available on the Company’s website (http://gsvcap.com/).
The information disclosed under this Item
7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, and shall not be deemed incorporated by reference into any filing made under
the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such filing.
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Item 9.01
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Financial Statements and Exhibits.
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(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Exhibit No.
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Description
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99.1
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Letter to Stockholders dated June 5, 2016
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
Date: June 6, 2016
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GSV CAPITAL CORP.
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By:
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/s/ William F. Tanona
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William F. Tanona
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Chief Financial Officer, Treasurer and
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Corporate Secretary
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