Current Report Filing (8-k)
03 Juni 2016 - 10:22PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 3, 2016 (June 1, 2016)
GSV CAPITAL CORP.
(Exact name of registrant as specified in
its charter)
Maryland
|
1-35156
|
27-4443543
|
(State or other jurisdiction
of incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification No.)
|
2925 Woodside Road
Woodside, CA 94062
(Address of principal
executive offices and zip code)
Registrant’s
telephone number, including area code:
(650) 235-4769
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.07.
|
Submission of Matters to a Vote of Security Holders.
|
On June 1, 2016, GSV
Capital Corp. (the “
Company
”) held its 2016 Annual Meeting of Stockholders (the “
Annual Meeting
”).
As of April 6, 2016, the record date for the Annual Meeting, 22,181,003 shares of common stock were eligible to be voted, and 18,677,200
of those shares were present in person or by proxy at the Annual Meeting. The following proposals were submitted to the stockholders
for consideration at the Annual Meeting, both of which were approved by the requisite number of votes:
|
1.
|
To elect Leonard A. Potter, Ronald M. Lott and Catherine J. Friedman, each to serve as a
director of the Company until the Company’s 2019 Annual
Meeting of Stockholders or until his or her successor is duly elected and
qualified; and
|
|
2.
|
To ratify the selection of Deloitte & Touche LLP to serve as the Company’s independent
registered public accounting firm for the Company’s fiscal year ending December 31, 2016.
|
|
Proposal 1.
|
Each of Leonard A. Potter, Ronald M. Lott and Catherine J. Friedman was elected to serve
until the Company’s 2019 Annual Meeting of Stockholders or until his or her successor is duly elected and qualified.
The following votes were taken in
connection with this proposal:
|
Director Nominee
|
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Votes For
|
|
Votes Withheld
|
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Broker Non-Votes
|
Leonard A. Potter
|
|
5,375,605
|
|
3,143,753
|
|
10
,157,842
|
Ronald M. Lott
|
|
4,472,519
|
|
4,046,839
|
|
10,157,842
|
Catherine J. Friedman
|
|
5,242,877
|
|
3,276,481
|
|
10,157,842
|
|
Proposal 2.
|
Stockholders ratified the appointment of Deloitte &
Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.
The following votes were taken in connection with this proposal:
|
Votes For
|
|
Vote Against
|
|
Votes Abstained
|
18,233,646
|
|
200,393
|
|
243,161
|
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: June 3, 2016
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GSV CAPITAL CORP.
|
|
|
|
|
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By:
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/s/ William F. Tanona
|
|
|
William F. Tanona
Chief Financial Officer, Treasurer and Corporate
Secretary
|
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